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Orthogonal idempotents lift over a complete formal power-series ring

Statement

Let k be a field, R:=k⟦h⟧ the ring of formal power series with its h-adic topology, and A a unital R-algebra whose underlying R-module is free of finite rank. An idempotent is an element e with e2=e; idempotents ei are orthogonal if eiej=0 whenever i≠j, and a finite orthogonal family is complete if its sum is 1. Every finite complete orthogonal family (eˉ1,…,eˉm) in A/hA has a lift to a finite complete orthogonal family (e1,…,em) in A, with ei+hA=eˉi for each i.

Facts & Assumptions

Given: A field k, R=k⟦h⟧, a finite free unital R-algebra A, and a finite complete orthogonal idempotent family in A/hA.

[F1]

The ring R=k⟦h⟧ is complete and separated for the h-adic topology, and every finite free module Rn is complete and separated coefficientwise (The one-parameter formal-series ring is complete, separated, and has residue field k).

[F2]

A finite free module has a finite basis and unique finite coordinate expansions (The free module on a set and its standard basis).

[F3]

In a unital R-algebra the image of the commutative coefficient ring R is central, so h commutes with every element (Algebras over a commutative ring, central structure maps, and algebra homomorphisms).

Proof

technique · direct
1.1givenF1F2F3algebra

By [F2], a finite R-basis identifies A with Rn, so [F1] makes A complete and separated. Multiplication is continuous: when x′−x,y′−y∈hrA, expansion gives x′y′−xy=(x′−x)y+x(y′−y)+(x′−x)(y′−y)∈hrA. For any idempotent q, the map x↦qxq is continuous and idempotent; its image is the kernel of the continuous map 1−(x↦qxq), hence is closed in the separated module A and is therefore complete.

2.1step 1.1F1F3algebra

In any such complete algebra B with identity q, start with a∈B satisfying δ:=a2−a∈hB. The element u:=2a−q commutes with δ and satisfies u2=q+4δ. The partial sums SN:=∑r=0N(−4δ)r are Cauchy because δr∈hrB; let S be their limit. The finite geometric identity (q+4δ)SN=q−(−4δ)N+1=SN(q+4δ) and separatedness give (q+4δ)S=S(q+4δ)=q, so u−1=uS=Su. Set a′:=a−u−1δ. The terms commute, and expansion gives (a′)2−a′=δ−u(u−1δ)+(u−1δ)2=(u−1δ)2. Thus one correction squares the error and leaves the reduction of a unchanged.

3.1step 1.1step 2.1givenalgebra

Starting with any lift a0 of an idempotent in B/hB, apply step 2.1 repeatedly. If an2−an∈hrnB, then an+1−an∈hrnB and an+12−an+1∈h2rnB. Starting with r0=1, we have rn=2n, so the sequence is Cauchy. Its limit e exists by step 1.1; continuity of multiplication and the error tending to zero give e2=e, and every correction lies in hB, so e has the prescribed reduction.

4.1step 1.1step 3.1F1F2F3givenalgebra

Lift a complete orthogonal family by induction on m. If m=0, completeness means 1=0 in A/hA; since A is free of finite rank and R/hR≅k is a field, its reduction is kn, so A/hA=0 forces its rank n to be zero and hence A=0. The empty family then lifts. For m=1, the only member is 1, which already lifts the family. For m≥2, lift eˉ1 by step 3.1 to an idempotent e1 and set q:=1−e1. The remaining reductions lie in the corner qˉ(A/hA)qˉ and form a complete orthogonal family there. The reduction map qAq→qˉ(A/hA)qˉ is onto because any lift x of a corner element can be replaced by qxq. Its kernel is h(qAq): if y∈qAq lies in hA, write y=ha; then y=qyq=hqaq since h is central by [F3], and the reverse inclusion is immediate. Thus the reduction identifies qAq/h(qAq) with the indicated corner. The corner is complete by step 1.1, so induction lifts the remaining family in qAq; its members are orthogonal to e1 since qe1=e1q=0, and their sum is q. This proves the claim for m.

5.1step 2.1step 3.1step 4.1given∎

The construction makes only finitely many initial lift choices, one for each member of the input finite family, and then applies the deterministic Newton recurrence in step 2.1. It uses no maximality principle or arbitrary family of choices. Steps 3.1 and 4.1 produce the required exact idempotents and preserve every prescribed reduction.

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