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A nonzero compact scalar identity forces finite dimension

Statement

Let H be a real or complex Hilbert space (Hilbert space) and let c be a nonzero scalar. If the scalar operator cIH is a compact operator (Compact linear operator), then H is finite dimensional: it admits an ordered basis of finite length. This implication is choice free.

Facts & Assumptions

Given: a real or complex Hilbert space H, a nonzero scalar c, and the assumption that cIH is compact.

[F1]

A linear operator T is compact exactly when the closure of T(B‾) is compact, where B‾={x:∥x∥≤1} is the closed unit ball. (Compact linear operator)

[F2]

If T is compact and A is bounded, then the composite TA is compact. (Compositions with a compact operator are compact)

[F3]

A normed space X has compact closed unit ball if and only if X admits an ordered basis of finite length. (The closed unit ball is compact if and only if the normed space is finite-dimensional)

[F4]

For all vectors x,y of a normed space, ∣ ∥x∥−∥y∥ ∣≤∥x−y∥. (The reverse triangle inequality in a normed space)

[F5]

The scalar operator c−1IH is bounded, with ∥c−1IH∥≤∣c∣−1, including H={0}. (A bounded linear operator between normed spaces, The operator norm as the least bound and as the unit-sphere or unit-ball supremum)

Proof

technique · direct
1.1F5algebra

The scalar operator c−1IH satisfies ∥c−1IHx∥=∣c∣−1∥x∥ for every x∈H, so it is bounded with bound ∣c∣−1 so its operator norm is at most ∣c∣−1, including when H={0}.

1.2F4

The closed unit ball B‾ is closed in H: if ∥x∥>1, put r=∥x∥−1>0. Whenever ∥y−x∥<r, [F4] gives ∥y∥≥∥x∥−∥y−x∥>1, so the open ball of radius r about x is disjoint from B‾. Its complement is therefore open.

2.1F2step 1.1

The composite (cIH)∘(c−1IH) is compact by [F2], applied with the compact operator cIH and the bounded operator c−1IH; this composite is the identity IH.

3.1F1step 1.2step 2.1

By [F1] applied to IH, the closure of IH(B‾)=B‾ in H is compact. By step 1.2 the ball B‾ is closed, so this closure is B‾ itself; hence B‾ is a compact subset of H.

4.1F3step 3.1∎

By [F3] applied to the normed space H, compactness of B‾ means that H admits an ordered basis of finite length, that is, H is finite dimensional.

Depends on

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