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Gluing once-broken index-two trajectories: collar ends

Statement

Assume the Axiom of Choice. Let (f,X) be Morse--Smale on a closed manifold, with X downward gradient-like in the normalized Morse-coordinate sense. Let λ(p)=λ(r)+1=λ(q)+2 and (γ1,γ2)∈M(p,r)×M(r,q). There is a homeomorphism ψ:[0,δ)→U onto an open neighbourhood of this broken point in M‾(p,q), with ψ(0)=(γ1,γ2) and ψ(s)∈M(p,q) for s>0. Its restriction to (0,δ) is a smooth embedding. Every ordinary sequence converging to the broken point eventually lies in this collar. The parameter s measures the small entry radius; the time spent near r tends to infinity as s→0.

Facts & Assumptions

Given: AC, the stated pair and the once-broken point.

[A1]

AC is retained as a common hypothesis; the collar construction is finite dimensional (The Axiom of Choice).

[F1]

The compactification topology is described by entry and exit transversals, including the endpoint charts, and ordinary convergence is convergence after shifts (Geometric convergence to a broken trajectory).

[F2]

Morse--Smale intersections have their index dimensions and are transverse (Morse--Smale pairs, A parametrized Morse trajectory space is a manifold).

[F3]

Near r, the normalized flow is (u,z)↦(e2tu,e−2tz) (Local stable and unstable manifolds at a Morse critical point).

[F4]

The regular-level slices identify unparametrized trajectories; finite-time flow maps are smooth (A regular level identifies unparametrized trajectories, The fundamental theorem on flows).

[F5]

The finite-dimensional inverse and implicit-function theorems apply to invertible coordinate blocks; for smooth equations their derivative formulas bootstrap smoothness (The Euclidean inverse function theorem, The Euclidean implicit function theorem with derivative formula).

Proof

technique · direct, following Audin–Damian Propositions 3.2.8 and 3.2.10–11 and Lemma 3.2.12, printed pp. 64–69
1.1A1F2F3F5givenconstructalgebra

Put k=λ(r) and choose entry and exit levels f(r)±ε. The incoming slice of Wu(p) has dimension k and is transverse to the stable sphere S+ at its crossing (0,z+). By [F5], a local sheet is a disk D={(u,h(u))} with h(0)=z+ and ∣h(u)∣2=ε+∣u∣2. The flow passage in [F3], with g=h/∣h∣, extends in polar coordinates to H(s,θ)=(ε+s2 θ,sg(sθ)),(s,θ)∈[0,δ)×Sk−1. This is a smooth embedded collar Q of the unstable sphere S−: its radial derivative at s=0 has nonzero stable component g(0), the angular derivatives span the sphere tangent space, and s=∣z∣, θ=u/∣u∣ recover its parameters. For s>0, Q is the passage image of D∖{(0,z+)}.

2.1F1F2F4F5step 1.1

At the outgoing crossing (u−,0), the stable slice of Ws(q) has codimension k−1 in the exit level and is transverse to the (k−1)-sphere S− by [F2]. In local sphere coordinates its defining equations composed with H thus have invertible angular derivative. Apply [F5], extending the formula for H to negative s for this local calculation, to solve uniquely θ=θ(s) near (0,u−/ε). If k=1 there are no angular variables or equations and the assertion is immediate. The curve χ(s)=H(s,θ(s)) is a smooth embedded half-interval in Q∩Ws(q); for s>0 it lies in Wu(p) as well. By [F4] it determines a smooth embedded family of ordinary orbit classes ψ(s). The inverse passage gives entry points tending to (0,z+) and exit points tending to (u−,0), so [F1] makes the extension ψ(0)=(γ1,γ2) continuous.

3.1F1F3F4step 1.1step 2.1∎

Any trajectory sufficiently close to the broken point in the transversal neighbourhoods of [F1] has its entry point in D: closeness at the endpoint exit sphere of p and smooth finite-time transport along the incoming component select precisely this local sheet of Wu(p). Its exit point is therefore in Q, and closeness at the endpoint entry sphere of q likewise selects the local sheet of Ws(q). The uniqueness in step 2.1 forces that exit point to be χ(s). Shrinking the neighbourhood gives exactly one such half-interval; its inverse coordinate s=∣z∣ is continuous, including at the broken point. This proves the open-neighbourhood, homeomorphism and eventual-containment claims. Finally the passage time is 12log⁡(ε+s2/s) by [F3], which diverges as s→0+.

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