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Projection comparison and unique normalized traces in finite factors

Statement

Assume AC. In a factor Q, any two projections p,q are comparable by subequivalence. If Q has a faithful normal semifinite trace s and s(p),s(q)<∞, then p≾q if and only if s(p)≤s(q), and equality means equivalence. Every nonzero corner of a diffuse factor is again a diffuse factor. If a diffuse factor is equipped with a faithful normal normalized trace, that trace is its unique normalized tracial state. Finite matrix amplifications of a II1 factor and all their nonzero corners are II1 factors.

Facts & Assumptions

Given: AC and the algebras, traces, Hilbert modules, and finite dimension hypotheses in the Statement.

[F1]

AC is the global choice hypothesis. (The Axiom of Choice)

[F2]

A concrete von Neumann algebra is a WOT-closed unital star-algebra; commutants are WOT closed and multiplication by a fixed bounded operator is WOT continuous. (Von Neumann algebras and commutants)

[F3]

A faithful normal tracial state is positive, faithful, tracial, normalized, and WOT continuous on the operator unit ball. (States, tracial states and faithful normal traces on a von Neumann algebra)

[F4]

Under AC, polar decomposition stays inside a von Neumann algebra, and any two nonzero projections in a factor have nonzero equivalent subprojections. No separability hypothesis occurs. (Polar decomposition inside a von Neumann algebra and nonzero partial isometries between nonzero projections in a factor)

[F5]

Under AC, bounded Borel functional calculus supplies spectral projections, the star-homomorphism identities, the spectral norm estimate, and strong convergence for uniformly bounded pointwise convergent functions; all operators used below are bounded. (Borel functional calculus for bounded normal operators)

[F6]

For a faithful normal semifinite trace s, traciality gives s(v∗v)=s(vv∗) for a partial isometry v when these projection traces are finite, and positivity makes s monotone on projections. (Given.)

[F7]

Under AC, every nonempty poset in which every chain has an upper bound has a maximal element. (Zorn's lemma)

Proof

Given: The hypotheses of the Statement and the stated prerequisite contracts.

1.1F1F2F3F4F5F6F7given

Use the canonical supplier: nonzero projections in a factor have nonzero equivalent subprojections, and polar decompositions stay in the algebra. By [F7], choose a maximal family of partial isometries with pairwise orthogonal initial projections under p and pairwise orthogonal final projections under q. Their strong sum v is a partial isometry. If both p−v∗v and q−vv∗ were nonzero, the supplier would give another nonzero partial isometry between them, contradicting maximality. This proves comparison. If p≾q, a witnessing partial isometry has initial projection p and final projection r≤q, so [F6] gives s(p)=s(r)≤s(q). Conversely, suppose s(p)≤s(q). If comparison gives p≾q, the conclusion already holds; otherwise q≾p. A witnessing partial isometry then has initial projection q and final projection r≤p, so s(q)=s(r)≤s(p)≤s(q). Hence s(p)=s(q) and s(p−r)=0; faithfulness gives r=p, so p and q are equivalent and in particular p≾q. If s(p)=s(q), the same argument applied to either subequivalence shows equivalence. Only finite-trace comparisons are used below; no claim is made that arbitrary infinite-trace projections in a nonseparable semifinite factor are equivalent.

2.1F1F2F3F4F5step 1.1

For a corner pQp, a nontrivial central projection r would have rQ(p−r)=r(pQp)(p−r)=0, contradicting the canonical nonzero-corner supplier. The center has no nontrivial projections, so spectral calculus makes it scalar. A minimal projection in pQp is also minimal in Q, since every subprojection of it belongs to the corner. This proves diffuseness. If Q has faithful normal normalized trace τ, every nonzero corner has faithful normal normalized trace τp(x)=τ(x)/τ(p). For a matrix amplification, commuting with all matrix units makes its center scalar when Q is a factor. It is diffuse: if it had a minimal projection r, a nonzero corner linking r to e11 supplies a nonzero subprojection of e11 equivalent to r; that would be a minimal projection in e11Mk(Q)e11≅Q, a contradiction. Its matrix trace is faithful and normal by the finite sum formula, and every nonzero corner inherits the faithful normal normalized trace by dividing by its value at the corner projection. Thus the stated nonzero corners are II1 factors.

3.1F1F2F3F4F5F6F7step 2.1∎

For uniqueness of trace, let τ be the faithful normal normalized trace supplied on the diffuse factor. First bisect every nonzero projection p into equivalent halves. A maximal orthogonal family of pairs of equivalent nonzero projections under p exhausts p: a nonzero remainder splits into two nonzero projections, between which the canonical supplier supplies another pair. The sums of the first and second members are equivalent and sum to p. Iterate to partition 1 into 2n equivalent projections. Every normalized tracial state takes value 2−n on each. For q≠0,1, choose k with k/2n≤τ(q)<(k+1)/2n and let rj be the sum of the first j pieces of this partition. The finite-trace comparison in step 1.1 gives rk≾q≾rk+1. Hence every normalized tracial state φ satisfies k/2n=φ(rk)≤φ(q)≤φ(rk+1)=(k+1)/2n. Letting n→∞ gives φ(q)=τ(q); the cases q=0,1 are immediate. Finite spectral step approximations give norm density of the linear span of projections in the self-adjoint part; positivity makes states bounded, so φ=τ everywhere. No normality of φ is required.

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