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Bertini smoothness away from the base locus
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an algebraically closed field of characteristic . Let be a smooth -scheme of finite type that admits a locally closed immersion into some projective space over (that is, is smooth and quasi-projective; Immersion of schemes), let be an invertible -module, and let be a nonzero finite-dimensional linear system, with , base locus and (Linear systems, base loci, and general members); thus .
Then there is a nonempty Zariski-open subset such that for every closed point of the -scheme (equivalently, by Irreducible classical varieties and integral separated finite-type schemes, every classical parameter lying in ), and every representative , the closed subscheme is smooth over . Thus the property "the member is smooth over " holds for general members of in the sense of Linear systems, base loci, and general members, with generalizing open set ; the members are closed subschemes of the open subscheme , which may be empty, and contains classical parameters.
In particular, suppose , fix a locally closed immersion , let be the hyperplane line bundle of that immersion, and let be the hyperplane system, the span of the restrictions of the degree-one forms (Linear systems, base loci, and general members). Then , and there is a nonempty Zariski-open subset such that for every closed point the scheme-theoretic hyperplane section of — for any degree-one form with , equivalently the zero scheme (A section of an invertible sheaf has a canonical zero subscheme) — is smooth over .
No irreducibility or connectedness of or of the members is asserted, and no statement is made about the dimension or the nonemptiness of the members.
Facts & Assumptions
Given: The Axiom of Choice; an algebraically closed field of characteristic ; a smooth finite-type -scheme admitting a locally closed immersion into a projective space; an invertible -module ; a nonzero finite-dimensional linear system with ; the associated incidence with morphisms ; the open subscheme ; and, for the final clause, a fixed locally closed immersion with hyperplane system .
The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.
Linear systems, base loci, and general members: for a -scheme , an invertible -module and a nonzero finite-dimensional -subspace , the parameter space is with the projective Zariski topology, independent of a basis; depends only on ; the base locus is closed; a property holds for a general member if there is a nonempty Zariski-open such that every parameter in has it; and for a fixed embedding the hyperplane system is the span of the restrictions of the degree-one forms, viewed as sections of the hyperplane line bundle with forms giving the same section identified.
The universal member away from the base locus: under AC, for an algebraically closed field , a smooth finite-type -scheme , an invertible -module , and a nonzero finite-dimensional linear system with , base locus and , there is a finite-type -scheme with -morphisms and , determined by and up to canonical isomorphism, such that: (1) over , for a -basis of and , the map exhibits as isomorphic over to ; (2) for every the fibre is isomorphic over to the zero subscheme ; (3) is smooth in the local-standard-smooth sense; (4) if then . Moreover the construction in its proof glues the local models to a closed subscheme and defines (its step 2.1), so is a locally closed subscheme of .
Generic smoothness over a dense target open: under AC, for algebraically closed of characteristic , irreducible classical varieties over and a morphism of classical varieties with smooth over : (1) there is a dense open such that is a smooth morphism of finite-type -schemes, with allowed when is not dominant; (2) if is dominant there is a nonempty open such that for every closed point the scheme-theoretic fibre is nonempty, smooth over , and of pure dimension .
A regular point lies on one irreducible component: under AC, a regular point of a reduced Noetherian scheme lies on exactly one irreducible component.
regular local rings are domains and cohen macaulay: under AC, a regular local ring is a domain (and Cohen-Macaulay).
Regular equals smooth over a perfect field: under AC, for a perfect field and a finite-type -scheme , is regular (every local ring is regular local) if and only if is smooth in the local-standard-smooth sense.
Fields of characteristic zero, finite fields, and algebraically closed fields are perfect: every field of characteristic zero is perfect, and every algebraically closed field is perfect.
The reduction of a scheme: for a scheme the nilradical ideal sheaf has nilpotent germs, and the reduction is the closed subscheme with structure sheaf ; on it is . Thus is reduced exactly when , equivalently when every local ring of is reduced.
Fields and are Noetherian, and so are their polynomial rings in finitely many variables and Every algebra of finite type over a Noetherian ring is a Noetherian ring: every field is a Noetherian ring, and a commutative algebra of finite type over a Noetherian ring is a Noetherian ring.
Locally Noetherian and Noetherian schemes: a scheme is locally Noetherian if it has an affine open cover by spectra of Noetherian rings, and Noetherian if it is locally Noetherian and quasi-compact; equivalently, it has a finite affine open cover by spectra of Noetherian rings.
Locally finite type and finite type morphisms: a morphism is locally of finite type if locally on source and target it is given by a finitely generated algebra map, and of finite type if it is locally of finite type and quasi-compact.
A Noetherian space is a finite union of irreducible closed subsets: under AC, a Noetherian topological space is a finite union of irreducible closed subsets and has only finitely many irreducible components.
Existence and basic properties of irreducible components: irreducible components are closed, and every irreducible subset is contained in an irreducible component; in particular every point lies on some component.
Integral schemes: an integral scheme is a nonempty scheme that is reduced and whose underlying topological space is irreducible.
Affine-overlap separation condition: an -scheme satisfies the affine-overlap separation condition if for every pair of affine opens over a common affine open of the intersection is affine and is surjective.
Affine-overlap criterion for separatedness: a morphism is separated if and only if it satisfies the affine-overlap separation condition of [F16].
The relative projective-space diagonal is closed: for every scheme and the diagonal of is a closed immersion; hence is separated.
Open and closed immersions are separated: every open immersion, every closed immersion and every immersion (locally closed immersion) of schemes is separated as a morphism.
Separated morphisms compose: a composite of separated morphisms is separated.
Separatedness survives base change: a base change of a separated morphism is separated.
Immersion of schemes: a morphism is an immersion (locally closed immersion) if it factors as an open immersion followed by a closed immersion.
Classical algebraic prevarieties, regular maps, and varieties: a classical algebraic prevariety over is a quasi-compact locally ringed space with a structure sheaf of -algebras covered by open subspaces isomorphic to affine models; it is separated when the equalizer of every pair of regular maps into it is closed, and a classical algebraic variety is a separated prevariety; varieties may be reducible or empty, and an irreducible classical variety is nonempty and irreducible.
Irreducible classical varieties and integral separated finite-type schemes: under AC, the closed-point construction and its inverse give an equivalence between irreducible classical -varieties and integral finite-type -schemes satisfying the affine-overlap separation condition; classical points correspond to closed points and classical regular maps to scheme -morphisms.
projective algebraic set and projective space points: for homogeneous , is a projective algebraic set, with conventionally equal to ; and with exactly when for some , so for every .
homogeneous polynomial and homogeneous ideal: a polynomial is homogeneous of degree if every occurring monomial has total degree , and an ideal is homogeneous if it contains all homogeneous components of its elements.
projective irreducibility homogeneous prime: over algebraically closed , a nonempty projective algebraic set is irreducible if and only if its homogeneous ideal of forms vanishing on is prime.
A polynomial ring in finitely many indeterminates over an integral domain is an integral domain: a polynomial ring in finitely many variables over a domain is a domain; in particular is a domain for the field .
A polynomial vanishing at every tuple from an infinite subdomain is the zero polynomial: if is a subring whose underlying set is infinite inside an integral domain and , , vanishes at all -points, then .
projective variety classical: a classical projective variety over is a nonempty irreducible projective algebraic set, understood with its standard affine charts.
Irreducibility via nonempty open subsets, connectedness and open subspaces: a space is irreducible if and only if it is nonempty and every two nonempty open subsets meet; equivalently, if and only if it is nonempty and every nonempty open subset is dense; a nonempty open subspace of an irreducible space is irreducible.
Smooth morphisms via local standard smooth presentations: a morphism of finite-type -schemes is smooth if every source point has affine neighbourhoods on which the induced ring map is standard smooth at that prime; the condition is local on the source and on the target, and it is imposed at every source point.
Restricting fibre products to open subschemes: fibre products commute with restriction to open subschemes; for an open immersion the base change is an open immersion with image the open subscheme (scheme intersection along ).
Scheme-theoretic fibre: for a morphism and a point with residue field , the scheme-theoretic fibre is .
Intersections of subschemes: the scheme-theoretic intersection of closed subschemes of a scheme is their fibre product over that scheme.
A section of an invertible sheaf has a canonical zero subscheme: for a section of an invertible sheaf on and a trivializing affine cover with , the affine schemes glue to a closed subscheme , canonical up to unique isomorphism over , using the ideal itself with no reducedness or nonzerodivisor hypothesis; on a trivializing chart is cut out by the local equation .
Dominant classical morphisms and rational maps: a morphism of classical varieties is dominant when its image is dense.
In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum, standard projective opens are affine spaces and Classical affine points are maximal ideals: for a finite-type -algebra , every nonempty open subset of a closed contains a closed point of ; the standard opens are affine spaces ; and for an affine algebraic set over algebraically closed the classical points correspond bijectively to maximal ideals, with residue field .
The spectrum of a Noetherian ring is a Noetherian topological space: under AC, for a Noetherian commutative ring the space is a Noetherian topological space.
Proof
Setup, indexing, and the parameter space. Put , so that by [F2] and [F3], and let , , be the incidence of [F3]; by [F3] clause (3) the morphism is smooth, so is a finite-type -scheme, and by the construction recorded in [F3] the scheme is a locally closed subscheme of .
The k-rational parameter space is an irreducible classical projective variety. By [F25] the space is nonempty, and is a projective algebraic set. Its homogeneous vanishing ideal is : if is homogeneous of positive degree and vanished at every point of , then the polynomial would vanish at every point of (a nonzero point gives , and in positive degree), so by [F29] applied with (the algebraically closed field is infinite) and , a contradiction. Since is prime by [F28] and is the homogeneous coordinate ring of [F26], [F27] shows that is irreducible; by [F30] it is a classical projective variety. Moreover is an integral finite-type -scheme: its standard affine charts are spectra of polynomial rings over by [F38], which are domains by [F28], so the nilradical ideal sheaf of [F9] vanishes on a chart cover and is reduced, and it is finite type over because the charts of [F38] give a finite affine cover by finitely generated -algebras [F12].
The incidence is regular, reduced and Noetherian. By [F3] clause (3) and [F8], the finite-type -scheme is smooth over the perfect field , so [F7] makes regular: every local ring is a regular local ring. Each such ring is a domain by [F6], hence reduced; therefore the nilradical ideal sheaf of [F9] has zero stalks, , and is a reduced scheme. By [F12] the finite-type morphism is quasi-compact and locally of finite type, so has a finite affine open cover by spectra of finitely generated -algebras ; each is Noetherian by [F10] since the field is Noetherian, so is a Noetherian scheme by [F11]. The underlying space is a Noetherian topological space: each is Noetherian by [F39], and a descending chain of closed subsets of restricts to descending chains in the finitely many charts, each of which stabilizes, whence the chain itself stabilizes.
Separatedness of the components. Since admits a locally closed immersion into a projective space [F22], is separated: the immersion is separated by [F19], the projective space is separated over by [F18], and separated morphisms compose by [F20]. The open subscheme is separated over by [F19] and [F20], is separated by [F18], so is separated by [F21] and [F20]; the locally closed subscheme of [F3] is therefore separated over by [F19] and [F20].
The hyperplane system and its base locus. Suppose now that , fix the locally closed immersion , let and let be the hyperplane system of [F2]. Then : if the restriction of every degree-one form vanished on , then would all vanish on , whence by [F25], contradicting . Also : for every point some standard chart of contains by [F38], and on that chart the restricted linear form is a unit at , so its zero subscheme does not contain and by [F2].
The finite component decomposition. By [F13] and step 1.3 the scheme has only finitely many irreducible components ; each is closed by [F14], and every point of lies on at least one by [F14]. By [F5] and step 1.3 every point of lies on exactly one irreducible component, so the are pairwise disjoint; since they are finitely many closed pairwise disjoint subsets, the complement of is the union of the remaining closed , hence is also open in . Give the open subscheme structure. Then each is irreducible and, as an open subscheme of the reduced scheme , reduced, hence integral by [F15]; it is finite type over as an open subscheme of the finite-type -scheme , smooth over because smoothness is local on the source [F32], and separated over because it is an open subscheme of the separated scheme of step 1.4, using [F19] and [F20].
The components and the parameter space as classical varieties. Each of step 2.1 is an integral finite-type -scheme, and by [F17] and [F16] the separatedness of from step 2.1 is exactly the affine-overlap separation condition; hence by [F24] and [F23] corresponds to an irreducible classical variety over , with classical points the closed points and with scheme -morphisms corresponding to regular maps. Similarly is an integral finite-type -scheme by step 1.2 and separated over by [F18], so by [F24] and [F23] it is an irreducible classical variety whose classical points are its closed points, and the restriction of [F3] is a -morphism of schemes, hence a morphism of classical varieties under [F24].
Target generic smoothness on the dominant components. Let be such that is dominant in the sense of [F37]. By step 3.1 the source and the target are irreducible classical varieties, is a morphism of classical varieties, and is smooth over ; so [F4] clause (2) applies and produces a nonempty open subvariety such that for every closed point , equivalently every classical point of by [F24], the scheme-theoretic fibre of [F34] is nonempty, smooth over , and of pure dimension .
The non-dominant components. For the component morphism of step 3.1, if it is not dominant, then by [F37] the image is not dense in , so its closure is a proper closed subset and is a nonempty open subset of ; by definition of the image, every point has empty fibre .
The common parameter open set. There are finitely many components, so the family of nonempty open sets consisting of the of step 4.1 for the dominant components and the of step 4.2 for the non-dominant components is finite; let be their intersection, an open subset of . By steps 1.2 and [F31], is irreducible, so any two of these nonempty open sets meet and, by induction on the finite list, ; if , so that there are no components, take . In either case is a nonempty open subset of . Distinct are disjoint by step 2.1, so for every point exactly one alternative of steps 4.1 and 4.2 applies to each component.
Smoothness of the incidence fibres over . Fix a closed point of and write for the scheme-theoretic fibre of [F34]; here by [F24], since classical points correspond to closed points and all classical points have residue field . Because the pairwise disjoint open subschemes cover by step 2.1, the open subschemes cover , and by [F33] each is canonically identified with the fibre of . For a dominant , with , this fibre is nonempty and smooth over by step 4.1; for a non-dominant , with , it is empty by step 4.2, and the empty scheme is smooth over . Smoothness is local on the source by [F32], so is smooth over .
Identification with the general member. By [F3] clause (2), the fibre of step 6.1 is isomorphic over to the zero subscheme of the section restricted to ([F36] and [F2]); hence is smooth over . This holds for every closed point and every representative , since depends only on by [F2]. That is the first assertion of the statement.
Non-vacuity of the parameter set in the classical reading. The set of step 5.1 is a nonempty open subset of the projective space over the algebraically closed field , and the standard charts of [F38] cover it, so is a nonempty open subset of an affine space for some ; by [F38] it contains a closed point of that affine spectrum, which by [F38] is a classical point of , hence by [F24] a closed point of the scheme . Thus contains closed points and the general-member statement of step 7.1 is not vacuous; in the classical dictionary of [F24] these are exactly the parameters .
Hyperplane sections of the fixed embedding. Here , so the first assertion, which is established by the argument of steps 1.1-7.1 applied with and , gives a nonempty open such that for every closed point the zero scheme is smooth over . Let be any degree-one form with ; on a standard affine chart trivializing , the zero scheme is cut out by the local equation of ([F36]) and the scheme-theoretic intersection is cut out by the same equation, because is defined by the dehomogenized form and is its restriction to the chart; so the two closed subschemes of agree by [F35] and [F36]. Hence the scheme-theoretic hyperplane sections of for parameters in are smooth over , which is the final assertion.
Boundary, choice, and scope dispositions. Empty: if then and no nonzero exists, so the theorem is vacuous; if but , then by [F3] clause (2) every fibre is empty and smooth, and one may take in step 5.1, so the statement holds; [F3] clause (4) and the same fibre identification give the parallel empty-member conclusion when . Zero: the parameter space is when , and its single member is empty on by the previous sentence; conversely, the incidence itself can be empty exactly when or , and in both cases the argument of step 5.1 uses the empty family of components. One: the case , , is included; nothing in the proof requires . Degenerate: is assumed neither irreducible nor connected nor of pure dimension, and the argument decomposes rather than ; the members may be reducible, empty, or non-reduced as ambient data, and no smoothness of outside is used. Endpoints: the proof covers in the final clause (where and is one-dimensional, ) and imposes no upper bound on or on ; the claimed open set may be all of the base-locus-free parameter space, and no density or dimension of the good locus beyond nonemptiness openness is asserted. Nonempty-choice: AC is declared in [F1] and is used exactly through the AC-assuming suppliers [F3] (incidence), [F4] (generic smoothness), [F5] (one-component lemma), [F7] (regularity versus smoothness), [F10] (Noetherianity routes), [F13]-[F14] (finitely many components), [F24] (the classical-scheme dictionary), [F38]-[F39] (closed points and Noetherian spectra), and [F18]-[F21] (separatedness); the finite choices of charts, bases and component indices and the fibre computations of steps 2.1, 6.1, 7.1, 1.5 and 8.2 are finite and add no choice principle. Both iff cases: the only biconditional invoked as a supplier is [F7] (regular if and only if smooth over the perfect field ), used in step 1.3 in the direction "smooth over implies regular"; the criterion [F17] is used in the direction "separated implies the affine-overlap condition" in step 3.1; and [F27] is used in the direction "the vanishing ideal is prime implies irreducibility" in step 1.2. No irreducibility, connectedness, dimension, or nonemptiness of the members is asserted, in accordance with the statement. This completes the proof.
Source qualification
Vakil, Classes 51-52, §3.9 Corollary (with §3.10-3.11) states Bertini for a finite-dimensional base-point-free linear system on a smooth -variety over an algebraically closed field of characteristic : almost every element, as a closed subscheme, is nonsingular over . Arapura, §5.4, Theorem 5.4.5, proves the hyperplane version on a nonempty open subset of the dual projective space by the incidence correspondence and notes that the statement is valid in every characteristic although the proof given works only in characteristic . The present item generalizes the base-point-free hypothesis by removing the base locus from the ambient scheme: the conclusion is smoothness of the whole zero scheme inside , for a nonempty open set of parameters, and the hyperplane case for a fixed immersion is recovered because the hyperplane system of an embedding has empty base locus. The proof is not copied from either source: it decomposes the incidence of The universal member away from the base locus into its finitely many irreducible components and applies the in-run target-side generic smoothness theorem Generic smoothness over a dense target open componentwise, which also delivers the statement that no dense part of a general member (rather than the whole base-locus-free part) is singular. Neither source asserts anything about the size of the good locus beyond open nonemptiness, about irreducibility or connectedness of the members, or about their dimension or nonemptiness, and neither claim is made here. The characteristic- hypothesis is used only through perfectness of and generic smoothness; the failure of the arbitrary base-point-free form of Bertini in positive characteristic is recorded on the examples page of this pair.
Depends on
- In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum
- Fields of characteristic zero, finite fields, and algebraically closed fields are perfect
- Every algebra of finite type over a Noetherian ring is a Noetherian ring
- A polynomial ring in finitely many indeterminates over an integral domain is an integral domain
- Affine-overlap separation condition
- The Axiom of Choice
- Classical algebraic prevarieties, regular maps, and varieties
- Dominant classical morphisms and rational maps
- homogeneous polynomial and homogeneous ideal
- Integral schemes
- Linear systems, base loci, and general members
- Immersion of schemes
- Locally finite type and finite type morphisms
- Locally Noetherian and Noetherian schemes
- projective algebraic set
- projective space points
- projective variety classical
- The reduction of a scheme
- Scheme-theoretic fibre
- Smooth morphisms via local standard smooth presentations
- Fields and $\mathbb Z$ are Noetherian, and so are their polynomial rings in finitely many variables
- A polynomial vanishing at every tuple from an infinite subdomain is the zero polynomial
- Classical affine points are maximal ideals
- Restricting fibre products to open subschemes
- Irreducibility via nonempty open subsets, connectedness and open subspaces
- Existence and basic properties of irreducible components
- The universal member away from the base locus
- A Noetherian space is a finite union of irreducible closed subsets
- projective irreducibility homogeneous prime
- The relative projective-space diagonal is closed
- A regular point lies on one irreducible component
- Separatedness survives base change
- Separated morphisms compose
- Open and closed immersions are separated
- standard projective opens are affine spaces
- Intersections of subschemes
- A section of an invertible sheaf has a canonical zero subscheme
- Irreducible classical varieties and integral separated finite-type schemes
- Generic smoothness over a dense target open
- The spectrum of a Noetherian ring is a Noetherian topological space
- Regular equals smooth over a perfect field
- regular local rings are domains and cohen macaulay
- Affine-overlap criterion for separatedness
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176 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Ravi Vakil, MATH 216 (2005-06), Classes 51-52, §3.9 Corollary and §3.11 (Bertini), printed pp. 10-11 (standard reference, not scraped)
- Donu Arapura, Notes on Basic Algebraic Geometry, §5.4 Theorem 5.4.5 and its proof, printed pp. 38-39 (standard reference, not scraped)