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Unlink resolution covers and the Heegaard Floer TQFT

Statement

Assume the ACω Heegaard Floer analytic package. For every integer k≥1, let Uk⊂S3 be a k-component planar unlink with an arbitrary orientation on each component, and choose a basepoint p on any one component. Its double branched cover is # k−1(S2×S1), with Σ(U1)=S3. Over F2, the hat Floer group of this cover is identified with the exterior algebra on a (k−1)-dimensional vector space, hence has rank 2k−1. Under these identifications, the cobordism maps for saddle cobordisms between neighboring unlink resolutions, with p carried outside the saddle disk, are the multiplication and comultiplication maps of the two-dimensional Frobenius algebra F2[X]/(X2) after reduction at the marked component. The identification includes the marked-circle cases and fixes the basis conventions needed to compare the first surgery differential with the reduced Khovanov cube.

Facts & Assumptions

Given: The ACω Heegaard Floer analytic package and a planar unlink Uk⊂S3 with k≥1, arbitrary component orientations, a basepoint on one component, and the saddle cobordisms between its neighboring resolutions with the basepoint carried outside each saddle disk.

[F1]

The generic meridian-character construction and local branch convention are recorded in Existence and isotopy invariance of the double branched cover of a link, whose general existence and isotopy-invariance theorem assumes AC. For the planar unlinks here, step 1.1 constructs the required oriented smooth double cover directly by finitely many sheet gluings in the local square-coordinate model. Only that explicit finite realization and local convention are used below; the general AC-dependent existence/classification conclusion is not invoked.

[F2]

The group is defined by the closed-manifold disk-count complex (Hat Heegaard Floer complex of a closed three-manifold).

[F3]

The actual analytic foundations Analytic foundations for disk and polygon counts provide finite zero-basepoint disk and polygon counts, compactified boundaries, exhaustive gluing and the resulting identities under their actual operation-specific global weak, ordinary specified-sector weak or strict admissibility hypotheses. They include positive-rank pointed triple-free representatives and the rank-zero point target. These local identities do not compute the exterior-algebra basis or its H1 action, prove a named top input is a cycle, or identify an unlink saddle map with a prescribed Frobenius map.

[F4]

External input — actual unlink Floer module and handle maps. Ozsváth–Szabó, arXiv:math/0309170v1, Proposition6.1 and proof, pp.32–33: over F2, HF^(#r(S2×S1)) is a free rank-one module over Λ∗H1, generated by a class Θ. A zero-framed two-handle killing a summand generator induces the exterior quotient, and its dual split operation induces wedge with the new kernel generator. The statement includes the actual triangle-map/H1-action computation, not merely the dimension of the group.

[F5]

External input — simultaneously compatible state bases. The same source, Proposition6.2, pp.33–34, including all four cases and Figure11, identifies a based unlink state with this module using lifts γi of arcs from the marked circle S0 to each other circle Si, with [γ0]=0. Its commutative square(13) identifies EVERY immediate surgery edge in the same state bases. Unmarked merge identifies γ1,γ2; unmarked split has new kernel γ1−γ2; setting γ0=0 gives both marked cases. This is an external input at the chosen finite diagram, not arbitrary unlink naturality or a new locally proved count.

Proof

1.1F1givenconstructconstruct

The topology assertion has a direct finite construction. Put the planar k-component unlink, k≥1, in its standard k-bridge position: the upper and lower balls each contain k boundary-parallel arcs with the same noncrossing matching of their 2k endpoints. Choose their disjoint bridge disks. Cutting either ball along those disks trivializes the branch construction. Its double cover is two balls joined by k one-handles; the first joins the two zero-handles, and each remaining handle adds one genus. Thus it is a genus-k−1 handlebody. The two bridge matchings and disk systems agree in the projection sphere, so the cover of the unlink is the double of this handlebody with matching meridian disks. Doubling each of its k−1 co-core disks gives disjoint nonseparating two-spheres. Cutting them removes those one-handles and leaves a sphere with paired ball holes; regluing the pairs gives #k−1(S2×S1). For k=1 it is the double of a ball, hence S3. The cover is constructed by crosswise gluing two labeled copies of the cut balls along the finitely many bridge disks, using (s,z)↦(s,z2) along the branch arcs and the matching endpoint charts. These charts give its orientation and smooth structure directly. Thus this is a finite realization of the local branch convention in [F1], without invoking the generic AC-dependent covering classification or any Floer map.

1.2givenalgebra

Here is the complete finite algebra to which the external Floer map computation [F4]–[F5], applied below is applied. Order the unmarked circles of a based k-circle state, and assign to them generators xc. The reduced state space is ΛF2⟨xc⟩: the basis monomial on a subset labels those circles by X, the others by 1, and the marked circle by the quotient label 1. Exterior multiplication is commutative over F2 and each xc2=0. Thus this state space has dimension 2k−1, once an actual Floer vertex identification with it is supplied. This is a computation of the required state algebra, not yet of HF^.

2.1step 1.2algebra

Write A=F2[X]/(X2). For an unmarked merge the required map is m(1,1)=1, m(1,X)=m(X,1)=X, m(X,X)=0. For an unmarked split it is Δ(1)=1⊗X+X⊗1, Δ(X)=X⊗X. If a marked circle merges with an unmarked one, reducing the output kills X on the marked factor, so 1⊗1↦1 and 1⊗X↦0. If a marked circle splits, reduce the child containing the original point: Δ(1) then becomes 1marked⊗Xnew (with factors exchanged when necessary). Hence marked split creates the unmarked label X, not 1. All untouched factors are carried identically. These are literal quotient calculations and include both marked cases.

3.1step 1.2step 2.1algebra

Equivalently, unmarked merge is the exterior-algebra quotient identifying xc,xd with xe. Unmarked split is (xd+xe)∧Λȷ, where ȷ(xc)=xd and other generators are unchanged; choosing xe instead gives the same map, since (xd+xe)2=0. Marked merge is quotient by the disappearing xc, and marked split is wedge with the newly created xe. Thus these four precise quotient/wedge operations, in a common state basis, are the finite map targets for the analytic surgery-edge calculation.

4.1F4F5step 1.1step 1.2step 2.1step 3.1

Apply [F4] to the actual cover constructed in step1.1. Its rank-one exterior module gives the rank 2k−1, with generators represented by the arc lifts specified in [F5]. That same input supplies the actual Floer triangle maps and their common state bases. Under these bases the quotient/wedge operations of [F4], [F5] are precisely the four finite reduced tables proved in steps 1.2, 2.1, 3.1. In particular [γ0]=0 kills the unwanted marked-circle factor and forces marked split to create the new X label.

5.1F1F2F3F4F5step 4.1∎

The vertex and map computations in the preceding step are externally imported, not inferred from analytic regularity [F3] or from a chosen common-top transfer. The topology and quotient algebra remain the local finite arguments above. All coefficients are F2, so no integral sign or instanton-saddle formula is used. The actual finite diagram has finitely many states and edges, with the analytic data in the stated AComega branch. This proves the full fixed-resolution Floer TQFT assertion with its compatible marked bases.

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