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Nonoptimal partial projections have an escaping sign branch

Statement

Assume AC, a separable real Hilbert space H, and the feature-energy hypotheses: R is convex and differentiable with locally Lipschitz differential bounded on sublevels, Φ is Fr\acute{e}chet differentiable, V is semiconvex, and the nested cutoff sets and derivative-growth bounds in the feature-energy definition hold. Let d≥2, Θ⊆Rd−1, φ:Θ→H be bounded and continuously differentiable with Lipschitz differential, and V~:Θ→[0,∞) be bounded and continuously differentiable with Lipschitz differential; set Φ(w,θ)=wφ(θ) and V(w,θ)=∣w∣V~(θ). For every f∈H, require dense regular values for Gf(θ)=⟨f,φ(θ)⟩+V~(θ). Retain either (i) Θ is the closure of a nonempty bounded connected open convex set with C1 boundary and dGf(θ)[nθ]=0 on ∂Θ for every f∈H, or (ii) Θ=Rd−1 and for every f∈H, Gf(r⋅) converges uniformly in C1(Sd−2) to a limit with dense regular values as r→∞. Let ν be a finite signed projection with nonoptimal relaxed objective J(ν), set mν=∫φdν by the signed Bochner-integral convention in the relaxed-objective definition, and define G+(θ)=dRmν[φ(θ)]+V~(θ) and G−(θ)=−dRmν[φ(θ)]+V~(θ). Assume at least one of G+,G− is negative somewhere, as is necessary for a nonempty negative cone. Let I⊆{+,−} be the nonempty set of signs with a negative value, choose a negative regular level −ηs for each s∈I, and put Ks={Gs≤−ηs} for s∈I and Ks=∅ otherwise. For a finite signed measure σ on Θ, define

∥σ∥BL(Θ):=sup⁡{∣∫fdσ∣:f:Θ→R, ∥f∥∞+Lip⁡(f)≤1},

where ∥f∥∞:=sup⁡θ∈Θ∣f(θ)∣ and Lip⁡(f):=sup⁡θ≠θ′∣f(θ)−f(θ′)∣/∣θ−θ′∣ for Euclidean distance, taking 0 when there are no distinct points. Set A=(R>0×K+)∪(R<0×K−). There is ϵ>0 such that if ∥h1(μt0)−ν∥BL(Θ)<ϵ and μt0(A)>0 for a Wasserstein gradient flow μt, then for some t1>t0,

∥h1(μt1)−ν∥BL(Θ)≥ϵ.

The statement retains both sign branches and both source boundary alternatives.

Facts & Assumptions

Given: AC and the full hypotheses in the Statement.

[F1]

The full globally semiconvex partial-model hypotheses imply V~≡c≥0; in particular G−=2c−G+ and their angular gradients are opposite. The bounded branch uses the Neumann premise for f=0. The full global partial-model hypotheses force a constant penalty coefficient

[F2]

A negative inner sublevel of either sign function has a larger negative outer trap, robust under all sufficiently close time-dependent forcing, in both the bounded and compactified unbounded branches. Negative partial-homogeneity levels trap all sufficiently close forcings

[F3]

Every flow in the definition has finite total squared action and a superposition by its characteristic paths, without a bounded-initial-weight assumption. Partial feature flows have exact energy and weight-moment identities Superposition for finite-action Euclidean continuity equations

[F4]

Feature moments factor through the signed projection, not its individual raw or Jordan components. Partially one-homogeneous signed measure projection Relaxed objective for a partially one-homogeneous projection

Proof

Given: The flow and signed projection in the Statement.

1.1F4givenalgebra

Boundedness and Lipschitz differential of φ give a finite Cφ=∥φ∥∞+∥Dφ∥∞ on either domain alternative. In the unbounded alternative, if L=Lip⁡(Dφ), Taylor's inequality on a unit segment gives ∥Dφθe∥≤2∥φ∥∞+L/2 for every unit vector e; the same argument bounds DV~. In the bounded alternative the derivative bounds follow from compactness. For any finite signed σ, test its BL norm with ⟨z,φ⟩/Cφ for unit z to obtain ∥∫φdσ∥≤Cφ∥σ∥BL (if Cφ=0 the assertion is immediate). Local Lipschitz continuity of ∇R near mν then bounds ∥ft−fν∥ by C∥h1(μt)−ν∥BL whenever this BL distance is small. This is a norm bound on the Hilbert forcing, on bounded and unbounded Θ alike.

2.1F1F2step 1.1

By [F1] write V~=c. Apply [F2] to each nonempty Ks using its level −ηs as the inner threshold; if necessary choose a regular outer level strictly between that threshold and zero, also regular for the sphere limit in the unbounded case. The common forcing radius ρ>0 and constant b>0 can be chosen for the at most two branches. Whenever ∥ft−fν∥<ρ, every favorable characteristic starting with z=sw>0 and θ∈Ks stays in the corresponding outer negative trap, satisfies z′=−Gs,t(θ)≥b, and retains its sign. Indeed its angular equation is θ′=−z∇Gs,t, and time change by the positive factor z/k(θ) gives precisely the normalized curve in [F2]. On each finite interval all quantities are finite and z≥z(t0)>0, so this time change is legitimate; if its total normalized time is finite, the same trap follows on every finite physical interval.

3.1F2F3step 2.1∎

Choose ϵ>0 so that step 1.1 sends BL distance less than ϵ into the forcing ball in step 2.1. Suppose, to the contrary, that after t0 this distance always remains less than ϵ. By hypothesis the set of superposed paths starting in the union of the favorable cones has probability P=μt0(A)>0. Step 2.1 gives ∣w′(t)∣≥b along every such path for almost every later time. Thus A(t)≥Pb2 for almost every t>t0. Integrating on the infinite time interval contradicts the finite total action in [F3]. Hence there is a finite t1>t0 with distance at least ϵ, as claimed. This action lower bound is positive before any signed projection is taken, so no opposite-sign mass can cancel it.

Source note

The source's common-time version of Lemma C.18 is unnecessary. The proof uses positive action from retained favorable trajectories, not a claim that their signed projected mass dominates the opposite sign. The full hypotheses and both source boundary alternatives are retained.

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