Alphabeta Math
TheoremStatement: Literature-sourcedProof: AI-generatedprecheck passjudge pass (z-ai/glm-5.2)audited 2026-07-26
How statement and proof provenance work

The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.

  • Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
  • AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
  • AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.

These labels describe origin, not correctness: citations and verification chips remain separate evidence.

A real sequence converges to L∈R iff lim inf⁡xk=lim sup⁡xk=L, and diverges to ±∞ iff both equal ±∞

Statement

Let (xk) be a sequence of reals (Sequences of reals: bounded, eventually, frequently, tails, subsequences), with lim sup⁡ and lim inf⁡ as in Limit superior and limit inferior of a real sequence as inf⁡nsup⁡k≥nxk and sup⁡ninf⁡k≥nxk in R‾.

  1. For L∈R: (xk) converges to L (Limits and Cauchy sequences of reals) if and only if lim inf⁡kxk=lim sup⁡kxk=L.
  2. xk→+∞ (Divergence to +∞ and to −∞) if and only if lim inf⁡kxk=lim sup⁡kxk=+∞. Moreover lim inf⁡kxk=+∞ on its own already forces lim sup⁡kxk=+∞.
  3. xk→−∞ if and only if lim inf⁡kxk=lim sup⁡kxk=−∞, and lim sup⁡kxk=−∞ on its own already forces lim inf⁡kxk=−∞.

The three clauses combine into one statement about the extended line: for L∈R‾, the sequence (xk) converges to L in R‾ (Convergence in R‾ and the extended subsequential limit set: L∈R‾ is an extended subsequential limit when some subsequence converges to L, or diverges to L=±∞) if and only if

lim inf⁡kxk=lim sup⁡kxk=L.

Since lim inf⁡kxk≤lim sup⁡kxk always (lim inf⁡xk≤lim sup⁡xk for every real sequence), the single equation lim inf⁡kxk=lim sup⁡kxk is therefore equivalent to convergence in R‾, and the common value is the limit. A sequence that neither converges nor diverges to ±∞ is exactly one for which the inequality is strict.

Facts & Assumptions

Given: A sequence (xk) of reals, its tail ranges Tn={xk:k≥n}, the extended tail bounds sn=sup⁡Tn and in=inf⁡Tn, and the quantities lim sup⁡kxk=inf⁡{sn}, lim inf⁡kxk=sup⁡{in} (Limit superior and limit inferior of a real sequence as inf⁡nsup⁡k≥nxk and sup⁡ninf⁡k≥nxk in R‾).

[L1]

All of sn, in, lim sup⁡kxk and lim inf⁡kxk exist in R‾ for every sequence; in is the greatest lower bound of Tn and lim inf⁡kxk the least upper bound of {in}, with the dual descriptions for sn and lim sup⁡kxk (The tail suprema of any real sequence are nonincreasing in R‾, so the limit superior exists for every sequence, Every subset of R‾ has a least upper bound and a greatest lower bound in R‾, agreeing with the real supremum and infimum on nonempty sets bounded in R, Upper bound, least upper bound, and strict upper bound, Partial order and partially ordered set).

[L2]

The order on R‾ is total, so the failure of a≤b is b<a; it restricts on R to the order of R; +∞ is the greatest element and −∞ the least; and every real is <+∞ and >−∞ (The extended real line R‾=R∪{−∞,+∞}, its order, and the arithmetic that is left undefined, Partial order and partially ordered set).

[L3]

Epsilon characterisation, for a real L: L=lim sup⁡kxk exactly when for every real ε>0 one has xk<L+ε eventually and xk>L−ε frequently; and L=lim inf⁡kxk exactly when for every real ε>0 one has xk>L−ε eventually and xk<L+ε frequently (For finite L: L=lim sup⁡xk iff for every ε>0 one has xk<L+ε eventually and xk>L−ε frequently).

[L4]

lim inf⁡kxk≤lim sup⁡kxk (lim inf⁡xk≤lim sup⁡xk for every real sequence).

[L5]

Reflection: lim sup⁡k(−xk)=−lim inf⁡kxk and lim inf⁡k(−xk)=−lim sup⁡kxk (lim sup⁡(−xk)=−lim inf⁡(xk), with the reflection of R‾ exchanging ±∞). Also xk→−∞ if and only if −xk→+∞: the condition xk<M for all k≥K is equivalent to −xk>−M for all k≥K by order reversal, and M runs over all reals exactly when −M does (Divergence to +∞ and to −∞); the order reversal used here is strict, and the form stated in Order is preserved by adding a constant and by adding inequalities is likewise strict, so nothing nonstrict is being borrowed from it.

[L6]

Convergence to a real L means: for every rational ε>0 there is K with ∣xk−L∣<ε for all k≥K; and the same relation is obtained by testing every real ε>0 instead, since below any positive real lies a positive rational (Limits and Cauchy sequences of reals, Sequences of reals: bounded, eventually, frequently, tails, subsequences, The rationals embed densely in the reals).

[L7]

Divergence: xk→+∞ means that for every real M there is K with xk>M for all k≥K (Divergence to +∞ and to −∞).

[L8]

Eventually and frequently, and the fact that a property holding eventually holds frequently, since indices beyond any two given thresholds exist by totality of the order on N; likewise two properties each holding eventually hold together from the larger threshold on (Sequences of reals: bounded, eventually, frequently, tails, subsequences, ≤ is a linear order on N).

[L9]

Absolute value: for c>0, ∣a∣<c if and only if −c<a<c (Basic properties of the absolute value).

[L10]

Order arithmetic in R: 0<1, so t<t+1 for every real t, and no real is above every real; adding a constant preserves the order (The multiplicative identity is positive, Order is preserved by adding a constant and by adding inequalities, Ordered field, Complete ordered field (least-upper-bound property)).

Proof

technique · direct
1.1

For the forward implication of claim 1, assume L∈R and that (xk) converges to L.

assume-hypL6
1.2

For the converse implication of claim 1, assume L∈R and lim inf⁡kxk=lim sup⁡kxk=L.

assume-hypL1
1.3

For the forward implication of claim 2, assume xk→+∞.

assume-hypL7
1.4

For the converse implication of claim 2, assume lim inf⁡kxk=+∞.

assume-hypL1
2.1

Under the assumption of step 1.1, let ε>0 be an arbitrary real. Testing convergence at ε gives K with ∣xk−L∣<ε, hence L−ε<xk<L+ε, for all k≥K. So xk<L+ε eventually and xk>L−ε eventually, and each of the two therefore also holds frequently. Both halves of each characterisation in [L3] are met, so lim sup⁡kxk=L and lim inf⁡kxk=L.

step 1.1L3L6L8L9
2.2

Under the assumption of step 1.2, let ε>0 be an arbitrary real. The forward halves of the two characterisations in [L3] give xk<L+ε for all k beyond some K1 and xk>L−ε for all k beyond some K2; beyond the larger of K1 and K2 both hold, so ∣xk−L∣<ε there. This holds for every real ε>0, in particular for every rational one, so (xk) converges to L.

step 1.2L3L6L8L9
2.3

Under the assumption of step 1.3, let M be an arbitrary real and take K with xk>M for all k≥K. Then M is a lower bound of TK, so M≤iK, and iK≤lim inf⁡kxk because lim inf⁡kxk is an upper bound of {in}; hence M≤lim inf⁡kxk. Since M was an arbitrary real, lim inf⁡kxk is not −∞, which lies below every real, and it is not a real t either, since M=t+1 would give t+1≤t. So lim inf⁡kxk=+∞.

step 1.3L1L2L7L10
2.4

Under the assumption of step 1.4, let M be an arbitrary real. Since sup⁡{in}=+∞ and M<+∞, the real M is not an upper bound of {in}, for otherwise the least upper bound would satisfy +∞≤M; by totality there is n with in>M. Every k≥n satisfies xk≥in>M, so xk>M eventually. As M was arbitrary, xk→+∞.

step 1.4L1L2L7
3.1

Steps 2.1 and 2.2 are the two implications of claim 1.

step 2.1step 2.2L3
3.2

For claim 2: if xk→+∞ then lim inf⁡kxk=+∞ by step 2.3, and then +∞=lim inf⁡kxk≤lim sup⁡kxk forces lim sup⁡kxk=+∞ since +∞ is the greatest element; conversely if lim inf⁡kxk=lim sup⁡kxk=+∞ then in particular lim inf⁡kxk=+∞ and step 2.4 gives xk→+∞. The same use of [L4] is the additional assertion that lim inf⁡kxk=+∞ alone forces lim sup⁡kxk=+∞.

step 2.3step 2.4L2L4
4.1

For claim 3, reflection gives xk→−∞ exactly when −xk→+∞, which by claim 2 holds exactly when lim inf⁡k(−xk)=lim sup⁡k(−xk)=+∞, that is −lim sup⁡kxk=−lim inf⁡kxk=+∞, that is lim sup⁡kxk=lim inf⁡kxk=−∞; and lim sup⁡kxk=−∞ alone forces lim inf⁡kxk≤−∞, hence lim inf⁡kxk=−∞, since −∞ is least. Claims 1, 2 and 3 together say that for L∈R‾ the sequence converges to L in R‾ exactly when lim inf⁡kxk=lim sup⁡kxk=L, since the three clauses of that definition are convergence to a real L, divergence to +∞ and divergence to −∞.

step 3.1step 3.2L2L4L5∎

Remarks

  • This is the theorem that makes lim sup⁡ and lim inf⁡ worth defining. They exist for every sequence, with no hypothesis, and their coincidence is exactly convergence in R‾. So a question about convergence becomes a question about two computable quantities, and a proof of convergence can be assembled from one-sided estimates without a candidate limit in hand.

  • The equation is between elements of R‾, and reading it in R would lose two thirds of the content. Clauses 2 and 3 are statements about divergence, and they are true statements about Divergence to +∞ and to −∞, not a redefinition of it: nothing above claims that a sequence diverging to +∞ has a limit in R, and the symbol +∞ occurring in them is the element of R‾ introduced in The extended real line R‾=R∪{−∞,+∞}, its order, and the arithmetic that is left undefined.

  • A sequence with lim inf⁡<lim sup⁡ does neither. The alternating sequence is the standard witness, with the two values −1 and 1 ((−1)k has lim inf⁡=−1 and lim sup⁡=1, so it does not converge ↗); it is bounded, so it also does not diverge to ±∞, and the theorem says its failure to converge is exactly the gap between the two quantities.

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