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Uniform convexity gives unique asymptotic centers

Statement

Assume the Axiom of Countable Choice ACω. Let X be a real or complex uniformly convex Banach space, let (xn)n∈N be a bounded sequence in X, and let C⊆X be nonempty, norm closed and convex. Define its asymptotic-radius function on C by

r(y):=lim sup⁡n→∞∥xn−y∥(y∈C).

Then there is a unique c∈C such that

r(c)=inf⁡y∈Cr(y).

The point c is the asymptotic center of (xn) relative to C. Convexity uses real coefficients even when X is complex.

Facts & Assumptions

Given: X, (xn) and C as in the statement, with R:=inf⁡y∈Cr(y) once that real infimum has been justified.

[F1]

For a bounded real sequence, its limit superior is the real infimum of its real tail suprema. If its limit superior is the real number L, then for every η>0 its terms are eventually less than L+η (Limit superior and limit inferior of a real sequence as inf⁡nsup⁡k≥nxk and sup⁡ninf⁡k≥nxk in R‾, For finite L: L=lim sup⁡xk iff for every ε>0 one has xk<L+ε eventually and xk>L−ε frequently).

[F2]

Every nonempty subset of R bounded below has a real infimum (Every nonempty set bounded below has an infimum).

[F3]

ACω supplies one member of each member of a sequence of nonempty sets (The Axiom of Countable Choice (ACω)).

[F4]

For every real η>0 there is an integer N≥1 with 1/N<η (For every ε>0 in a complete ordered field there is a natural n≥1 with 1/n<ε).

[F5]

Uniform convexity says that for each θ∈(0,2] there is δ>0 such that unit-ball vectors separated by at least θ have midpoint norm at most 1−δ (Uniformly convex Banach space).

[F6]

Every norm-Cauchy sequence in X converges in X (Banach space).

[F7]

A closed subset of a metric space contains the limit of each convergent sequence in it (A point lies in the closure of A iff some sequence in A converges to it, and a set is closed iff it is sequentially closed, using its choice-free closed-to-sequentially-closed direction).

[F8]

Convexity keeps real midpoints in C, also in a complex normed space (Convex sets and continuous real-hyperplane separation in a normed space).

[F9]

Canonical positive naturals increase with their indices, and inversion reverses strict inequalities between positive elements. Consequently 1/(j+1)→0 (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

Proof

1.1givenF1F2

Choose B≥0 with ∥xn∥≤B for every n. For each y∈C, 0≤∥xn−y∥≤B+∥y∥, so [F1] makes r(y) a finite nonnegative real. Thus {r(y):y∈C} is nonempty and bounded below by zero, and [F2] defines a finite real R≥0.

2.1step 1.1F1F4

The function r is 1-Lipschitz. Indeed, fix y,z∈C and η>0. By [F1], eventually ∥xn−z∥<r(z)+η, and then ∥xn−y∥≤∥xn−z∥+∥z−y∥<r(z)+∥z−y∥+η. The corresponding tail supremum, and hence its infimum r(y), is at most r(z)+∥z−y∥+η. If r(y)>r(z)+∥z−y∥, [F4] supplies a positive reciprocal smaller than that gap, contradicting this inequality. Hence r(y)≤r(z)+∥z−y∥; exchanging y,z gives ∣r(y)−r(z)∣≤∥y−z∥.

2.2step 1.1F2F3

For j∈N put Ej:={y∈C:r(y)<R+1/(j+1)}. Each Ej is nonempty by the defining greatest-lower-bound property of R. Applying [F3] once to this countable family produces a sequence (yj) with yj∈Ej for every j. This is the proof's exact use of ACω.

3.1step 2.2F1F4F9

Suppose first that R=0. Given ε>0, [F4] and [F9] give a threshold J such that 1/(j+1)<ε/8 for j≥J. For j,k≥J, [F1] gives one index n beyond the two eventual thresholds at tolerance ε/8. Then ∥yj−yk∥≤∥yj−xn∥+∥xn−yk∥<r(yj)+r(yk)+ε/4<ε/2. Thus (yj) is Cauchy when R=0.

3.2step 2.2F1F4F5F8F9

Now suppose R>0, and fix ε>0. Put θ:=min⁡{1,ε/(R+1)}∈(0,1]. Choose the δ>0 from [F5], replace it by δ0:=min⁡{δ,1/2}, and set a:=min⁡{1/2,Rδ0/2}>0,t:=R+a. Then t<R+1 and t(1−δ0)<R. By [F4] and [F9], for all sufficiently large j,k one has r(yj),r(yk)<t. If such j,k also satisfied ∥yj−yk∥≥ε, [F1] would give a common tail on which both ∥xn−yj∥<t and ∥xn−yk∥<t. On that tail the vectors un:=xn−yjt,vn:=xn−ykt belong to the unit ball and satisfy ∥un−vn∥=∥yj−yk∥/t>ε/(R+1)≥θ. Uniform convexity therefore gives ∥xn−yj+yk2∥=t∥un+vn2∥≤t(1−δ0) throughout that tail. The midpoint lies in C by [F8], and [F1] now yields r((yj+yk)/2)≤t(1−δ0)<R, contradicting the definition of R. Consequently ∥yj−yk∥<ε for all sufficiently large j,k; (yj) is Cauchy also when R>0.

4.1step 2.1step 2.2step 3.1step 3.2F4F6F7F9

By [F6] there is c∈X with yj→c, and [F7] gives c∈C. The lower-bound property gives R≤r(c). Conversely, the Lipschitz estimate gives r(c)≤r(yj)+∥c−yj∥<R+1/(j+1)+∥c−yj∥ for every j. If r(c)>R, [F4], [F9] and convergence make the sum 1/(j+1)+∥c−yj∥ smaller than this positive gap for some j, a contradiction. Hence r(c)=R, so a minimizer exists.

4.2step 1.1step 3.2F1F5F8

To prove uniqueness, let c,d∈C both have radius R. If R=0 and c≠d, take η=∥c−d∥/3 in [F1]; at one sufficiently large n the triangle inequality gives ∥c−d∥<2η, a contradiction. If R>0 and c≠d, repeat step 3.2 with ε=∥c−d∥, the same θ,δ0,a,t, and the two fixed points c,d. Their radii equal R<t, so [F1] again gives a common tail, while [F5] makes the radius of their midpoint at most t(1−δ0)<R. By [F8] that midpoint lies in C, the same contradiction. Thus c=d.

5.1step 4.1step 4.2∎

Steps 4.1 and 4.2 give the asserted unique asymptotic center. The zero space is included: its only nonempty subset is the singleton {0} and the radius is zero. A singleton C is likewise immediate. The argument uses only real norms and real midpoints, so it is unchanged over complex scalars. The set C is expressly nonempty; no minimizer is asserted for the empty set.

Source notes

Lim defines asymptotic radius and center for decreasing tails of a bounded net in §1, then proves nonemptiness and uniqueness for closed convex subsets of uniformly convex Banach spaces in Proposition 1 and Theorem 1 on printed pp. 422–423. The local proof is independent and makes its Countable Choice use explicit.

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