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General projective hyperplanes decrease the defect of semismallness

Statement

Assume the Axiom of Choice as inherited from the algebraic dimension and Bertini suppliers. Let f:X→Y be a projective morphism of complex projective varieties with X smooth, nonempty and irreducible of dimension n. Fix a projective embedding X↪Pd with d≥1 and let Yi={y:dim⁡f−1(y)=i}. Put r(f)=max⁡Yi≠∅(2i+dim⁡Yi−n). For the universal hyperplane incidence g:X→Y×(Pd)∨ one has r(g)≤r(f)−1 if r(f)>0. If r(f)=0, g is small: it has defect zero and every positive-fiber-dimensional stratum gives a strictly negative defect contribution.

There is a nonempty Zariski open subset of the hyperplane parameter space such that every hyperplane H in it has smooth XH=X∩H and satisfies the same conclusions for fH:XH→Y: its defect is at most r(f)−1 if r(f)>0, and it is small if r(f)=0. Empty hyperplane sections are omitted from the defect computation and have zero pushforward. Successive general sections therefore lower a positive defect at every nonempty step. A finite prescribed algebraic Whitney stratification can also be met transversally by shrinking this open subset when the separately supplied stratified transversality theorem is applicable.

Facts & Assumptions

Given: the complex projective morphism f, the embedding X↪Pd, the universal incidence g, and the choice assumption of the Statement.

[F1]

Projective fibre dimension is upper semicontinuous: for a projective morphism of classical varieties the set Er={y:dim⁡Xy≥r} is closed for every integer r, with empty fibres of dimension −∞ (Projective fibre dimension is upper semicontinuous). Hence each Yi=Ei∖Ei+1 is constructible, and so is each universal fibre-dimension locus. Every constructible locus is a finite disjoint union of locally closed varieties; the dimensions below are maxima of those finitely many piece dimensions.

[F2]

For an irreducible classical variety X and a morphism f:X→Y the reduced closure Z=f(X)‾ is irreducible and dim⁡X=dim⁡Z+r, where r is the common dimension of the nonempty fibres on a nonempty open of Z; for reducible X one applies this component by component, not to the whole reducible source (Image dimension and the generic fibre formula).

[F3]

A general hyperplane in a fixed embedding of a smooth complex variety cuts out a smooth zero scheme, and the set of such hyperplanes contains a nonempty Zariski open of the dual projective space (Bertini smoothness away from the base locus). No simultaneous avoidance of every positive-dimensional fibre component is asserted.

[F4]

Let X⊆PkN be irreducible of dimension d≥1 and let f be homogeneous of positive degree not vanishing identically on X; then X∩V+(f) is nonempty and every irreducible component has dimension d−1 (Nontrivial projective hypersurface sections). Thus a nonzero hyperplane equation on an irreducible projective component of positive dimension cuts a nonempty pure codimension-one section, while a zero-dimensional component either lies in the hyperplane or has empty intersection.

[F5]

The vocabulary is classical: projective morphisms and embeddings are as in Projective classical morphisms, fibre dimensions and the loci Yi are chain dimensions of closed-point fibres as in Reduced closed-point fibres and their dimension, and the Axiom of Choice is assumed as in The Axiom of Choice.

Proof

Given: the data and choice assumption of the Statement.

1.1givenF4F5algebraconstruct

The universal incidence X={(x,H):x∈X∩H}⊆X×(Pd)∨ is a projective-space bundle of relative dimension d−1 over X: at each x the hyperplanes containing x are the linear forms vanishing at x, a rank-d subbundle of the rank-(d+1) bundle of linear forms, so the fibres are projective spaces of dimension d−1. Hence X is smooth, irreducible and of dimension n+d−1, and the fibre of g at (y,H) is f−1(y)∩H. A nonempty hyperplane cut of a projective variety of dimension i+1 has dimension i unless the hyperplane contains a top-dimensional component, in which case its dimension is i+1; this is exactly [F4] applied component by component, taking the zero-dimensional components to be either contained in H or disjoint from it.

2.1F1F2step 1.1algebra

Partition the universal locus of fibre dimension i into Ai={(y,H):y∈Yi, dim⁡(f−1(y)∩H)=i} and Bi={(y,H):y∈Yi+1, dim⁡(f−1(y)∩H)=i}; both are constructible by [F1]. For fixed y∈Yi the fibre of Ai over y consists of the hyperplanes containing at least one of the finitely many top-dimensional components of f−1(y). Such a component spans a projective linear subspace of dimension at least i, so the hyperplanes containing it form a projective subspace of the dual of dimension at most d−i−1; hence every fibre of Ai→Yi has dimension at most d−i−1, and [F2] applied to the finitely many components of Ai‾ gives dim⁡Ai≤dim⁡Yi+d−i−1. The projection Bi→Yi+1 has fibres of dimension at most d because the hyperplane parameter is free, so dim⁡Bi≤dim⁡Yi+1+d. Subtracting the source dimension n+d−1 of g from twice the fibre dimension plus these parameter dimensions gives contributions at most r(f)−i for Ai and at most r(f)−1 for Bi; for i=0 the A0 contribution is dim⁡Y0−n≤0 because dim⁡Y0≤dim⁡f(X)‾≤n by [F2].

3.1F2step 2.1algebra

If r(f)>0, both bounds in step 2.1 are at most r(f)−1, including the separately treated i=0 case, so r(g)≤r(f)−1. If r(f)=0, the bounds are strictly negative for every i>0; for i=0 the contribution is zero, attained because r(f)=0 forces generic fibre dimension zero by [F2], so g is generically finite on its image and has defect zero, while the strict bounds for positive fibre dimension prove smallness.

4.1F1F2F3F4step 1.1step 2.1step 3.1∎

For the fixed-hyperplane claim, project each of the finitely many locally closed components of the Ai and Bi to (Pd)∨; a component whose image is not dense is absent from a general parameter fibre, and for a component with dense image [F2] bounds its general parameter fibre dimension by its dimension minus d. Intersecting the finitely many resulting nonempty parameter opens with the smooth-section open of [F3] gives a nonempty Zariski open; on it the same estimates as step 2.1 hold with dim⁡Ai−d, dim⁡Bi−d and source dimension n−1 for XH, so the identical arithmetic gives the fixed-hyperplane conclusions, For iteration, a smooth nonempty hyperplane section is pure of dimension one less by [F4], but need not be irreducible. The estimates of steps 1.1 and 2.1 apply unchanged to a smooth pure-dimensional finite union: all incidence components have the same source dimension, and [F2] is applied componentwise throughout. The defect is nonnegative, since on any irreducible component of dimension m with generic fibre dimension j its image has dimension m−j, so the corresponding full fibre locus contributes at least j≥0. Thus the positive-defect inequality applies at every successive smooth nonempty section, without an irreducibility assumption on those sections. Transversality of a prescribed finite algebraic Whitney stratification is the separately supplied condition named in the Statement, not a consequence of ordinary Bertini alone.

Remarks

The defect r(f) and smallness are defined inline in the Statement; this item is their home in this pair, and the later consumer lem-projective-hodge-perverse-package-closes-under-defect-and-image-dimension-induction reads the same formula. The argument needs no "counting of constants" theorem guaranteeing that a hyperplane avoids every fibre component. The displayed computation uses dim⁡X=n+d−1 throughout; the source's typed rendition of Theorem 4.7.4 conflates dim⁡X and dim⁡X in two display lines, which does not affect this derivation.

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