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An arc surgery enlarges a link Seifert matrix by two rows and columns

Statement

Assume full AC. Let L be a nonempty smooth oriented link with r components, let F be a connected compact smooth oriented spanning surface of genus g, and let F′ be obtained by choosing an embedded solid cylinder [0,1]×D2 that meets F exactly in its two end disks and lies on the same local side at both disks, then replacing those disks by the cylinder's lateral annulus with the compatible orientation. This surgery preserves L. Put m=2g+r−1, choose an ordered integral basis of H1(F;Z) represented away from the two end disks, and let Vij=lk⁡(ai+,aj) be its positive-push Seifert matrix. The surviving classes of that basis extend by two classes to an integral basis of H1(F′;Z), and for some column vectors x,y∈Zm and integer z, the new Seifert matrix is one of (Vx0yTz00T10),(Vx0yTz10T00).

Facts & Assumptions

Given: Full AC, a nonempty oriented link L, a connected compact oriented spanning surface F, an ordered basis of H1(F;Z), and one embedded arc surgery producing F′.

[A1]

Full AC implies dependent choice and countable choice, supplying the Alexander-duality convention and compact-surface normal form. The Axiom of Choice, AC implies DC implies countable choice, The Axiom of Countable Choice (ACω)

[F1]

The positive-push Seifert pairing is well-defined and bilinear on the homology of every connected link surface. The positive-push Seifert pairing is well-defined for a link surface

[F2]

An arc surgery replaces two disks by the lateral annulus of an embedded product cylinder, leaving the oriented boundary unchanged. Embedded arc surgery on a spanning surface

[F3]

Mayer–Vietoris computes the homology of two surfaces glued along a common boundary circle. Mayer–Vietoris sequence in singular homology

Proof

Given: The data of the Statement.

1.1A1F2F3givenconstruct

The two surgery disks and a narrow strip in F joining them have a disk neighbourhood D. Replacing the disks by the lateral annulus of the cylinder changes this neighbourhood into a once-punctured torus P with the same boundary ∂D. Write F0=F∖D‾. Any old homology class can be represented in F0: replace each of its finitely many arcs through D by an arc along ∂D, which changes the cycle by a boundary in the disk. Take open collar neighbourhoods in F and F′ so that F0 and respectively D or P form open covers whose intersection retracts onto ∂D. In the Mayer–Vietoris sequence [F3], the map from H0(∂D;Z)=Z to the direct sum of the two H0 groups is n↦(n,−n) and is injective. For F=F0∪D, the H1 map from the intersection circle has image generated by ([∂D],0), since H1(D;Z)=0. For F′=F0∪P, the same image is generated by ([∂D],0) because the oriented boundary of P is zero in H1(P;Z), while H1(P;Z)≅Z2 on its longitudinal and meridional curves. Thus H1(F′)≅H1(F)⊕Z2, with the old classes as a direct summand. Choose the added basis classes b,c from those two curves; together with the old basis they are an integral basis.

2.1F1F2F4step 1.1constructalgebra∎

The surgery retains the old oriented surface outside the two attaching disks, so its positive normal there is unchanged and the old matrix block remains V. Use product coordinates (t,w) on the cylinder, with w∈D2, and take c={t0}×∂D2. Let b follow one longitudinal side of the tube and return through F0; it crosses each cross-section disk once. The disks {t0}×D2 and their sufficiently close parallel disks miss every old basis curve and its push-off, so [F4] gives zero for the two Seifert pairings between c and every old basis curve. Along the lateral annulus, the positive normal points either out of or into the solid cylinder. If it points out, the radius-one cross-section disk misses b+, giving V(b,c)=0, while the disk of slightly larger radius bounds c+ and meets b once; it gives lk⁡(b,c+)=+1 after orienting c, hence V(c,b)=+1 by the symmetry in [F4]. If it points in, the radius-one disk meets b+ once, giving V(b,c)=+1 after orienting c, while the disk of slightly smaller radius bounds c+ and misses b, giving lk⁡(b,c+)=0 and therefore V(c,b)=0. These intersection statements follow from the explicit single transverse point in the product coordinates and [F4]. In either case the concentric parallel meridians have V(c,c)=0. The remaining entries involving b are integers x, y, and z=lk⁡(b+,b). Thus in the ordered basis (a1,…,am,b,c) the matrix has exactly one of the two displayed forms.

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