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Every Dyck path of semilength n+1 factors uniquely as UPDQ with PDi and QDni

Statement

Let nN and put

Zn:={(i,P,Q):iN, in, PDi, QDni}.

The map Θ sending (i,P,Q) to the diagonal path of length 2n+2 from (0,0) whose step word is U, then the step word of P, then D, then the step word of Q, is a bijection

Θ:ZnDn+1

onto the Dyck paths of semilength n+1 (Dyck paths of semilength n). The index i is recovered from the image as the first return: 2i+2 is the least positive index at which the height of Θ(i,P,Q) is 0.

Facts & Assumptions

Given: a natural number n, and the set Zn above.

[F1]

Dm is the set of diagonal paths of length 2m from (0,0) to (2m,0) whose height function satisfies h(j)0 for every j2m (Dyck paths of semilength n).

[F2]

A diagonal path of length from (0,α) is the same datum as a function h:{0,,}Z with h(0)=α and h(j)h(j1){1,1} for 1j; with μ(j) the number of up-steps among the first j its height is h(j)=α+2μ(j)j (Diagonal lattice paths with steps U=(1,1) and D=(1,1), and the height function).

[L1]

For a step set S, a point P and N, the map sending a lattice path to its step word is a bijection LS(P;)S (For each start point the step word is a bijection onto Sn).

[L2]
[L3]

Every nonempty subset SN has a least element (The well-ordering principle).

Proof

technique · direct
1.1

Θ lands in Dn+1, and for its image the first return to height 0 is at the index 2i+2. The concatenated word has length 1+2i+1+2(ni)=2n+2, so by [L1] it is the step word of exactly one diagonal path v of length 2n+2 from (0,0). Writing h, hP, hQ for the three height functions, [F2] gives h(0)=0, h(1+j)=1+hP(j) for 0j2i, and h(2i+2+j)=h(2i+2)+hQ(j) for 0j2(ni); since hP(2i)=0 we get h(2i+1)=1 and h(2i+2)=0, so h(2i+2+j)=hQ(j). Hence h0 throughout and h(2n+2)=hQ(2(ni))=0, so vDn+1 by [F1]; and h(1+j)=1+hP(j)1 for 0j2i, so no index in the range from 1 to 2i+1 has height 0 and the first return is exactly at 2i+2.

F1F2L1
1.2

Θ is surjective. Let vDn+1 have height h and step word w. Since h(1)0 and h(1)h(0){1,1}, the first step is up and h(1)=1. The set of positive indices j2n+2 with h(j)=0 contains 2n+2, so by [L3] it has a least element τ, and τ2 because h(1)=1. By [F2] the number h(j)+j=2μ(j) is even for every j, so h(τ)=0 forces τ even, say τ=2i+2 with iN and in. For 1jτ1 we have h(j)0 and h(j)0, hence h(j)1; in particular h(2i+1)1, and since h(2i+2)=0 the step at 2i+2 is down and h(2i+1)=1. Let P be the diagonal path of length 2i from (0,0) with step word w1w2i and Q the one of length 2(ni) with step word w2i+2w2n+1, both supplied by [L1]. Then hP(j)=h(1+j)10 with hP(2i)=h(2i+1)1=0, so PDi; and hQ(j)=h(2i+2+j)0 with hQ(2(ni))=h(2n+2)=0, so QDni. The word of v is U, then that of P, then D, then that of Q, so v=Θ(i,P,Q).

F1F2L1L3
2.1

Θ is injective. If Θ(i,P,Q)=Θ(i,P,Q) then by step 1.1 the common image has first return at 2i+2 and at 2i+2, so i=i; the three blocks of the step word are then determined by their positions, so P and P have the same step word and likewise Q and Q, whence P=P and Q=Q by [L1].

L1step 1.1
3.1

By steps 2.1 and 1.2 the map Θ is injective and surjective, so it is a bijection, and by [L2] it has a two-sided inverse, namely the map sending v to the triple built in step 1.2. At n=0 the set Z0 has the single element (0,ε,ε) with both factors the empty path, and Θ sends it to the path with step word UD, which is the unique member of D1.

L2step 1.1step 2.1step 1.2

Remarks

  • Why the first return and not the last. The decomposition is forced by reading the path from the left: the first step is up, and the index at which the height first comes back to 0 is the only place the path can be cut so that the inner block is a Dyck path after a shift and the outer remainder is one outright. Cutting at the last return also gives a decomposition, of a different shape, and the two must not be mixed.

  • Three later theorems on this page are this lemma applied elsewhere. The Motzkin and Schröder equations and the recursion for binary trees are the same first-return argument run over a different step set or a different recursive family, and each states the analogue rather than reusing this statement.

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