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Choice-free smooth inverse function theorem in Euclidean space
Statement
In ZF, let , let be open, let be smooth, and let . If is invertible, then there are open neighbourhoods and such that is a diffeomorphism. Writing , No choice axiom is used.
Facts & Assumptions
Given: The positive dimension, open set, smooth map, point, and invertible derivative in the Statement. Put , , and .
Newton maps are uniform contractions near a point with invertible derivative supplies , , and such that , each is -Lipschitz there, every there is invertible, , and .
and for with the Euclidean metric are complete, componentwise from the Cauchy criterion in makes complete, and A contraction of a nonempty complete metric space into itself has exactly one fixed point, the limit of the iterates from any starting point gives the unique fixed point of a specified self-contraction of a nonempty complete metric space by its recursively specified iterates.
Total differentiability is the linear expansion with remainder, and it implies continuity (The total (Fréchet) derivative as the linear first-order approximation with remainder, Total differentiability gives a local increment bound and therefore continuity).
Smooth Euclidean maps and diffeomorphisms have the meaning in Euclidean maps and diffeomorphisms. Finite componentwise algebra and composition preserve regularity, and inversion of a matrix-valued map preserves that regularity on the invertible locus ( Euclidean maps are closed under componentwise algebra and composition, Matrix inversion preserves regularity where the determinant is nonzero).
Invertibility and a local inverse have the meanings in Invertible Euclidean linear maps and Continuously differentiable maps, local inverses, and local diffeomorphisms; derivatives obey the chain rule (The chain rule for total derivatives: ).
Proof
Take from [F1] and choose the explicit positive number . Put . For and , Thus maps the closed ball strictly into its open interior.
The closed ball is complete without choice. Indeed, a Cauchy sequence in it is Cauchy in , so [F2] gives its unique limit . The triangle inequality yields for every ; if , choosing with is a contradiction. Hence remains in the ball. The ball is nonempty because it contains .
For each fixed , [F1], step 1.1, step 1.2, and [F2] give a unique fixed point . This defines a function without a choice axiom: is the unique object satisfying the displayed fixed-point property. Its equation is , hence because is injective; step 1.1 puts in .
If and , then and , so [F1] gives and therefore . Define . By [F3], is open; it contains , lies in , and step 2.1 together with injectivity shows that is bijective with inverse .
For , the fixed-point equations and [F1] give so . Thus is Lipschitz and continuous.
Fix , put and . For small with , put . Step 3.2 gives , while [F3] and give with . The inverse bound in [F1] therefore gives , including the case . Hence . The chain rule in [F5] also gives from , consistently with this formula.
The map is : it is continuous by step 3.2, is continuous, and [F4] makes its inverse matrix continuous. Inductively, suppose is for some . Because is smooth, the matrix entries of are ; [F4] makes and then of class . Thus the first partial derivatives of are , so [F4] makes of class . Induction proves is smooth, and [F4] and step 3.1 make a diffeomorphism.
The hypothesis excludes the zero-dimensional Euclidean convention; dimension one is included verbatim. The datum makes the empty-domain case impossible. Invertibility excludes a degenerate derivative, while zero increments are covered in step 4.1. All domains are open, and the closed ball is used only as the complete space for iteration, so no boundary point is asserted to lie in . The construction chooses explicit , starts every Newton iteration at the specified point , and defines each value by uniqueness; finite induction on derivative order and unique Euclidean limits use no choice axiom.
Depends on
- Continuously differentiable maps, local inverses, and local diffeomorphisms
- Invertible Euclidean linear maps
- Newton maps are uniform contractions near a point with invertible derivative
- A contraction of a nonempty complete metric space into itself has exactly one fixed point, the limit of the iterates from any starting point
- $\mathbb{R}$ and $\mathbb{R}^n$ for $n \ge 1$ with the Euclidean metric are complete, componentwise from the Cauchy criterion in $\mathbb{R}$
- The total (Fréchet) derivative $Df(a)$ as the linear first-order approximation with $o(\|h\|_2)$ remainder
- The chain rule for total derivatives: $D(g\circ f)(a)=Dg(f(a))\circ Df(a)$
- Total differentiability gives a local $O(\|h\|_2)$ increment bound and therefore continuity
- $C^k$ Euclidean maps and diffeomorphisms
- $C^k$ Euclidean maps are closed under componentwise algebra and composition
- Matrix inversion preserves $C^k$ regularity where the determinant is nonzero
Used by
- Torus links as closures of two-strand braids Example
- Averaged pullback Whitney moments and uniform near identity Lemma
- Embedded bands joining two framed spheres exist Lemma
- Every bordism class is realized by an embedded collapse Lemma
- Face-relative Morse decomposition into the ten sewing generators Lemma
- Isotopy extension for a compact source with boundary Lemma
- Markov moves preserve the oriented closure up to isotopy Lemma
- Pullback of the Thom class along a transverse section computes the Euler class Lemma
- Puncturing a smooth four-ball surface gives a genus-preserving knot cobordism Lemma
- Satellite substitution across connected sum Lemma
- Smooth Jordan disks and extension of prescribed boundary collars Lemma
- The collapse of an embedded manifold classifies through the universal Thom prespectrum Lemma
- The inverse of a quasiconformal map is quasiconformal with the same dilatation Lemma
- Tweedie identity, positive Jacobian, and the MMSE proximal potential Lemma
- Transverse preimages carry the pulled-back normal structure Proposition
- Conjugate points are critical values of the exponential map along the geodesic Theorem
- Existence of geodesically convex neighborhoods Theorem
- Existence of normal neighborhoods Theorem
- The geometric intersection number is the Poincare-dual cup pairing Theorem
- Transverse preimages for maps from manifolds with boundary Theorem
- Valid codes reconstruct the declared link diagram Theorem
Dependency tree · two levels
63 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- J. Lebl, Basic Analysis II, Theorem 8.5.1 and higher-regularity discussion (standard reference, not scraped)