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States, tracial states and faithful normal traces on a von Neumann algebra

Definition

Assume the Axiom of Choice (The Axiom of Choice). Let M⊆B(H) be a concrete von Neumann algebra on a complex Hilbert space H (Von Neumann algebras and commutants, The spaces (\mathcal B(X,Y)) and (\mathcal B(X)) of bounded linear operators). A complex-linear functional τ:M→C is positive if τ(P)∈[0,+∞) for every positive operator P∈M (Self-adjoint, positive, unitary and normal operators), a state if it is positive and τ(IH)=1, normal if its restriction to the operator-norm unit ball of M is continuous for the relative weak-operator topology (Strong and weak operator topologies, The operator norm as the least bound and as the unit-sphere or unit-ball supremum), tracial if τ(ST)=τ(TS) for all S,T∈M, and faithful if τ(T∗T)=0 implies T=0. A faithful normal tracial state is a positive normalized trace that is both normal and faithful. In particular, (M,τ) is a finite tracial von Neumann algebra when τ is a faithful normal tracial state. If H={0} then M={0} and has no state, since IH=0.

For a nonzero finite-dimensional complex Hilbert space K, the normalized matrix trace tr⁡K/dim⁡K is a faithful normal tracial state on B(K), and it is the unique tracial state.

For a discrete group Γ equipped with the discrete topology, let HΓ=ℓ2(Γ,C), whose Hilbert-space structure under AC is established in the proof. Define the left and right regular operators by

(λΓ(g)f)(h)=f(g−1h),(ρΓ(g)f)(h)=f(hg)(g,h∈Γ).

Put L(Γ):=W∗(λΓ(Γ)) using the concrete generated von Neumann algebra of Von Neumann algebras and commutants. Then

τΓ(T):=⟨Tδe,δe⟩(T∈L(Γ))

is a faithful normal tracial state on L(Γ).

Facts & Assumptions

[A1]

AC states that every family of nonempty sets has a choice function (The Axiom of Choice).

[F1]

The discrete topology consists of all subsets; therefore every subset is Borel and every complex-valued function is measurable (The discrete, indiscrete, cofinite, cocountable, particular-point and Sierpinski topologies, The Borel sigma-algebra of a topological space, Extended-real-valued measurable functions).

[F3]

The counting set function is a measure on the full power set, gives each singleton mass 1, and vanishes only on the empty set (Counting measure on an arbitrary set, Counting measure is a measure, Measures on sigma-algebras).

[F4]

A left Haar measure is a nonzero Borel measure invariant under all left translations, finite on compact sets and outer regular on Borel sets and inner regular on open sets; a right Haar measure uses right translations (Left Haar integral and left Haar measure, Radon measure on an LCH space).

[F5]

For a left Haar measure μ on a discrete group, the integral of each nonnegative function is c times its sum, and an integrable complex function has the corresponding sum, where c=μ({e}) (Counting measure on a discrete group is Haar, Haar measures there are its multiples, and integrals against them are sums).

[F6]

Complex L2 is the space of almost-everywhere classes with squared norm ∫∣f∣2, and its pairing is ∫fg‾; a complex function is integrable when its modulus is integrable (Complex Haar L^p spaces and compactly supported functions, L2 with the integral pairing is a Hilbert space).

[F7]

The space ℓ2(Γ,C) has pairing ⟨a,b⟩=∑g∈Γa(g)b(g)‾ and coordinate vectors δg (Square-summable families on an arbitrary index set and the space ℓ2(I)).

[F8]

Finite-tail control makes the coordinate vectors' linear span dense (Square-summable families on an arbitrary index set and the space ℓ2(I)).

[F9]

AC implies countable choice, and under countable choice complex L2 with its integral pairing is a Hilbert space (AC implies DC implies countable choice, The Axiom of Countable Choice (ACω), L2 with the integral pairing is a Hilbert space).

[F10]

The weak-operator topology is generated by the matrix coefficients T↦⟨Tξ,η⟩ (Strong and weak operator topologies).

[F11]

Multiplication on either side by a fixed bounded operator is WOT-continuous (Von Neumann algebras and commutants).

[F12]

Every commutant is WOT-closed (Von Neumann algebras and commutants).

[F13]

A positive bounded operator P satisfies ⟨Pξ,ξ⟩∈[0,+∞) for every vector ξ (Self-adjoint, positive, unitary and normal operators).

[F14]

For a bounded operator S on a Hilbert space, S∗ satisfies ⟨Sx,y⟩=⟨x,S∗y⟩; adjoints of bounded operators exist under countable choice (The Hilbert-space adjoint of a bounded operator, Hilbert-adjoint identities).

[F15]

The complex inner product is linear in its first argument, conjugate-symmetric and positive definite (Real and complex inner-product spaces and their induced length).

[F16]

For a positive linear map between von Neumann algebras, normality is equivalent to continuity on the operator-norm unit ball for the relative WOT (Anantharaman–Popa, Proposition 2.5.8).

[F17]

W∗(S) is the WOT closure of the unital ∗-algebra generated by S (Von Neumann algebras and commutants).

[F18]

A bijection between finite index sets preserves finite sums (Finite commutative-monoid sums are invariant under bijective reindexing, split over disjoint unions, and satisfy the finite Fubini rule). Nonnegative sums over arbitrary index sets are the suprema of their finite subsums (Square-summable families on an arbitrary index set and the space ℓ2(I)).

Proof

technique · direct

Given: AC, a complex Hilbert space and concrete von Neumann algebra M⊆B(H), and a discrete group Γ equipped with its discrete topology.

1.1F10F13F14F15given

Let K be nonzero and finite-dimensional, set n=dim⁡K, and fix an orthonormal basis e1,…,en, obtained from a finite basis by Gram–Schmidt. With matrix units Eij, define σ(T):=n−1∑i=1n⟨Tei,ei⟩. It is linear and WOT-continuous as a finite sum of matrix coefficients; σ(IK)=1. For positive T, every ⟨Tei,ei⟩≥0 by [F13], so σ is positive. For T∈B(K), [F14, F15] give σ(T∗T)=n−1∑i∥Tei∥2, which vanishes only when T=0, proving faithfulness. If T=(tij) and S=(sij), then tr⁡(TS)=∑i,jtijsji=∑i,jsjitij=tr⁡(ST), so σ is tracial. Hence σ is a faithful normal tracial state.

1.2F1F2given

Equip Γ with the discrete topology. Each singleton is open, so distinct points have disjoint singleton neighbourhoods and the space is Hausdorff. The product topology on Γ×Γ is discrete because each singleton {g}×{h} is basic open; hence multiplication and inversion are continuous. Each singleton is a compact neighbourhood, so Γ is locally compact Hausdorff and its topology is a group topology.

2.1F1F2F3F4step 1.2algebra

By [F1] and [F3], # is a Borel measure on Γ and #({e})=1. Each left or right translation is a bijection and therefore preserves the finite or infinite cardinality of every subset, so # is left- and right-invariant. A compact subset is finite because its cover by open singletons has a finite subcover; hence # is finite on compact sets. Every Borel set E is open, and E itself is an open superset, so monotonicity makes the infimum in outer regularity equal to #(E). For open U, compact subsets are finite and every finite subset is compact; thus sup⁡K⊆U compact#(K)=sup⁡F⊆U finite∣F∣=#(U), since every infinite set contains finite subsets of arbitrarily large size by induction. Therefore # satisfies the left and right Haar conditions in [F4].

2.2step 1.1algebra

If τ is any tracial state on B(K), then for i≠j, τ(Eij)=τ(EiiEij)=τ(EijEii)=0. Also τ(Eii)=τ(EijEji)=τ(EjiEij)=τ(Ejj). Since ∑iEii=IK, normalization gives τ(Eii)=1/n for every i. The matrix units span B(K), so τ=σ; the normalized matrix trace is the unique tracial state. Applying this uniqueness to the formula from any other orthonormal basis proves that the normalized trace is basis-independent.

3.1A1F1F3F5F6F7F8F9step 2.1

Define U:ℓ2(Γ,C)→L2(Γ,#;C) by sending a family to its pointwise function class. By [F1] every function is measurable, and by [F3] the only counting-null set is empty, so each L2 class has a unique pointwise representative. Since # is a left Haar measure by step 2.1, [F5] applies with c=#({e})=1: ∫Γ∣a(g)∣2 d#(g)=∑g∣a(g)∣2. Hence a function represents an L2 class exactly when its family is square-summable, so U is onto and preserves norms. For a,b∈ℓ2, [F7] and Cauchy–Schwarz make ab‾ absolutely summable; [F5] gives ∫Γ∣ab‾∣ d#=∑g∣a(g)b(g)‾∣<∞, so [F6] makes it integrable and [F5] gives ⟨Ua,Ub⟩L2=∫Γab‾ d#=∑ga(g)b(g)‾=⟨a,b⟩ℓ2. By [F9], L2(Γ,#;C) is a Hilbert space under AC; thus U transports its complete Hilbert structure to ℓ2(Γ,C), and the coordinate vectors have dense span by [F8].

4.1F7F18step 3.1given

For g∈Γ, the left and right regular formulas reindex coordinates by bijections. Each bijection induces a bijection of finite subsets and preserves the corresponding finite sums by [F18]; taking their suprema preserves the square sum. Hence ∥λΓ(g)f∥2=∥f∥2=∥ρΓ(g)f∥2. They are bounded linear isometries with inverses λΓ(g−1) and ρΓ(g−1), respectively; thus they are unitary. Direct substitution gives λΓ(g)λΓ(h)=λΓ(gh), ρΓ(g)ρΓ(h)=ρΓ(gh), and λΓ(g)ρΓ(h)=ρΓ(h)λΓ(g).

5.1F12F17step 4.1

The linear span AΓ of {λΓ(g):g∈Γ} is a unital ∗-algebra by step 4.1 and λΓ(g)∗=λΓ(g−1) by [F14]. Thus L(Γ)=W∗(λΓ(Γ)) is its WOT closure by [F17]. Each ρΓ(h) commutes with AΓ by step 4.1; [F12] makes its commutant WOT-closed, so every T∈L(Γ) commutes with every right regular operator.

6.1F10F13F16step 3.1step 5.1

Put τΓ(T)=⟨Tδe,δe⟩. This is a linear WOT-continuous matrix coefficient by [F10]. Also τΓ(I)=1, and if P∈L(Γ) is positive then τΓ(P)=⟨Pδe,δe⟩≥0 by [F13]; thus τΓ is positive. Its WOT continuity gives continuity on the unit ball, which [F16] identifies with order-normality for a positive functional.

7.1F8F13F14F15step 3.1step 4.1step 5.1step 6.1algebra

For S∈L(Γ), S∗S is positive because ⟨S∗Sξ,ξ⟩=∥Sξ∥2 by [F14, F15]; thus [F13] makes τΓ(S∗S) real. The adjoint identity and conjugate symmetry give τΓ(S∗S)‾=⟨Sδe,Sδe⟩=∥Sδe∥2, so τΓ(S∗S)=∥Sδe∥2. If this is zero, then Sδe=0. For each g∈Γ, step 4.1 gives δg=ρΓ(g−1)δe, and step 5.1 gives Sδg=SρΓ(g−1)δe=ρΓ(g−1)Sδe=0. The span of these coordinate vectors is dense by step 3.1, so boundedness of S implies S=0. Therefore τΓ is faithful.

7.2F10F11step 5.1step 6.1algebra

On generators, τΓ(λΓ(g))=1 when g=e and 0 otherwise. Hence for g,h∈Γ, τΓ(λ(g)λ(h))=1gh=e=1hg=e=τΓ(λ(h)λ(g)). Bilinearity proves τΓ(AB)=τΓ(BA) for all A,B∈AΓ. For fixed A∈AΓ, [F10, F11] make both maps T↦τΓ(AT) and T↦τΓ(TA) WOT-continuous, so their equality extends from the WOT-dense algebra AΓ to every T∈L(Γ). Now fix such a T; the same continuity in the first variable extends the equality from A∈AΓ to all A∈L(Γ). Thus τΓ is tracial on L(Γ).

8.1step 1.1step 2.2step 6.1step 7.1step 7.2∎

Steps 6.1, 7.1 and 7.2 show that τΓ is positive, normalized, normal, faithful and tracial, hence a faithful normal tracial state; steps 1.1 and 2.2 show the corresponding existence and uniqueness claim for the normalized matrix trace. The zero-Hilbert-space case has no state because IH=0, as stated in the definition.

Remarks

  • Normality convention. Proposition 2.5.8 of Anantharaman–Popa proves that, for positive linear maps between von Neumann algebras, order normality is equivalent to relative WOT continuity on the unit ball. Apply it with target C to a positive functional. The proof of the converse checks bounded increasing nets of positive elements after rescaling into the unit ball, so the equivalence covers the standard order definition, not only sequences.
  • Choice. AC is stated explicitly because the concrete von Neumann algebra and Hilbert adjoint suppliers use it, and because AC implies the countable-choice hypothesis needed for the complex L2 Hilbert theorem used to identify ℓ2(Γ) as a Hilbert space. No group-element family, transversal, or basis family is selected.
  • Group conventions. The right action is (ρΓ(g)f)(h)=f(hg), so ρΓ(g−1)δe=δg. This convention is used in the faithfulness argument; the left and right regular operators commute.

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