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States, tracial states and faithful normal traces on a von Neumann algebra
Definition
Assume the Axiom of Choice (The Axiom of Choice). Let be a concrete von Neumann algebra on a complex Hilbert space (Von Neumann algebras and commutants, The spaces (\mathcal B(X,Y)) and (\mathcal B(X)) of bounded linear operators). A complex-linear functional is positive if for every positive operator (Self-adjoint, positive, unitary and normal operators), a state if it is positive and , normal if its restriction to the operator-norm unit ball of is continuous for the relative weak-operator topology (Strong and weak operator topologies, The operator norm as the least bound and as the unit-sphere or unit-ball supremum), tracial if for all , and faithful if implies . A faithful normal tracial state is a positive normalized trace that is both normal and faithful. In particular, is a finite tracial von Neumann algebra when is a faithful normal tracial state. If then and has no state, since .
For a nonzero finite-dimensional complex Hilbert space , the normalized matrix trace is a faithful normal tracial state on , and it is the unique tracial state.
For a discrete group equipped with the discrete topology, let , whose Hilbert-space structure under AC is established in the proof. Define the left and right regular operators by
Put using the concrete generated von Neumann algebra of Von Neumann algebras and commutants. Then
is a faithful normal tracial state on .
Facts & Assumptions
AC states that every family of nonempty sets has a choice function (The Axiom of Choice).
The discrete topology consists of all subsets; therefore every subset is Borel and every complex-valued function is measurable (The discrete, indiscrete, cofinite, cocountable, particular-point and Sierpinski topologies, The Borel sigma-algebra of a topological space, Extended-real-valued measurable functions).
The discrete topology on a group makes it a Hausdorff locally compact topological group: singleton sets separate points and are compact neighbourhoods, and the group operations are continuous (Group and abelian group, Topological group: multiplication and inversion are continuous, Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not, Locally compact topological space: every point has a compact neighbourhood; and what this says in a metric space, Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right, Neighbourhood of a point and neighbourhood base, with this library's convention that a neighbourhood need not be open, The product set of functions choosing a point in each factor, the projections, the box topology, and the product topology as the initial topology of the projections; the empty product is a one-point space, Continuity of a map of topological spaces at a point and globally, Topology on a set, open and closed sets, clopen sets, the closed-set axiomatisation, and the coarser/finer comparison).
The counting set function is a measure on the full power set, gives each singleton mass , and vanishes only on the empty set (Counting measure on an arbitrary set, Counting measure is a measure, Measures on sigma-algebras).
A left Haar measure is a nonzero Borel measure invariant under all left translations, finite on compact sets and outer regular on Borel sets and inner regular on open sets; a right Haar measure uses right translations (Left Haar integral and left Haar measure, Radon measure on an LCH space).
For a left Haar measure on a discrete group, the integral of each nonnegative function is times its sum, and an integrable complex function has the corresponding sum, where (Counting measure on a discrete group is Haar, Haar measures there are its multiples, and integrals against them are sums).
Complex is the space of almost-everywhere classes with squared norm , and its pairing is ; a complex function is integrable when its modulus is integrable (Complex Haar L^p spaces and compactly supported functions, with the integral pairing is a Hilbert space).
The space has pairing and coordinate vectors (Square-summable families on an arbitrary index set and the space ).
Finite-tail control makes the coordinate vectors' linear span dense (Square-summable families on an arbitrary index set and the space ).
AC implies countable choice, and under countable choice complex with its integral pairing is a Hilbert space (AC implies DC implies countable choice, The Axiom of Countable Choice (), with the integral pairing is a Hilbert space).
The weak-operator topology is generated by the matrix coefficients (Strong and weak operator topologies).
Multiplication on either side by a fixed bounded operator is WOT-continuous (Von Neumann algebras and commutants).
Every commutant is WOT-closed (Von Neumann algebras and commutants).
A positive bounded operator satisfies for every vector (Self-adjoint, positive, unitary and normal operators).
For a bounded operator on a Hilbert space, satisfies ; adjoints of bounded operators exist under countable choice (The Hilbert-space adjoint of a bounded operator, Hilbert-adjoint identities).
The complex inner product is linear in its first argument, conjugate-symmetric and positive definite (Real and complex inner-product spaces and their induced length).
For a positive linear map between von Neumann algebras, normality is equivalent to continuity on the operator-norm unit ball for the relative WOT (Anantharaman–Popa, Proposition 2.5.8).
is the WOT closure of the unital -algebra generated by (Von Neumann algebras and commutants).
A bijection between finite index sets preserves finite sums (Finite commutative-monoid sums are invariant under bijective reindexing, split over disjoint unions, and satisfy the finite Fubini rule). Nonnegative sums over arbitrary index sets are the suprema of their finite subsums (Square-summable families on an arbitrary index set and the space ).
Proof
Given: AC, a complex Hilbert space and concrete von Neumann algebra , and a discrete group equipped with its discrete topology.
Let be nonzero and finite-dimensional, set , and fix an orthonormal basis , obtained from a finite basis by Gram–Schmidt. With matrix units , define . It is linear and WOT-continuous as a finite sum of matrix coefficients; . For positive , every by [F13], so is positive. For , [F14, F15] give , which vanishes only when , proving faithfulness. If and , then , so is tracial. Hence is a faithful normal tracial state.
Equip with the discrete topology. Each singleton is open, so distinct points have disjoint singleton neighbourhoods and the space is Hausdorff. The product topology on is discrete because each singleton is basic open; hence multiplication and inversion are continuous. Each singleton is a compact neighbourhood, so is locally compact Hausdorff and its topology is a group topology.
By [F1] and [F3], is a Borel measure on and . Each left or right translation is a bijection and therefore preserves the finite or infinite cardinality of every subset, so is left- and right-invariant. A compact subset is finite because its cover by open singletons has a finite subcover; hence is finite on compact sets. Every Borel set is open, and itself is an open superset, so monotonicity makes the infimum in outer regularity equal to . For open , compact subsets are finite and every finite subset is compact; thus , since every infinite set contains finite subsets of arbitrarily large size by induction. Therefore satisfies the left and right Haar conditions in [F4].
If is any tracial state on , then for , . Also . Since , normalization gives for every . The matrix units span , so ; the normalized matrix trace is the unique tracial state. Applying this uniqueness to the formula from any other orthonormal basis proves that the normalized trace is basis-independent.
Define by sending a family to its pointwise function class. By [F1] every function is measurable, and by [F3] the only counting-null set is empty, so each class has a unique pointwise representative. Since is a left Haar measure by step 2.1, [F5] applies with : . Hence a function represents an class exactly when its family is square-summable, so is onto and preserves norms. For , [F7] and Cauchy–Schwarz make absolutely summable; [F5] gives , so [F6] makes it integrable and [F5] gives . By [F9], is a Hilbert space under AC; thus transports its complete Hilbert structure to , and the coordinate vectors have dense span by [F8].
For , the left and right regular formulas reindex coordinates by bijections. Each bijection induces a bijection of finite subsets and preserves the corresponding finite sums by [F18]; taking their suprema preserves the square sum. Hence . They are bounded linear isometries with inverses and , respectively; thus they are unitary. Direct substitution gives , , and .
The linear span of is a unital -algebra by step 4.1 and by [F14]. Thus is its WOT closure by [F17]. Each commutes with by step 4.1; [F12] makes its commutant WOT-closed, so every commutes with every right regular operator.
Put . This is a linear WOT-continuous matrix coefficient by [F10]. Also , and if is positive then by [F13]; thus is positive. Its WOT continuity gives continuity on the unit ball, which [F16] identifies with order-normality for a positive functional.
For , is positive because by [F14, F15]; thus [F13] makes real. The adjoint identity and conjugate symmetry give , so . If this is zero, then . For each , step 4.1 gives , and step 5.1 gives . The span of these coordinate vectors is dense by step 3.1, so boundedness of implies . Therefore is faithful.
On generators, when and otherwise. Hence for , . Bilinearity proves for all . For fixed , [F10, F11] make both maps and WOT-continuous, so their equality extends from the WOT-dense algebra to every . Now fix such a ; the same continuity in the first variable extends the equality from to all . Thus is tracial on .
Steps 6.1, 7.1 and 7.2 show that is positive, normalized, normal, faithful and tracial, hence a faithful normal tracial state; steps 1.1 and 2.2 show the corresponding existence and uniqueness claim for the normalized matrix trace. The zero-Hilbert-space case has no state because , as stated in the definition.
Remarks
- Normality convention. Proposition 2.5.8 of Anantharaman–Popa proves that, for positive linear maps between von Neumann algebras, order normality is equivalent to relative WOT continuity on the unit ball. Apply it with target to a positive functional. The proof of the converse checks bounded increasing nets of positive elements after rescaling into the unit ball, so the equivalence covers the standard order definition, not only sequences.
- Choice. AC is stated explicitly because the concrete von Neumann algebra and Hilbert adjoint suppliers use it, and because AC implies the countable-choice hypothesis needed for the complex Hilbert theorem used to identify as a Hilbert space. No group-element family, transversal, or basis family is selected.
- Group conventions. The right action is , so . This convention is used in the faithfulness argument; the left and right regular operators commute.
Depends on
- Von Neumann algebras and commutants
- The spaces \(\mathcal B(X,Y)\) and \(\mathcal B(X)\) of bounded linear operators
- The operator norm as the least bound and as the unit-sphere or unit-ball supremum
- Strong and weak operator topologies
- The Axiom of Choice
- Group and abelian group
- Topological group: multiplication and inversion are continuous
- The discrete, indiscrete, cofinite, cocountable, particular-point and Sierpinski topologies
- The product set $\prod_{i \in I} X_i$ of functions choosing a point in each factor, the projections, the box topology, and the product topology as the initial topology of the projections; the empty product is a one-point space
- Continuity of a map of topological spaces at a point and globally
- Topology on a set, open and closed sets, clopen sets, the closed-set axiomatisation, and the coarser/finer comparison
- The Borel sigma-algebra of a topological space
- Extended-real-valued measurable functions
- Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not
- Locally compact topological space: every point has a compact neighbourhood; and what this says in a metric space
- Neighbourhood of a point and neighbourhood base, with this library's convention that a neighbourhood need not be open
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- Counting measure on an arbitrary set
- Counting measure is a measure
- Measures on sigma-algebras
- Left Haar integral and left Haar measure
- Radon measure on an LCH space
- Counting measure on a discrete group is Haar, Haar measures there are its multiples, and integrals against them are sums
- Complex Haar L^p spaces and compactly supported functions
- Square-summable families on an arbitrary index set and the space $\ell^2(I)$
- Finite commutative-monoid sums are invariant under bijective reindexing, split over disjoint unions, and satisfy the finite Fubini rule
- AC implies DC implies countable choice
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- $L^2$ with the integral pairing is a Hilbert space
- Self-adjoint, positive, unitary and normal operators
- The Hilbert-space adjoint of a bounded operator
- Hilbert-adjoint identities
- Real and complex inner-product spaces and their induced length
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Sources
- Bachir Bekka and Pierre de la Harpe, Unitary Representations of Groups, Duals, and Characters (arXiv:1912.07262v1, 16 December 2019) (standard reference, not scraped)
- Claire Anantharaman and Sorin Popa, An Introduction to II1 Factors (author-hosted draft) (standard reference, not scraped)