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For finite : iff for every one has eventually and frequently
Statement
Let be a sequence of reals (Sequences of reals: bounded, eventually, frequently, tails, subsequences) and let , with eventually and frequently as in Sequences of reals: bounded, eventually, frequently, tails, subsequences and , as in Limit superior and limit inferior of a real sequence as and in .
- if and only if for every real
- Dually, if and only if for every real
The hypothesis is not a restriction that can be lifted. Both conditions are stated with real and real , so neither has a reading at ; the infinite cases are handled instead by the convergence theorem later on this page. What the lemma does say is that whenever happens to be a real number, it is pinned down by the familiar two-sided test: nothing exceeds it by a fixed positive amount from some index on, and something comes within any fixed positive amount of it arbitrarily late.
Facts & Assumptions
Given: A sequence of reals, a real number , the tail ranges , the extended tail suprema , and (Limit superior and limit inferior of a real sequence as and in ).
and every exist in for every sequence, and is the greatest lower bound of while is the least upper bound of (Every subset of has a least upper bound and a greatest lower bound in , agreeing with the real supremum and infimum on nonempty sets bounded in , The tail suprema of any real sequence are nonincreasing in , so the limit superior exists for every sequence, Upper bound, least upper bound, and strict upper bound, Partial order and partially ordered set).
The order on is total, so the failure of is ; it restricts on to the order of ; and every real number is and (The extended real line , its order, and the arithmetic that is left undefined, Partial order and partially ordered set).
A property of indices holds eventually when it holds for all for some , and frequently when for every it holds for some (Sequences of reals: bounded, eventually, frequently, tails, subsequences).
Reciprocal Archimedean property: for every real there is a natural with (For every in a complete ordered field there is a natural with , Every complete ordered field is Archimedean, Inverses of positives are positive, and reciprocation reverses order).
Order arithmetic in : for one has , and if and only if , both by translation invariance; the order is total, so exactly one of , , holds and is impossible (Order is preserved by adding a constant and by adding inequalities, Ordered field, Complete ordered field (least-upper-bound property)).
Reflection exchanges the two quantities: and (, with the reflection of exchanging ).
Proof
For the forward implication of claim 1, assume and let be an arbitrary real.
For the converse implication of claim 1, assume that for every real the sequence satisfies eventually and frequently.
Under the assumption of step 1.1, , so is not a lower bound of , since is the greatest lower bound; by totality there is with . For every we have , hence ; so eventually.
Under the assumption of step 1.1, fix . Then because is a lower bound of , and , so . Hence is not an upper bound of , for an upper bound of satisfies ; by totality of the order on there is therefore with . As was arbitrary, frequently.
Under the assumption of step 1.2, let be a real and take with for all . Then is an upper bound of , so by leastness, and because is a lower bound of ; hence .
Under the assumption of step 1.2, let be a real and fix . There is with , and , so and in particular . As was arbitrary, is a lower bound of , so by greatest-lower-boundedness.
Taking in steps 2.3 and 2.4 gives with real, so is neither nor and is therefore a real number. Suppose and put ; choosing a natural with and applying step 2.3 with gives , which is impossible. Suppose instead and put ; choosing with and applying step 2.4 with gives , that is , again impossible. By trichotomy .
Steps 2.1 and 2.2 prove the forward implication of claim 1 and step 3.1 proves its converse, so claim 1 holds.
For claim 2, note that holds exactly when , since negation is injective on . Applying claim 1 to the sequence and the real number , that holds exactly when for every real one has eventually and frequently. Negating each of the two inequalities reverses it, turning them into eventually and frequently, which is claim 2.
Remarks
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The two halves are not interchangeable. "Eventually below " says is not exceeded in the long run; "frequently above " says is approached again and again. Weakening the first to frequently would make the condition hold for as well, and strengthening the second to eventually would force convergence, which is exactly the extra content of A real sequence converges to iff , and diverges to iff both equal .
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Real is used throughout, and no rational test is involved. Neither condition is a convergence statement, so Limits and Cauchy sequences of reals and its quantification over rational do not enter. Where a convergence hypothesis has to be fed into this lemma, as in A real sequence converges to iff , and diverges to iff both equal , the passage between rational and real is made there, by the sanctioned remark of Sequences of reals: bounded, eventually, frequently, tails, subsequences.
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Why the epsilon lemmas for the real supremum are not cited. Epsilon characterisation of the supremum and Epsilon characterisation of the infimum characterise the real supremum and infimum of a nonempty set bounded on the relevant side. Here may be and the family may be unbounded below in , so neither lemma applies to the sets actually in play; the corresponding steps above are made directly from the least-upper-bound and greatest-lower-bound properties in (Every subset of has a least upper bound and a greatest lower bound in , agreeing with the real supremum and infimum on nonempty sets bounded in ), which need no hypothesis.
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The Archimedean property is what closes the converse. Steps 2.3 and 2.4 give for every positive real , and passing from that to needs a positive real strictly below any prescribed positive gap; For every in a complete ordered field there is a natural with supplies .
Depends on
- Limit superior and limit inferior of a real sequence as $\inf_n \sup_{k \ge n} x_k$ and $\sup_n \inf_{k \ge n} x_k$ in $\overline{\mathbb{R}}$
- The tail suprema of any real sequence are nonincreasing in $\overline{\mathbb{R}}$, so the limit superior exists for every sequence
- $\limsup(-x_k) = -\liminf(x_k)$, with the reflection of $\overline{\mathbb{R}}$ exchanging $\pm\infty$
- Every subset of $\overline{\mathbb{R}}$ has a least upper bound and a greatest lower bound in $\overline{\mathbb{R}}$, agreeing with the real supremum and infimum on nonempty sets bounded in $\mathbb{R}$
- The extended real line $\overline{\mathbb{R}} = \mathbb{R} \cup \{-\infty, +\infty\}$, its order, and the arithmetic that is left undefined
- Upper bound, least upper bound, and strict upper bound
- Partial order and partially ordered set
- Sequences of reals: bounded, eventually, frequently, tails, subsequences
- For every $\varepsilon > 0$ in a complete ordered field there is a natural $n \ge 1$ with $1/n < \varepsilon$
- Every complete ordered field is Archimedean
- Inverses of positives are positive, and reciprocation reverses order
- Order is preserved by adding a constant and by adding inequalities
- Ordered field
- Complete ordered field (least-upper-bound property)
Used by
- A real sequence converges to L ∈ ℝ iff liminf xₖ = limsup xₖ = L, and diverges to ±∞ iff both equal ±∞ Theorem
- Cauchy-Hadamard for complex power series, including zero and infinite radius Theorem
- Cauchy–Hadamard: the reciprocal radius is limsup_k→∞|aₖ₊₁|^1/(k+1), with the zero and infinite cases included Theorem
- For aₖ > 0: liminf aₖ₊₁/aₖ ≤ liminf aₖ^1/k ≤ limsup aₖ^1/k ≤ limsup aₖ₊₁/aₖ Theorem
- For bounded nonnegative sequences, limsup(xₖ yₖ) ≤ (limsup xₖ)(limsup yₖ) Theorem
- limsup(xₖ + yₖ) ≤ limsup xₖ + limsup yₖ whenever the right-hand side is defined in overlineℝ, and dually for liminf Theorem
- The limit superior is itself a subsequential limit in overlineℝ and is the greatest one Theorem
Dependency tree · next 3 levels
Direct dependencies and their dependencies through the next three levels: 58 results over 16 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.
Sources
- Limit superior and limit inferior (Wikipedia) (standard reference, not scraped)
- W. Rudin, Principles of Mathematical Analysis, 3rd ed., Ch. 3 (3.17) (standard reference, not scraped)
- T. Tao, Analysis I, 3rd ed., §6.4 (standard reference, not scraped)
- J. Lebl, Basic Analysis I, §2.3 (standard reference, not scraped)