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For every ordinal there is a least ordinal admitting a map with cofinal range, and that map may always be taken strictly increasing
Statement
Let be an ordinal (Ordinal (von Neumann)). Say that a function is cofinal when its range is a cofinal subset of (Cofinal subset of an ordinal), that is, when for every there is with . Then, in ZF:
(a) there is a least ordinal for which some cofinal exists;
(b) for that least a cofinal can be taken strictly increasing: implies .
No choice principle is used. The least ordinal of claim (a) is a least element of a set of ordinals, and the map of claim (b) is built by transfinite recursion from a formula.
Facts & Assumptions
Given: An ordinal , in ZF, with no choice principle. For a set of ordinals write .
is cofinal in when for every there is with ; a subset that is not cofinal is bounded, that is, there is with for every (Cofinal subset of an ordinal).
Every nonempty set of ordinals has an -least element and is well ordered by ; ordinals satisfy trichotomy; iff or (Trichotomy and well-ordering of the ordinals, Well-order and well-ordered set).
For a set of ordinals, is an ordinal and is the least upper bound of ; is an ordinal; every element of an ordinal is an ordinal (Basic closure properties of ordinals, Ordinal (von Neumann)).
For a well-order and a class rule defined on functions with domain a proper initial segment of , there is exactly one on with (Transfinite recursion).
The range of a function is a set, and for (Injection, surjection, bijection).
Proof
The identity map is cofinal, since for every ; so at least one ordinal, namely , admits a cofinal map into .
Put , a set by Power Set and Separation, and nonempty by step 1.1; let be its -least element, which exists by [L2]. Then is least among all ordinals admitting a cofinal map into : such a either lies in , hence in , giving ; or it does not, in which case by [L2] and . This is claim (a).
Fix a cofinal and define on the well-order of [L2] by the recursion of [L4]: for a function with domain , let be the -larger of and when that value lies in , and otherwise; [L4] then supplies exactly one with for every .
The exceptional branch of is never taken, and is strictly increasing and cofinal: both branches of take values in , so for every ; and is a map with , so its range is not cofinal by the minimality of step 2.1, whence [L1] supplies with for every , so and by [L2] and [L3]; that supremum therefore lies in , the first branch applies, and gives for every ; finally for every , so is cofinal because is, which is claim (b).
Remarks
The degenerate values, and why they are not special cases in the proof. For the empty function is cofinal, vacuously, so the least is . For a successor the one-point map is cofinal and no map from is, so the least is . Both are read off the definition and neither needs separate treatment above: step 4.1 runs vacuously when , and at the supremum in step 3.1 is a supremum over the empty set.
Why minimality is what makes the strictly increasing map exist. The construction needs the partial range to be bounded below at every stage , and that is exactly the statement that no shorter map is cofinal. For a length that is not least the claim genuinely fails: there is a cofinal map , namely on together with , but there is no strictly increasing map at all, since its value at would have to exceed every natural number.
What is not claimed. Nothing here says the least is a cardinal, or even a limit ordinal; that is a theorem about limit , and it is proved separately once the cofinality function has been given a name.
Depends on
Used by
- Assuming the Axiom of Choice: κ < κ^cf(κ) for every infinite cardinal κ, and cf(2^κ) > κ; in particular cf(2^ℵ₀) > ℵ₀ Corollary
- Cofinality cf(α), and regular and singular cardinals Definition
- cf(α) ≤ α; cf(0) = 0 and cf(α + 1) = 1; for a limit ordinal λ the value cf(λ) is an infinite cardinal with cf(cf(λ)) = cf(λ), so it is regular; and every cofinal subset of λ has cardinality at least cf(λ), a value that is attained Theorem
- ℵ₀ is regular in ZF; assuming the Axiom of Choice every successor aleph ℵ_α+1 is regular; cf(ℵ_ω) = ℵ₀, so ℵ_ω is singular, and under choice it is the least singular infinite cardinal Theorem
Dependency tree · next 3 levels
Direct dependencies and their dependencies through the next three levels: 43 results over 19 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.
Sources
- UCL, Axiomatic Set Theory, Ch. 4: Cardinal Arithmetic (standard reference, not scraped)
- Cofinality (Wikipedia) (standard reference, not scraped)
- T. Jech, Set Theory, 3rd millennium ed., Ch. 3 (Cardinal numbers) (standard reference, not scraped)