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A positive rank-one Haar average is a nonzero compact intertwiner

Statement

Assume AC. Let K be a compact Hausdorff group with normalized Haar probability μ (Normalized Haar probability on a compact group, Topological group: multiplication and inversion are continuous, Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right, Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not), let π:K→U(H) be a strongly continuous unitary representation on a nonzero complex Hilbert space H (Strongly continuous unitary representations, invariant linear subspaces and intertwiners, Hilbert space), and let ξ∈H with ξ≠0. Write Rξx:=⟨x,ξ⟩ξ and φ(k):=π(k)Rξπ(k)−1 (Real and complex inner-product spaces and their induced length). Then φ is continuous in operator norm and Bochner integrable, and

Qξ:=∫Kφ(k) dμ(k)

is a bounded operator that is self-adjoint with ⟨Qξx,x⟩≥0 for every x∈H, satisfies Qξ≠0, is compact (Compact linear operator), and commutes with π(K): π(g)Qξ=Qξπ(g) for every g∈K. The Axiom of Choice is consumed through Haar measure, the Bochner framework and the compact-operator norm limit.

Facts & Assumptions

Given: AC, a compact Hausdorff group K with normalized Haar probability μ, a strongly continuous unitary representation π on a complex Hilbert space H, and ξ∈H, ξ≠0. Under AC Countable Choice holds (AC supplies the countable and dependent choices used in Banach integration).

[A1]

Normalized Haar: μ is a left-invariant and right-invariant probability Borel measure, and μ(U)>0 for every nonempty open U⊆K (Normalized Haar probability on a compact group, Haar measure is positive on nonempty open sets and finite on compact sets, Measure spaces).

[A2]

Each π(k) is unitary with π(k)−1=π(k−1) and ⟨π(k)x,y⟩=⟨x,π(k)−1y⟩, π is a homomorphism, and k↦π(k)x is continuous for every x (Strongly continuous unitary representations, invariant linear subspaces and intertwiners).

[A3]

The inner product is linear in the first variable and conjugate-linear in the second, ⟨x,y⟩=⟨y,x⟩‾, ∥x∥2=⟨x,x⟩≥0 with equality only for x=0, and ∣⟨x,y⟩∣≤∥x∥ ∥y∥ (Real and complex inner-product spaces and their induced length, Cauchy–Schwarz: ∣⟨x,y⟩∣≤∥x∥ ∥y∥, with equality exactly for dependent pairs).

[A5]

Conjugation orbits of a bounded finite-rank operator are continuous in operator norm (Finite-rank conjugation orbits are operator-norm continuous).

[A6]

Bochner framework: a strongly measurable function into a Banach space is Bochner integrable exactly when the integral of its norm is finite, the integral is the norm limit of the integrals of L1-approximating simple functions, and ∥∫Ef dμ∥≤∫E∥f∥ dμ (Strongly measurable Banach-valued function, Banach-valued simple function and integral, Bochner-integrable function, Bochner integrability criterion, Bochner integral norm inequality, Banach space, If (Y) is Banach then (\mathcal B(X,Y)) is Banach). A bounded linear map commutes with the Bochner integral (Bounded linear maps commute with Bochner integration), so for fixed v,w∈H the bounded functional S↦⟨Sv,w⟩ on B(H) gives ⟨(∫Kf dμ)v,w⟩=∫K⟨f(k)v,w⟩dμ(k) for every Bochner integrable f:K→B(H).

[A8]

Finite linear combinations of compact operators are compact, and a norm limit of compact operators is compact under Countable Choice (Linear combinations of compact operators are compact, Norm limit of compact operators is compact).

[A9]

Left translation is a measurable measure-preserving self-map of K by [A1], so for every integrable f:K→C and g∈K one has ∫Kf(gk) dμ(k)=∫Kf(k) dμ(k) (Integral invariance under measure-preserving maps).

[A10]

Continuity of maps into K, balls and neighbourhoods are as in Continuity of a map of topological spaces at a point and globally.

Proof

technique · direct
1.1A3A4

The map Rξx=⟨x,ξ⟩ξ is linear and bounded with ∥Rξx∥≤∥x∥ ∥ξ∥2 by Cauchy--Schwarz, and ∥Rξξ∥=∥ξ∥3, so ∥Rξ∥=∥ξ∥2; its range is contained in the span Cξ of the one-term list ξ, which admits the ordered basis of length one given by ξ because ξ≠0, so Rξ is compact by [A4]. Moreover ⟨Rξx,y⟩=⟨x,ξ⟩⟨ξ,y⟩=⟨x,⟨y,ξ⟩ξ⟩=⟨x,Rξy⟩, so Rξ is self-adjoint, ⟨Rξx,x⟩=∣⟨x,ξ⟩∣2≥0, and ⟨Rξξ,ξ⟩=∥ξ∥4>0, so Rξ≠0.

2.1A2A4A5step 1.1

For every k∈K the operator φ(k)=π(k)Rξπ(k)−1 is bounded; it is compact by [A4], because φ(k)x=⟨x,π(k)ξ⟩π(k)ξ has range in the one-dimensional span of the nonzero vector π(k)ξ; it is self-adjoint and non-negative because ⟨φ(k)x,y⟩=⟨Rξπ(k)−1x,π(k)−1y⟩=⟨π(k)−1x,Rξπ(k)−1y⟩=⟨x,φ(k)y⟩ and ⟨φ(k)x,x⟩=⟨Rξπ(k)−1x,π(k)−1x⟩≥0 by step 1.1; and unitary conjugation preserves norms, so ∥φ(k)∥=∥Rξ∥=∥ξ∥2. The orbit map k↦φ(k) is continuous in operator norm by [A5], since Rξ is bounded of finite rank.

3.1A6A7step 2.1

The orbit φ:K→B(H) is continuous by step 2.1 into the Banach space B(H), so its image φ[K] is a compact subset of the metric space B(H) and hence totally bounded: for each n≥1 there is a finite Fn⊆φ[K] with φ[K]⊆⋃y∈FnB(y,1/n); choosing these nets for all n, and enumerating each finite net, is licensed by Countable Choice and finite choice. List Fn={y0,…,ym} and put Aj:=φ−1[B(yj,1/n)]∖⋃i<jAi: each Aj is Borel, being a difference of Borel sets, the Aj are pairwise disjoint, and they cover K; hence tn:=∑jyj1Aj is a B(H)-valued measurable simple function, and ∥tn(k)−φ(k)∥<1/n for every k∈K, because k lies in the first Aj whose net point is within 1/n of φ(k). Thus the tn converge to φ pointwise in norm, so φ is strongly measurable; and since ∥φ(k)∥=∥ξ∥2 for every k and μ(K)=1, one has ∫K∥φ∥ dμ=∥ξ∥2<∞ and ∫K∥φ−tn∥ dμ≤1/n→0, so φ is Bochner integrable and Qξ:=∫Kφ dμ∈B(H) is defined with ∥Qξ∥≤∫K∥φ∥ dμ=∥ξ∥2.

4.1A6step 3.1

For all v,w∈H the pairing formula holds: ⟨Qξv,w⟩=∫K⟨φ(k)v,w⟩dμ(k), by applying the commuting theorem of [A6] to the bounded linear functional S↦⟨Sv,w⟩ on B(H) and the integrable function φ.

4.2A8step 2.1step 3.1

The operator Qξ is compact. By the norm inequality of [A6], ∥Qξ−∫Ktn dμ∥≤∫K∥φ−tn∥ dμ≤1/n, so Qξ is the norm limit of the integrals ∫Ktn dμ. Each of those is ∑jμ(Aj)yj, a finite linear combination of net points yj∈φ[K], and each such point equals φ(kj) for some kj∈K and is therefore compact by step 2.1; so each ∫Ktn dμ is compact by [A8], and the norm limit Qξ is compact by [A8] under Countable Choice.

5.1A3step 2.1step 4.1

The operator Qξ is self-adjoint with ⟨Qξx,x⟩≥0 for every x: by step 4.1 and the pointwise properties of step 2.1, ⟨Qξx,x⟩=∫K⟨φ(k)x,x⟩dμ(k)≥0, and ⟨Qξx,y⟩=∫K⟨φ(k)x,y⟩dμ(k)=∫K⟨x,φ(k)y⟩dμ(k)=∫K⟨φ(k)y,x⟩dμ(k)‾=⟨Qξy,x⟩‾=⟨x,Qξy⟩.

5.2A1A2A3A10step 2.1step 4.1

Qξ≠0: by steps 2.1 and 4.1, ⟨Qξξ,ξ⟩=∫K∣⟨π(k)−1ξ,ξ⟩∣2dμ(k). The integrand is continuous, non-negative, and equals ∥ξ∥4>0 at k=e, so by continuity there is an open neighbourhood U of e on which it exceeds 12∥ξ∥4; then the integral is at least 12∥ξ∥4μ(U)>0 by positivity of μ on nonempty open sets, since U is nonempty. Hence ⟨Qξξ,ξ⟩>0 and in particular Qξ≠0.

5.3A1A2A9step 2.1step 4.1

Qξ commutes with π(K): for g∈K and v,w∈H, the function k↦⟨φ(k)π(g)v,w⟩ is continuous and bounded on compact K by step 2.1, hence integrable against the probability μ. Using unitarity, the relation π(g)φ(k)=φ(gk)π(g), and the translation invariance of the scalar integral, ⟨π(g)Qξv,w⟩=⟨Qξv,π(g)−1w⟩=∫K⟨φ(k)v,π(g)−1w⟩dμ(k)=∫K⟨π(g)φ(k)v,w⟩dμ(k)=∫K⟨φ(gk)π(g)v,w⟩dμ(k)=∫K⟨φ(k)π(g)v,w⟩dμ(k)=⟨Qξπ(g)v,w⟩; since this holds for all v,w, the operators agree.

6.1A1A6A8step 4.2step 5.1step 5.2step 5.3∎

Collecting: φ is norm continuous and Bochner integrable and Qξ=∫Kφ dμ is a bounded self-adjoint operator with ⟨Qξx,x⟩≥0 for all x (step 5.1), nonzero (step 5.2), compact (step 4.2), and commuting with every π(g) (step 5.3). The Axiom of Choice entered only through the normalized Haar measure of [A1], the countable selections in the Bochner and net constructions of step 3.1, and the countable-choice compact-operator limit of [A8].

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