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Kirby moves preserve the oriented surgery manifold

Statement

Assume the Axiom of Choice. If two integral framed-link surgery diagrams are related by one ambient isotopy, handle slide, or split ±1-unknot stabilization or destabilization as defined for this page, then their oriented surgery results are orientation-preservingly diffeomorphic. The same holds for any finite sequence of these moves.

Facts & Assumptions

Given: Full AC, two integral framed-link diagrams, and one allowed Kirby move between them.

[A1]

The Axiom of Choice: every family of nonempty sets has a choice function. Applying it to the range of any sequence of nonempty sets gives the countable-choice axiom required by the framed handle-slide and surgery-trace interfaces.

[F1]

Integral framed-link surgery diagram: component Ki is filled with a solid torus whose meridian maps to ni[μi]+[λi].

[F2]

Kirby moves on integral framed links: a handle slide replaces a component by the band sum with a framed parallel of another component, and stabilization adds or removes a split unknot with coefficient +1 or −1.

[F3]

Handle slide of one k handle over another: the slid attaching sphere is the band sum of the first attaching sphere with a signed framed parallel copy of the second, with the full framing carried across the band.

[F4]

Handle slides preserve the relative diffeomorphism type: for 1≤k≤n−2, a handle slide gives a diffeomorphism of the handle attachments relative to the incoming boundary.

[F5]

Surgery trace cobordism: a framed surgery trace is the cylinder with a handle attached along the framed sphere.

[F6]

The upper boundary of the surgery trace is the surgered manifold: the outgoing face of a framed surgery trace is diffeomorphic, as a smooth manifold, to the corresponding surgered manifold; the identification is the identity on the complement of the surgery neighbourhood. The orientation agreement needed here is checked in step 1.2.

[F7]

Oriented slopes and knot Dehn filling: the integer r filling slope is r[μ]+[λ], and the orientation-reversing gluing gives a filled orientation agreeing with the oriented exterior.

[F8]

The Axiom of Countable Choice (ACω): ACω says that every sequence of nonempty sets (Xn)n∈N has a choice function f with f(n)∈Xn.

Proof

1.1givenF1F2construct

For an ambient isotopy, carry each component neighbourhood, meridian, and preferred longitude along the isotopy. The endpoint diffeomorphism of S3 therefore maps every filling meridian to the same framed slope on the corresponding endpoint torus. Extend it over each attached solid torus by the product identification used in the filling. The resulting map is an orientation-preserving diffeomorphism of the filled manifolds.

1.2givenA1F2F3F4F5F6F7F8construct

Applying [A1] to the family of values of any sequence (Xn) in [F8] gives a choice function on that range; composing it with n↦Xn supplies the choice function required by [F8]. Thus the ACω hypothesis of [F3]–[F6] holds. For a diagram D, form its 4-dimensional surgery trace from S3×[0,1] by attaching one 2-handle for each framed link component. Orient the product by dt followed by the fixed orientation of S3, and orient each handle so its attaching identification reverses the induced boundary orientations of the handle and cylinder, as required by [F5]; this is possible because each attaching region S1×D2 is connected. The trace is connected. On the outgoing face, the unaltered part ED=S3∖⋃iint⁡N(Ki) has the standard S3 orientation from the upper product face, exactly the orientation that the filling conventions [F1, F7] extend over the attached solid tori. The link exterior is nonempty and connected (paths in S3 can be perturbed off the one-dimensional link; for the empty diagram ED=S3). Thus the identity-on-ED identification in [F6] preserves the surgery orientation. The link slide of [F2] is exactly the k=2 handle slide of [F3], including its full transported normal framing. Since 1≤2≤4−2, [F4] supplies a diffeomorphism between the two traces relative to the incoming S3 face. Both traces have the product orientation there and the diffeomorphism fixes that face; its tangent derivative is the identity and its normal derivative preserves the interior side, so it preserves the trace orientation. Its restriction preserves the induced orientations on the outgoing faces. Composing with the identifications in [F6] gives the required orientation-preserving diffeomorphism of surgery results.

1.3givenA1F1F2F7construct

Suppose a split unknot is added with coefficient ε∈{1,−1} in a ball disjoint from the rest of the link. The separating sphere shows that the filled manifold is the connected sum of the old surgery result with the filling of the unknot exterior along ε[μU]+[λU]. For the standard unknot, take EU={∣z2∣≥1/2}⊂S3⊂C2, identified with D2×S1 by (z1,z2)↦(z1,z2/∣z2∣). Its preferred longitude λU is the meridian of this solid torus, and μU is its core longitude. The diffeomorphism gε(z,w)=(w−εz,w) of D2×S1 preserves orientation, fixes [λU], and sends [μU] to [μU]−ε[λU]; hence it sends the slope ε[μU]+[λU] to the unoriented meridional slope [μU]. Choose the S3 gluing with meridian [μU] and the ε-filling gluing as its pullback by gε−1. The map gε on the exterior and the identity on the attached solid torus then give an orientation-preserving diffeomorphism between the two fillings. Filling along [μU] restores the original unknot neighbourhood, so the ε-framed unknot filling is orientation-preservingly diffeomorphic to S3. Hence the connected sum is the original manifold: deleting a ball and regluing the complementary ball of S3 restores the same manifold. Removing a split ε-framed unknot is the inverse operation.

2.1givenstep 1.1step 1.2step 1.3algebra∎

Each allowed move preserves the oriented surgery manifold by steps 1.1–1.3. Composing the finitely many orientation-preserving diffeomorphisms along a move sequence proves the assertion for Kirby-move-equivalent diagrams.

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