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Boundary of a compact 1-manifold has even cardinality

Statement

Assume ACω. Let W be a compact smooth 1-manifold, possibly with boundary (the empty manifold included). Then W is diffeomorphic to a finite disjoint union of copies of the circle S1 and of the closed interval [0,1]. Consequently the boundary ∂W is a finite set of even cardinality: every circle component contributes no boundary point and every interval component contributes exactly two, so #∂W is twice the number of interval components of W. The classification neither assumes orientability nor compactness of the connected model; compactness is used only to finish with finitely many circles and closed intervals.

Facts & Assumptions

Given: A compact smooth 1-manifold W with boundary, and ACω for the metric and the local constructions.

[A1]

ACω: every countable family of nonempty sets has a choice function (The Axiom of Countable Choice (ACω)).

[F1]

Every smooth manifold with boundary admits a Riemannian metric, and under [A1] the metric can be chosen on the whole manifold (Every smooth manifold admits a riemannian metric).

[F2]

For a connected Riemannian 1-manifold and arc-length parametrizations f,h, the overlap f(I)∩h(J) has at most two components; one component lets f be extended by gluing, and two components force the manifold to be diffeomorphic to S1 (Overlap structure of arc-length parametrizations of a 1-manifold).

[F3]

The connected components of a topological manifold are open and there are at most countably many of them (Components of a topological manifold are open and at most countable). For boundary charts the same proof applies: half-space chart neighbourhoods are locally path-connected, so components are open; each contains a member of a countable basis, and assigning the least such basis index injects the components into N.

[F4]

If dim⁡M≥1 then ∂M is a closed embedded smooth (dim⁡M−1)-manifold; for dim⁡M=0, ∂M=∅ (The boundary of a positive-dimensional manifold is a closed embedded smooth (n-1)-manifold).

[F5]

A compact discrete topological space is finite, and the discrete topology on an infinite set is not compact (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).

[F6]

A chart of W is a homeomorphism onto a relatively open subset of Hn, a smooth interval reparametrization with strictly positive derivative has a smooth inverse: the inverse function theorem gives a C1 inverse, and its derivative formula bootstraps to smoothness; at an included endpoint apply it to a smooth local extension with positive derivative, and a nondegenerate compact interval is diffeomorphic to [0,1] (Smooth charts, atlases, and structures with boundary, The Euclidean inverse function theorem, Intervals of R: the nine order-convex forms, nondegeneracy, and length).

[F7]

The metric assigns to each tangent vector a g-length, and a parametrization is by arc-length when its velocity has g-length one everywhere (Riemannian metric and riemannian manifold).

Proof

technique · direct, following Milnor's appendix: local arc-length parametrizations, a maximal extension, and the overlap lemma
1.1A1F1F6F7construct

Fix a Riemannian metric g on W by [F1] under [A1]. Near any x∈W choose a chart as in [F6]; in its coordinates the metric reads h(t) dt2 with h>0 smooth, and s(t):=∫t0th has s′>0, so by [F6] its inverse is smooth and σ↦(chart)−1(s−1(σ)) is a unit-speed reparametrization onto an open subset, i.e. an arc-length parametrization in the sense of [F7]. Hence every point of W lies in an arc-length parametrization with some nondegenerate interval domain.

2.1F2step 1.1construct

First suppose W is connected. Fix one such parametrization f:I→W and let E be the set of arc-length parametrizations extending f. If two members h1,h2∈E did not agree at some point of their common domain, then the overlap of their images would have two components (with one component, [F2] makes h2−1∘h1 affine of slope ±1 on an interval containing I, where it is the identity, hence the identity everywhere on the overlap), and then [F2] gives W≅S1. If W≇S1, all members of E therefore agree on overlaps, and the union formula defines a single arc-length parametrization f∗: the affine one-component transition between any two extensions is the identity, so their domain overlap is exactly their image overlap and the union is injective. Thus it defines f∗ on the interval I∗:=⋃h∈Edom⁡h extending every member; it is maximal by construction.

3.1F2step 1.1step 2.1algebra

Let f:I→W be maximal and suppose f(I)≠W. Since f(I) is open and W is connected, its boundary in W is nonempty; pick x∈∂f(I), a limit point of f(I) with x∉f(I). By 1.1 choose an arc-length parametrization h:J→W near x; it satisfies h(J)∩f(I)≠∅ and h(J)⊈f(I). Applying [F2] to the pair f,h: if the overlap has two components then W≅S1; if it has one component, [F2] exhibits an arc-length parametrization of f(I)∪h(J) over I∪L−1(J) extending f, and this domain is strictly larger than I because its image contains x∉f(I); that contradicts maximality. Hence a maximal arc-length parametrization of a connected W is onto, unless W≅S1.

4.1step 3.1F4F6given

If W is connected and compact and W≇S1, then by 3.1 a maximal arc-length parametrization f:I→W is a diffeomorphism; since W is compact and f is a homeomorphism, I is a nondegenerate compact interval, hence diffeomorphic to [0,1] by [F6], and ∂W consists of the two endpoints. Together with the circle alternative this gives: every connected compact smooth 1-manifold is diffeomorphic to S1 or to [0,1].

5.1F3F4F5step 4.1algebra∎

For a general compact W (the empty case included) the components are open by [F3] and cover the compact space W, so there are finitely many; each component is closed in W, hence compact, and with the restricted structure is a connected compact smooth 1-manifold, so by 4.1 it is diffeomorphic to S1 or to [0,1]. By [F4] the boundary ∂W is a closed 0-dimensional embedded submanifold of W, hence a compact discrete space, hence finite by [F5]. Circle components contribute no boundary points and every interval component contributes exactly two, so #∂W=2⋅#{interval components} is even.

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