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The CDR pattern zero-surgery homology cobordism

Statement

Let P be an oriented pattern of winding n≠0 and K an oriented knot. If P(U) bounds a smooth proper disk in a compact smooth oriented 4-manifold B whose oriented boundary is identified with the standard oriented S³ and H_i(B;R_n)≅H_i(B⁴;R_n) for every i, then for every K the zero surgeries M(P(K)) and M(K) are smoothly R_n-homology cobordant. For the positive meridians determined by the supplied orientations, their images in the cobordism satisfy [mu_K]=n[mu_{P(K)}]; in particular they differ by a unit of R_n. This is a winding-unit meridian comparison, not a claim of literal equality for arbitrary winding. If P has strong winding number ±1 and P(U) is pseudo-slice (respectively locally flat topologically slice), then M(P(K)) and M(K) are smoothly (respectively topologically) homology cobordant through a 4-manifold whose fundamental group is normally generated by the image of the fundamental group of either boundary component. The category and closure hypotheses are separate and cannot be inferred from winding alone.

Facts & Assumptions

Given: A pattern of winding n≠0, a knot K, and the stated Z[1/|n|]-slice disk for P(U) in its compact smooth oriented homology ball, with its boundary orientation matched to the standard S³. The pseudo-slice convention likewise includes this orientation. No orientability is inferred solely from localized homology.

[F1]

M(K) is obtained by preferred-longitude zero surgery (Zero-framed surgery on a knot).

[F2]

The pattern and its winding number are defined using the solid-torus core and meridional disk (Satellite operators on concordance classes).

[F3]

The actual standard infection cobordism supplies the marked boundary, meridian coordinates (1,n,1) and degree-two coordinates (1,n), using the supplied smooth knot and peripheral tubes. Its product-union spine gives the indicated actual peripheral group maps. Ordinary homology of standard infection and connected-sum cobordisms, Standard infection adjunction kills precisely the companion longitude

[F4]

Collared decompositions have the Mayer–Vietoris exact sequence; their fundamental groups have the actual inclusion pushout. Excision and Mayer–Vietoris with local coefficients, Seifert–van Kampen identifies the fundamental group with a group pushout

[F5]

Finite smooth normal construction. For the one supplied smooth disk, choose a finite smooth chart cover, form a metric with a finite partition of unity, and transport an oriented normal frame along the radial contraction of D2 using its normal connection. The compact inverse-function construction gives a product tube of a positive uniform radius; take the least reciprocal integer which works after the finite collar shrinkings. This uses finitely many local choices and ordinary uniquely determined ODE solutions, not the full-AC hypersurface theorem. The zero-framing assertion is the bounding-chain intersection calculation in step1.1 itself. No hypersurface or angular fiber is a premise.

[F6]

External TOP input (not a local proof claim). Freedman–Quinn Theorem9.3A, printed137–141, supplies an actual rank-two normal vector-bundle neighborhood for the given locally flat disk, agreeing with its actual boundary collar germ. The bundle is trivial over D2. Its induced boundary framing is the zero-linking framing: a nonzero parallel section gives a disjoint parallel disk, and the boundary linking/intersection identity makes its boundary self-linking zero. Consequently this gives exactly the boundary-compatible product tube required by the TOP clauses of steps1.1–4.1. The intersection identity is the same oriented homological boundary formula used there; existence of the TOP tube is the external part. The cited statement and proof pages137–141 were read; no full-book reading or local reconstruction is claimed.

[F7]

Compact finite-input convention. The classical external results are initially used in ordinary ZFC, not assumed choice-free from their citations. For this one application take finitely many charts covering the given compact manifolds and finitely many pair charts covering each given compact disk or annulus, shrinking to closed inner charts inside open outer charts. Such finite subcovers exist by compactness; selecting this finite list uses no axiom of choice. Include the actual boundary/product collars and all supplied homeomorphisms in the list. Encode chart domains and overlaps by their rational balls, continuous maps and their inverses by dense rational data with moduli on the closed inner charts, and smooth maps by all finite-order derivative and Taylor-remainder data. The modulus at each integer scale is the least integer satisfying its uniform-continuity bound; restrictions to rational compact boxes use the least box index. These are uniquely defined choices from subsets of N, not a countable family of freely selected charts. Include positive open-image and overlap margins, inverse identities, finite cover/Lebesgue bounds, and the pair-section identities with positive separation from the compact outside-patch remainder. On the standard disk/annulus parameters the latter certify the actual plane section, not merely a continuous embedding. One real r codes these finitely many maps and their canonical countable data. The external relative-constructibility input is that L[r] is an inner model of ZFC containing r (Karagila, §8.3, p.42); no ambient choice hypothesis is required. All compact maps are decoded using these same moduli, so the inverse identities, covers, pair sections and collar equalities are checked on dense rational sets with their displayed buffers and remain valid in the ambient universe V. An internally produced compact witness is exported with the same certificates, and hence is an actual ambient compact witness. This uses the peer-checked compact annulus coding pattern of the standard connected-sum compatibility supplier only at its geometric scope; it does not assert that arbitrary homology or fundamental-group hypotheses are absolute.

Proof

1.1F5F6F7givenconstruct

The smooth disk tube uses [F5] directly. In the TOP branch the input is a single locally flat proper disk in the standard topological ball with its given end collar. Encode that standard ball, disk and finitely many pair charts as in [F7], apply the normal existence assertion of [F6] in L[r], and export a compact tube with a wider domain and its actual boundary-collar certificates. Its zero-framing calculation and all subsequent Mayer–Vietoris and group pushout calculations are performed on the resulting actual objects in V. Thus no full-AC hypersurface supplier and no general homology-absoluteness assertion enters the no-choice Statement.

1.2F4F5givenconstructalgebra

Write P0=P(U) and R=Z[1/∣n∣]. First take the supplied smooth disk D⊂B. Apply the finite smooth disk-tube construction [F5] to this actual disk and its boundary collar. They give N=D2×D2, product-shaped at its boundary. The framing at P0 is zero. Indeed the small parallel disk is disjoint from D; boundary linking equals their intersection over R in the R-homology ball. To check the latter identity here, two choices of bounding two-chain differ by a two-cycle, which bounds since H2(B;R)=0; the chain intersection boundary formula makes their intersections with a proper relative cycle equal. Compare with the pushed-in boundary Seifert chain to get boundary linking. Thus the integral boundary linking is zero in R, hence zero in Z. Put Z=B∖N‾. Its boundary is the actual preferred-longitude filling M(P0). In the excisive collared decomposition B=Z∪N, the overlap is D2×S1. Mayer–Vietoris, with its connecting map represented by the meridian disk, gives H0(Z;R)=R, H1(Z;R)=R[μ0] and Hj(Z;R)=0 for j≥2. This uses only the stated R-homology of B. For a pseudo-slice disk the same construction applies smoothly with R=Z. For a TOP disk this calculation is valid if its boundary-compatible zero-framed product normal neighborhood is actually supplied; this paragraph does not construct that neighborhood from local flatness.

2.1F1F2F3step 1.2construct

Use the accepted actual standard infection cobordism Ordinary homology of standard infection and connected-sum cobordisms for P0∪η and K, with lk⁡(P0,η)=n, and call it E. Its construction glues the two surgery products along the axis tube and companion filling solid torus, exchanging λη=μK and μη=λK. Its third boundary is exactly M(P(K)), with its zero slope and oriented exterior marking, as proved in that supplier's2.1. Glue Z to the M(P0) end, with the reversed boundary orientation needed to form the oriented cobordism V. Product collars make V smooth for smooth input and TOP for supplied TOP tube input. The two remaining ends are M(K) and M(P(K)). In H1(E;R) the incoming meridians and outgoing meridian have coordinates (1,n,1), respectively for P0,K,P(K). In H2(E;R)=R2 the incoming classes are the coordinate basis and the outgoing class is (1,n). These are the actual inclusion maps of the accepted supplier, not inferred solely from abstract ranks.

3.1F3F4step 1.2step 2.1algebra

Here is the full gluing homology calculation. The common surgery M(P0) has Hj=R in degrees0,1,2,3 and zero otherwise. The product-union spine defining E has the Mayer–Vietoris sequence for the common solid torus; it gives H3(E;R)=R2 with the two incoming oriented fundamental classes as basis, H4(E;R)=0, and no homology above4. This is the same finite sequence as the accepted supplier's3.1, now in degree3: the solid torus has no degree2 or3 homology. In the sequence for V=E∪M(P0)Z, the degree3 map sends 1 to the first basis vector of R2; the degree2 map sends 1 to the first basis vector of R2; the degree1 map is the diagonal inclusion R→R⊕R with unit coordinates, since μ0 generates both groups. All three are injective and the degree0 difference map is injective. Exactness in every degree therefore gives Hj(V;R)=R for j=0,1,2,3 and zero otherwise. The M(K) inclusion is an isomorphism in degree3 by the second fundamental-class coordinate, degree2 by the second basis coordinate, and degree1 by multiplication by n, a unit in R. For the outgoing end, degree2 is multiplication by n because (1,n) becomes n in the quotient by the first basis vector; degree1 is the unit1. In degree3 the oriented boundary of a relative fundamental chain of E is the sum of its incoming components minus the outgoing component. Consequently its outgoing degree3 class is the sum of the incoming classes; after gluing Z, it becomes the second generator. Degree0 is an isomorphism for both connected ends. Thus BOTH boundary inclusions are homology isomorphisms in every degree. The exact marked degree1 relation is [μK]=n[μP(K)], with the signs determined by the supplied peripheral orientations. It is equality up to the unit n, not literal equality for general n. This is the precise meaning of the cited CFHH 'rel meridians' convention.

4.1F2F3F4step 1.2step 2.1step 3.1algebra

Suppose now that the supplied disk lies in a simply connected ball (standard TOP or pseudo-smooth) and that P is strong winding ±1. Van Kampen for B=Z∪N identifies π1B with π1Z/⟨ ⁣⟨μ0⟩ ⁣⟩, so μ0 normally generates π1Z. Strong winding says that η normally generates the closure knot-complement group; its image therefore normally contains μ0 in π1Z, since the knot exterior maps into Z. Hence η normally generates π1Z too. The actual product-union construction of E and van Kampen give π1V=(π1Z∗π1M(K))/⟨ ⁣⟨ημK−1⟩ ⁣⟩. No injectivity of the gluing maps is assumed. Killing μK kills π1M(K) and then η, hence π1Z; so μK normally generates π1V. Killing μ0 instead kills π1Z, hence η=μK and the other factor, so μ0 normally generates as well. The same μ0 is the outgoing satellite meridian in the actual infection boundary. Thus the image of either boundary group normally generates π1V. The integer homology calculation is step3.1 with n=±1. The smooth pseudo-slice branch and the conditional supplied-neighborhood TOP branch follow with their actual categories; no smooth identification of a homotopy ball is used.

5.1F6step 1.1step 1.2step 2.1step 3.1step 4.1algebra∎

The smooth localized and pseudo-slice calculations in steps1.1–4.1 are unchanged, including both boundary homology maps and the signed relation [μK]=n[μP(K)]. For the arbitrary locally flat disk in the standard topological ball, [F6] now supplies the actual zero-framed product neighborhood that those same steps require. Their collar gluing, ordinary-coefficient Mayer–Vietoris sequences and van Kampen pushouts apply to this TOP neighborhood, so they prove the stated integral homology and normal-generation conclusions there too. No identification of a smooth homotopy ball with the standard smooth ball is used. All original category and closure hypotheses are retained.

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