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The minimal-parabolic polynomial flag model realizes the graded diagram relations

Statement

Fix a color i and the formal proof category of The minimal-parabolic KLR diagram proof category, on a symmetrizable real Cartan datum with finite index set and arbitrary field k. Use the native KLR parameters of The quiver Hecke (KLR) algebra of a symmetrizable Cartan datum, degrees of The KLR grading and the diagrammatic multiplication, the PBW convention of The PBW (monomial) basis theorem for KLR algebras, and the nil-Hecke matrix/idempotent convention of Nil-Hecke idempotents and divided-power KLR projectives. Then the polynomial flag construction described below realizes all the defining graded diagram relations of that formal category, including its rank-one cross/cap, bubble-slide/inversion and mixed-color cup/cap relations; it asserts a representation of the formal proof category, not faithfulness or a cyclotomic quotient identification.

The model. Choose a color order with i last. For spectator alphabets Yj of sizes mj (j≠i) put C=⨂j≠ik[Yj]Smj, r=mi, Aij=−aij, tij=[uAij]Qij(u,v)∈k×, qij=Qij/tij, and choose a monic framing polynomial ai(u) of degree λi≥0; initially its coefficients have their universal homogeneous degrees, so all formulas are graded, and the standard specialization is ai(u)=uλi. Set pm(u)=ai(u)∏j≠i∏y∈Yjqij(u,y),N=λi+∑j≠iAijmj,hm=N−2r, and cr(u)=ur−e1ur−1+⋯+(−1)rer. The vertex ring Lm is the monic factor ring for pm=crbN−r, equivalently C[e1,…,er] modulo all coefficients beyond degree N−r of the monic expansion pm/cr; it is finite free over C of rank (Nr) and is zero for r>N. Its i flag is Bm=Lm[z]/bN−r(z), free of rank N−r over Lm and rank r+1 over Lm+i, with the target root alphabet obtained by adjoining z. The underlying spectator flag is Cmj=Lm[y]; its target action appends y to Yj and replaces pm by pmqij(u,y).

The shifts and generators. Every downward generator carries the ordered shift sj(m)=−2djmj+∑ℓ>j(−bjℓ)mℓ. Thus Gi=Fibasic is the Bm{−2dir} tensor functor; Gj for j≠i is the Cmj{sj(m)} tensor functor. The basic reversed i flag is Eibasic=Bm⊗Lm+i− without a shift, whereas the formal upward generator at INPUT vertex m is Hi(m)=Eibasic(m){−di(1+hm)}. These are distinct conventions. The basic flags have degree-zero Fibasic⊣Eibasic and Eibasic{ti(m)}⊣Fibasic, where ti(m)=−2di(hm−1). At vertex m the formal first unit and second cap have degree di(1−hm), and the formal first cap and second unit have degree di(1+hm).

The four maps and the Casimir. All four maps are the explicit dual-basis maps of the two monic coefficient forms on Bm: τold:Bm→Lm extracts zN−r−1 and has degree −2di(N−r−1); τnew:Bm→Lm+i extracts zr and has degree −2dir. The first cap is b1⊗b2↦τnew(b1b2) and the first cup is its dual-power-basis Casimir; the second cap and cup use τold. For a monic polynomial f their Casimir is the polynomial kernel Kf(X,Y)=(f(X)−f(Y))/(X−Y) in the two-root quotient.

Crossings, colors and bubbles. Source crossings are κ=−τnative for EVERY color pair. Source equal-color operators are (s−1)/(X−Y); source unequal operators are the switch/quotient in the increasing-color direction and switch times Q in the reverse direction. Thus native operators are their negatives, and both actual crossing degrees are −bjk with the ordered shifts above. On the i,j pair the successive underlying rings are D1=Lm[y,z]/(b(z)qij(z,y)) and D0=Lm[y,z]/b(z), with source maps π:D1→D0 and f↦Qij(z,y)f:D0→D1; the actual handed pair a:GjHi→HiGj, b:HiGj→GjHi of the formal Definition satisfies ba=tij1GjHi and ab=tij1HiGj. Thus a and tij−1b are mutually inverse. Native minus signs negate both source mates and preserve both cancellation scalars. Full comparison with a separately distinguished j-adjunction belongs to coherent assembly, rather than to this category with only Hi. The basic isomorphism EiGj≅(GjEi){−bij} holds, and the normalized formal HiGj≅GjHi is unshifted.

Realized equations. The canonical rank-one ρ and its prescribed second-mate and finite coefficient-convolution inverse of The polynomial flag comparison has the prescribed second-mate inverse, the same-color cross/cap equations, the bubble series Φi(u)=pm(u)/cr(u)2 and its reciprocal, and the finite-coefficient bubble-slide identities are realized by the stated polynomial maps. In particular the normalized positive h identity columns have degrees di(1−h+2k) for 0≤k<h, and the negative branch uses the inverse crossing plus the dot/cap rows. All polynomial pairings and relations persist after arbitrary monic coefficient specialization as UNGRADED identities; such a specialization does not assert nilpotence, a homogeneous trace degree, or a highest-weight K0 claim. No geometry, characteristic restriction, or one-dimensional-Hom hypothesis is imposed.

Facts & Assumptions

Given: The formal proof category of The minimal-parabolic KLR diagram proof category; the native KLR datum Q and its degrees; a fixed color i; the monic framing polynomial ai and the spectator alphabets Yj.

[F1]

The native relations (1)-(7) of The quiver Hecke (KLR) algebra of a symmetrizable Cartan datum, with Qii=0, the equal-color mixed relations τx−yτ=e, τy−xτ=−e and the correction τf=(sf)τ+(∂f)e in the sign convention ∂f=(f−sf)/(x−y) (The KLR grading and the diagrammatic multiplication).

[F2]

The nil-Hecke algebra of rank r has PBW basis {x1a1⋯xrarτw}, the Artin monomials x1a1⋯xrar, 0≤ak≤r−k, form a k-basis of the coinvariants, the staircase pairing is perfect with unit anti-diagonal over every coefficient ring, and the divided-power idempotents of Nil-Hecke idempotents and divided-power KLR projectives provide the matrix units; in particular NHr is the full matrix algebra over the symmetric polynomial ring on the Artin module.

[F3]

The PBW basis and integrality conventions of The PBW (monomial) basis theorem for KLR algebras: monic division by a monic polynomial of degree q produces an Artin basis of the quotient, with no division by factorials and no characteristic restriction.

[F4]

The actual monic flag comparison, its prescribed second-adjunction mate S, both finite A/H convolution inverse systems, typed curls and cancellations, normalized matrix-Morita cap transport and distinguished-i mixed mate pair are proved independently in The polynomial flag comparison has the prescribed second-mate inverse. The supplier uses only the downward nil-Hecke matrix algebra, actual coefficient cups/caps and integral interpolation; it does not assume this realization.

Proof

technique · constructive: build the monic splitting rings and their Artin bases, define the flag modules and the four coefficient maps, identify the actual rank-one comparison and prescribed mate inverse by interpolation and monic division, and verify each family of formal relations by the displayed polynomial identities
1.1F2F3F4constructalgebra

Monic splitting and the vertex ring. Over universal graded S=k[p1,…,pN], successive monic division gives the full splitting Artin basis X1a1⋯XNaN with 0≤ak≤N−k and perfect coefficient pairing. The two-block staircase and longest-divided-difference retraction of [F4] shows the block-invariant factor ring Lr is finite graded projective over S. Lift a homogeneous basis modulo S+; graded Nakayama gives a finite graded free-module surjection onto Lr. A projective splitting and the least-degree argument kill its kernel, whose S+ fiber is zero, so Lr is graded free. The full splitting algebra has Artin ranks N! over S and r!(N−r)! over Lr, hence the free rank is (Nr). Base change to the coefficients of pm proves the claimed finite free C-module in every characteristic. For r>N the excessive coefficient ideal contains 1, since a monic degree-r factor cannot divide degree-N pm, so Lm=0.

2.1step 1.1F2F3algebra

The vertex ring as a matrix quotient. Representing NHr as the matrix algebra on its Artin module (step 1.1, [F2]) shows that the two-sided ideal generated by a monic p(X1) is the matrix ideal of the coefficients of the remainder of p modulo cr, and monic division makes these coefficients a unit triangular change from the consecutive relations; hence NHr/(p(X1)) is the matrix algebra over the monic factor ring Lm of the Statement. The same computation shows the i-flag Bm is free of rank N−r over Lm and rank r+1 over Lm+i, giving the two root extensions of the model.

3.1step 2.1F4algebra

Coefficient maps, triangles and normalized transport. The kernel Kf(X,Y)=(f(X)−f(Y))/(X−Y) is the trace-dual power-basis Casimir: coefficient extraction gives τX(XaKf)=Ya in the root quotient. Its contractions prove both adjunction triangles, and symmetry gives cyclic dots. The actual nil-Hecke matrix corners identify induction with Bm and its dual with g↦[v↦τnew(gv)] [F4], so evaluation and coevaluation are the stated first cap and cup. The same supplier proves the ordered-residue relative cap normalized by (−1)N+1=(−1)hm+1 transports exactly to τold, and its dual unit to that Casimir. This fixes actual second maps, not merely dimensions or trace values. The coefficient forms have degrees −2dir and −2di(N−r−1); after the basic induction shift their adjunction degrees are 0 and −2di(hm−1). Normalizing Hi at its input gives first unit/second cap degree di(1−hm) and first cap/second unit degree di(1+hm).

4.1step 2.1step 3.1F4algebra

The actual canonical comparison and prescribed inverse. Take the typed native mates T:GiHi→HiGi and S:HiGi→GiHi built from the actual maps of step 3.1 and the downward crossing and its twofold mate. On equal-endpoint generic root paths their matrices are (−T)z,w=c(z)/[c′(w)(z−w)] and Sw,z=b(w)/[b′(z)(w−z)], with w selected and z complementary; swap paths have T=−1,S=1 [F4]. Thus they are the two polynomial interpolation maps. At hm≥0, divide the degree-<N−r interpolant by c: its remainder has degree <r, and its quotient degree <hm. Expanding b/c=uhmA(u−1) identifies quotient coefficients with the prescribed Rk=∑a+j=hm−1−kAjε′xa, with columns Ck=xkη. The supplier proves all five equations −ST=1, RT=0, SC=0, RC=1, −TS+CR=1. At hm<0, division of the degree-<r interpolant by b gives Rk−=∑a+j=−hm−1−kHjεxa, Ck−=xkη′ and all five equations −TS=1, TC−=0, R−S=0, R−C−=1, −ST+C−R−=1. At zero weight both identity blocks are empty. These are identities on actual finite projective tensor bimodules, descended integrally before specialization, with degree-zero components after the prescribed shifts.

5.1step 3.1step 4.1F4algebra

Typed curls, cancellation and bubble coefficients. The downward crossing κ=(s−1)/(X−Y) has square zero and obeys the braid and mixed dot equations by expansion; the symmetric Casimir gives dot mates. The actual curls of [F4] are Lμ=∑a+j=−hmxaHj on Hi at input μ, and Rμ=−∑a+j=hmxaAj at input μ−αi, of degrees −2dihm and 2dihm. Mating the completeness equations of step 4.1 gives the cancellation corrections. Positively, a+j+c=hm−1 and the clockwise bubble has literal dots b=−hm−1+j; negatively, a+j+c=−hm−1 and counterclockwise dots are b=hm−1+j. Both give a+b+c=−2, with the prescribed native signs; the single-curl sums give a+b=−1. Actual pairings determine the bubble coefficients: ε′xnη=∑zc(z)zn/b′(z) is the u−1 coefficient of unc/b, namely Hn−hm+1, whereas εxnη′=∑wb(w)wn/c′(w)=An+hm+1. Here A(t)=thmpm(t−1)/cr(t−1)2 and H=A−1; negative indices vanish and coefficient zero is 1. Integral descent proves these identities without distinct-root hypotheses after specialization. Thus Φi=pm/cr2 has the prescribed normalized series and reciprocal. Appending i root z divides A by (1−zt)2, and appending spectator root y multiplies it by qijrev(y,t); reciprocal coefficients give the opposite slides. All recursions are finite at each coefficient. At a monic vacuum, closing ai(x)xℓ−1=0 gives H(t)airev(t)=1.

6.1step 2.1step 3.1step 5.1F1algebra

Downward Q-relations and exact word grading. Give every flag the ordered shift sj(m) of the Statement. For j<k the increasing word (j,k) maps to the word (k,j) by a quotient/switch of underlying degree 0, with target-minus-source unit shift −bjk; the reverse operator has underlying degree −2bjk and unit-shift +bjk, so both have actual degree −bjk, and same-color divided differences have degree −2dj. Native operators are the negatives of the source operators, so their degrees and two-crossing composites are unchanged. The ordinary polynomial operators satisfy the idempotent, dot, far-commutation and quadratic Q-relations directly; expanding a three-strand composition gives zero difference for distinct outer colors and the divided difference of Q for equal outer colors, and the global substitution κ=−τ changes all cubic signs to the native numerator. The quotient relations descend: on an i,j pair D1 has bq=0 and D0 has b=0, and Qb=tijbq makes multiplication by Q well defined while the other crossing is the literal quotient.

7.1step 2.1step 3.1step 5.1step 6.1F4algebra

The typed partial-color mixed pair. At input μ put ξ=μ+αi−αj, X=GjHi, Y=HiGj. The native maps are a=(HiGjεμ)(HiτGiGjHi)(ηξGjHi):X→Y and b=(εξ′GjHi)(HiτGjGiHi)(HiGjημ′):Y→X. Their middle words are HiGiGjHi and HiGjGiHi; final counits consume respectively the rightmost GiHi and leftmost HiGi. For p′=pqij, [F4] proves the actual normalized cap equation πε^p′(Qijlift⁡(z))=tijε^p(z) with lift independence on every matrix-corner element, and its dual cup equation. The ordered-residue sign (−1)N+1 transports precisely to τold of step 3.1. Substituting the quotient/switch and multiplication-by-Q in the two mate contractions therefore proves ba=tij1X and ab=tij1Y for this same pair. Source crossings negate both maps and preserve the products. They commute with the j dot and have degree di(1+hm)+di(−1−hm+aij)−bij=0, giving the unshifted mixed isomorphism. The separately distinguished-j model has its own scalar tji; a full two-color adjunction comparison is not a relation of the category containing only Hi.

8.1step 3.1step 4.1step 5.1step 6.1step 7.1discharge-construct: explicit flag modules∎

Conclusion. Steps 3.1-7.1 verify every defining relation of The minimal-parabolic KLR diagram proof category on the explicit flag modules: the generators and their degrees, both adjunction triangles, the rank-one matrices in both branches with their inverses, the bubble series and slides, the cross-and-cap equations, the mixed isomorphism with its scalars, and the downward Q-relations. Monic extensions, their Casimirs, the finite rank-one inverses and the coefficient identities survive arbitrary monic specialization as ungraded maps, and the construction is choice-free. This proves only the formal MODEL relations; faithfulness and the cyclotomic word-corner transfer belong to separate suppliers.

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