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One-dimensional smooth connected affine groups over perfect fields are additive groups or tori

Statement

Assume the Axiom of Choice inherited from the torus-splitting and geometric suppliers (The Axiom of Choice).

Let k be a perfect field and let G be a smooth connected affine algebraic group of dimension one over k (Affine schemes and their coordinate rings, Smooth morphism of schemes, Affine schemes and their coordinate rings). Then either G becomes isomorphic to Gm over a finite separable extension of k, or it becomes isomorphic to Ga over a finite purely inseparable extension of k. Over an algebraically closed field, Ga and Gm are the only connected affine group varieties of dimension one; an elliptic curve shows that affineness cannot be dropped.

Facts & Assumptions

Given: AC, a perfect field k and a smooth connected affine algebraic group G of dimension one over k.

[F1]

A smooth connected algebraic group of dimension 1 is commutative; more generally the commutative structure theory provides, for a smooth connected commutative affine group H, a largest subgroup Hs of multiplicative type and a largest unipotent subgroup Hu, with H/Hs unipotent, H/Hu of multiplicative type, and dim⁡H=dim⁡Hs+dim⁡Hu. Over a perfect field the commutative structure theorem gives H≅Hs×Hu, and when H is smooth connected both factors are smooth connected (Milne Theorem 16.13(b) and Corollary 16.15). (Milne, Algebraic Groups, Proposition 14.25 and Sections 16.13-16.15; the local library develops the multiplicative-type dictionary in Groups of multiplicative type and tori but not this structure theorem.)

[F2]

A smooth connected unipotent group of dimension one over an algebraically closed field is isomorphic to Ga; over a perfect field such a group becomes isomorphic to Ga over a finite purely inseparable extension. (Milne, Algebraic Groups, Corollary 14.53 and Corollary 16.16; with Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra for the identification of unipotence.)

[F3]

Assuming AC through the Galois character-module supplier, a one-dimensional torus over k is split by a finite separable extension, and after splitting is isomorphic to Gm; the character module of a torus is a free abelian group of finite rank. (Tori correspond exactly to torsion-free character lattices, Groups of multiplicative type and tori)

[F4]

Assuming AC, a connected finite-type group scheme is geometrically connected. Thus a smooth connected zero-dimensional group has a single reduced geometric point and is identified with the trivial group by its identity section. (Connected finite-type groups are geometrically connected)

Proof

Given: AC, a perfect field k and a smooth connected affine group G of dimension one over k.

1.1F1F4

By [F1] the group is commutative and, since k is perfect, has the product decomposition G≅Gs×Gu into smooth connected multiplicative-type and unipotent factors. Their dimensions add to one, so one has dimension zero. A smooth connected zero-dimensional group over k is trivial: it is geometrically connected by the group identity-component property, and finite étale, so its geometric fibre is a single reduced point and its identity section identifies it with Spec⁡k. Hence either G=Gs or G=Gu. This does not assert that arbitrary zero-dimensional unipotent group schemes are trivial.

2.1F3step 1.1

If G=Gs, then G is a smooth connected one-dimensional group of multiplicative type, hence a one-dimensional torus: its character module is free of rank one by [F3], and a one-dimensional torus is split by a finite separable extension, over which it becomes Gm. This is the first alternative of the statement.

2.2F2step 1.1

If G=Gu, then G is smooth, connected, unipotent and one-dimensional; by [F2] it is isomorphic to Ga over an algebraic closure, and over the perfect field k it becomes isomorphic to Ga over a finite purely inseparable extension. This is the second alternative.

3.1step 2.1step 2.2∎

Together, [step 2.1] and [step 2.2] prove that every smooth connected affine one-dimensional group is of one of the two described forms, and over an algebraically closed field the two alternatives read G≅Gm or G≅Ga. An elliptic curve E over k is a smooth connected group of dimension one that is proper and not affine, so it is not covered by the alternatives; this shows affineness is needed.

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