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Weak injectivity and auxiliary-pattern reduction

Statement

Let P be a pattern of nonzero winding n. If P(U) is smoothly slice in an R_n-homology 4-ball, then P is weakly injective on C^{1/n}, meaning P(K)=P(U) implies K=U in that category. If P has strong winding number ±1 and P(U) is pseudo-slice (respectively locally flat topologically slice), then P is weakly injective on C_ex (respectively C_top). In ordinary smooth concordance, if P(U) is smoothly slice in standard B⁴ and P has strong winding number ±1, then P is weakly injective on C_sm provided the smooth 4-dimensional Poincaré conjecture holds.

For any pattern P and knots K,J with P(K)=P(J) in one of these concordance groups, the connected-sum reduction constructs a pattern R for which R(−K#J) is concordant to U, whose closure R(U)=−P(K)#P(K) is ribbon, and whose winding w(R)=w(P). If P is strong winding ±1, then R is strong winding ±1. This reduction turns injectivity of P into weak injectivity of R; it does not assert that P itself is weakly injective without the closure hypotheses above.

Facts & Assumptions

Given: A pattern P, knots K,J, and the exact category and closure-slice hypotheses stated above.

[F1]

The solid-torus meridian is strong winding when it normally generates the closure-complement group (Satellite operators on concordance classes).

[F2]

The zero-surgery comparison has a smooth R_n branch and category-specific exotic/topological branches with their closure hypotheses (The CDR pattern zero-surgery homology cobordism).

[F3]

The definitions of C_ex, C_top and C^{1/n} specify the ambient 4-manifold and coefficient conditions (Exotic and localized homology concordance classes).

[F4]

Only finite connected-sum, inverse and compatibility instances for the actual supplied knots and concordances are used here. Their choice-free compact-input specialization is established in step 1.1. The general AC_omega group theorem records the same operations (The CDR concordance categories are abelian groups); its stronger choice premise is not invoked in V for this unqualified Statement.

[F5]

The ordinary smooth branch uses the special smooth S⁴-complement assertion (The CDR smooth four-ball complement under the smooth four-sphere hypothesis).

[F6]

Satellite insertion rewrites P(K#J) as P_K(J) for the simultaneous companion-insertion pattern P_K (Satellite substitution across connected sum).

[F7]

The satellite rule descends to the specified concordance classes only after concordance preservation (Satellite operators preserve concordance).

[F8]

A concordance annulus with a compatible zero-framed normal neighborhood gives a zero-surgery cobordism (A concordance annulus gives a zero-surgery cobordism).

[F9]

Strong winding survives companion insertion and local connected sum (Strong winding is preserved by companion insertion).

[F10]

The reverse-mirror connected sum −J#J bounds a ribbon disk (A knot summed with its reverse mirror bounds a ribbon disk).

[F11]

External TOP input. A compact contractible topological four-manifold with boundary homeomorphic to the standard S3 is homeomorphic to B4. This is the Freedman consequence invoked explicitly in Cochran–Davis–Ray, Proposition3.2 and its proof, printed7–8; it is imported, not locally reconstructed. A supplied boundary marking is respected: if h:B→B4 is any such homeomorphism and k:∂B→S3 is the required marking, extend k∘(h∣∂B)−1 radially over B4 by the Alexander extension and postcompose h. Thus the co-core boundary knot retains its actual endpoint marking. This fact applies to the underlying TOP manifold of a smooth contractible B as well; it asserts no smooth standardness. The cited application in CDR printed7–8 was read directly; the original Freedman paper is cited as its authoritative source, not claimed read in full here.

[F12]

External remaining concordance input. Zero-framed surgery on a concordance annulus descends to a homology cobordism of the zero-surgery manifolds in the same category; the coefficient ring is Rn for localized concordance, and in the TOP/exotic categories the fundamental group is normally generated by either boundary knot-group image. The meridians are the normal-circle factors along the framed annulus and are identified by its product coordinate. This is the zero-surgery descent in CDR Section3, printed7, paragraph preceding Definition3.1 and diagram3.1, read directly. The local normal-GIVEN construction [F8] is retained; this explicit external input supplies its needed conclusion where an unresolved general annulus-neighborhood/descent interface would otherwise be required. No local reconstruction of that missing interface is asserted.

[F13]

Compact finite-input convention. The classical external results are initially used in ordinary ZFC, not assumed choice-free from their citations. For this one application take finitely many charts covering the given compact manifolds and finitely many pair charts covering each given compact disk or annulus, shrinking to closed inner charts inside open outer charts. Such finite subcovers exist by compactness; selecting this finite list uses no axiom of choice. Include the actual boundary/product collars and all supplied homeomorphisms in the list. Encode chart domains and overlaps by their rational balls, continuous maps and their inverses by dense rational data with moduli on the closed inner charts, and smooth maps by all finite-order derivative and Taylor-remainder data. The modulus at each integer scale is the least integer satisfying its uniform-continuity bound; restrictions to rational compact boxes use the least box index. These are uniquely defined choices from subsets of N, not a countable family of freely selected charts. Include positive open-image and overlap margins, inverse identities, finite cover/Lebesgue bounds, and the pair-section identities with positive separation from the compact outside-patch remainder. On the standard disk/annulus parameters the latter certify the actual plane section, not merely a continuous embedding. One real r codes these finitely many maps and their canonical countable data. The external relative-constructibility input is that L[r] is an inner model of ZFC containing r (Karagila, §8.3, p.42); no ambient choice hypothesis is required. All compact maps are decoded using these same moduli, so the inverse identities, covers, pair sections and collar equalities are checked on dense rational sets with their displayed buffers and remain valid in the ambient universe V. An internally produced compact witness is exported with the same certificates, and hence is an actual ambient compact witness. This uses the peer-checked compact annulus coding pattern of the standard connected-sum compatibility supplier only at its geometric scope; it does not assert that arbitrary homology or fundamental-group hypotheses are absolute.

Proof

1.1F2F3F4F11F12F13givenconstructalgebra

Apply [F13] to the finite compact input for the branch at hand. For TOP the ambient product or ball is already standard; for the exotic branch its actual marked product/ball homeomorphism is given and is encoded in both directions. Use two coding passes. First encode only this finite compact geometry by a real r0. In L[r0], before imposing any localized homology or strong-winding condition, use the ordinary finite smooth Morse construction to obtain finite handle/CW presentations of the supplied smooth ambient manifolds and finite presentations of the relevant knot exteriors, with their comparison maps, homotopies and peripheral markings. Export these purely geometric presentations and compact comparison certificates by [F13]. No choice-free generic-Morse theorem in V is being assumed. Now work in V: its given localized homology hypothesis applies to these actual exported presentations. Over the PID Rn, the augmented finite free chain complex for an Rn-acyclic ball, or the mapping cone for either boundary inclusion, has a finite matrix contracting homotopy; finite row/column reduction supplies it. Likewise, the given strong-winding condition supplies, for each generator in the finite closure-knot presentation, an actual finite word expressing it as a product of conjugates of the designated axis meridian. There are only finitely many such generators and certificates, so choosing this list needs only finite choice. Enlarge r0 to one real r containing the presentations, their actual comparison certificates, these input group words and the finite contraction matrices. Their displayed equations dh+hd=1 and word identities are arithmetic, and establish the exact input homology and strong-winding hypotheses inside L[r]. No raw homology or fundamental-group absoluteness is asserted. In that model apply the unconditional CDR weak geometry, including [F11], [F12] and the finite connected-sum identities needed in [F4]. Export the resulting compact manifolds, disks, homeomorphisms and finite homology certificates using [F13]. Both stages carry finite normal-generation certificates: the input axis words just described accompany the final CDR call, and the output cobordisms are exported with explicit words expressing each generator in their finite presentations as a product of conjugates of the designated boundary generators. These are actual finite witnesses in V. The only ambient hypotheses in these applications are the actual coded ones, and no family of annuli or arbitrary points is selected. In the ordinary smooth branch export only the unconditionally constructed contractible smooth B and its marked co-core; do not assume the ambient smooth Poincare hypothesis in L[r]. After decoding in V, cap the actual B there, and only then use the supplied smooth Poincare hypothesis in the subsequent smooth-branch argument.

1.2F4F6F7F10givenalgebra

Now suppose P(K)=P(J). By [F6], the connected-sum identity and the ribbon inverse give P(J)=PK(−K#J) as concordance classes. Define R as the local connected sum of −P(K) with P_K. Then R(−K#J) is concordant to U because K#(−K#J) is concordant to J and satellites preserve concordance; moreover R(U)=−P(K)#P(K). By [F10], this closure is ribbon; [F6] gives w(R)=w(P).

2.1F2F7F8F12step 1.1given

Suppose P(K)=P(U), with the stated closure-slice hypothesis. By [F7] this equality is witnessed by a concordance annulus; the zero-surgery descent [F12], with the retained normal-GIVEN construction [F8], gives a meridian-preserving homology cobordism from M(P(K)) to M(P(U)). Applying [F2] to K and U gives cobordisms from M(P(K)) to M(K) and from M(P(U)) to M(U). On each pattern cobordism its marked first-homology relation is [mu_companion]=n[mu_satellite], where n is a unit in R_n; the concordance cobordism from [F8] identifies the two satellite meridian classes exactly. No equality of the pattern and companion preferred meridians is assumed.

3.1F2F8step 2.1algebra

Glue the cobordisms along the identified surgery manifolds. Mayer–Vietoris shows that the resulting boundary inclusions retain the required homology isomorphisms. In the exotic/topological branches, van Kampen shows the boundary normal-generation condition is preserved under this gluing. Hence M(K) and M(U) satisfy the corresponding surgery-cobordism relation. In the localized branch each endpoint meridian maps to a unit multiple of the same H_1 generator: compose the two winding-unit relations and the intervening exact concordance relation. In particular each endpoint meridian, including that of K, remains an R_n-module generator. In the strong-winding branches n=+1 or -1, so these multipliers are already integral units.

4.1F3step 3.1algebra

In the localized category, cap the M(U)=S¹×S² end with S¹×B³. Mayer–Vietoris gives an R_n-homology circle X with boundary M(K), and its meridian class is an R_n-module generator by step 3.1. Attach a smooth 2-handle along that meridian with the surgery-dual zero framing. The relative pair (B,X) has only H_2(B,X;R_n)=R_n, generated by its core; its boundary map to H_1(X;R_n)=R_n is the meridian class, hence multiplication by a unit and an isomorphism. The pair sequence gives H_i(B;R_n)=0 for all i>0 and H_0(B;R_n)=R_n. The boundary handle description is the zero-surgery presentation for K together with its zero-framed meridian; this dual meridian surgery restores S³, and the 2-handle co-core has boundary K under that identification. Thus the resulting B is an R_n-homology ball containing the required smooth proper disk, proving K=U in C^{1/n}. Only a unit meridian multiplier was used, so the corrected [F2] supplies exactly the needed premise.

4.2F3F11step 1.1step 3.1construct

In the exotic and topological categories, the normal-generation condition makes the capped manifold after the meridian 2-handle contractible with boundary S³. The external input [F11] identifies this manifold with the boundary-marked topological B4. Its co-core is smooth in the exotic branch and locally flat in the TOP branch, and its boundary is the original marked K. It therefore gives a pseudo-slice disk or a TOP slice disk respectively, proving K=U in the required category.

5.1F1F5step 1.1step 3.1step 4.2

In the ordinary smooth branch, work now in the ambient universe V: if P(U) is smoothly slice and P has strong winding ±1, the same cap and handle construction gives a contractible smooth 4-manifold B with boundary S³. Capping B with standard B⁴ gives a smooth homotopy S⁴; under the smooth 4-dimensional Poincaré conjecture and [F5], B is diffeomorphic to B⁴.

6.1F1F2F3F4F9step 1.2algebra∎

If P has strong winding ±1, [F9] implies R also has strong winding ±1. The closure R(U) supplies the localized slice, pseudo-slice, topological-slice, and standard smooth-slice hypotheses in their respective branches. Apply the applicable earlier weak-injectivity branch to R to obtain −K#J=U and hence K=J.

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