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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Generic smoothness over a dense target open

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let k be an algebraically closed field of characteristic 0, let X and Y be irreducible classical varieties over k (Classical algebraic prevarieties, regular maps, and varieties), and let f ⁣:X→Y be a morphism of classical varieties. Assume X is smooth over k, that is, the structure morphism X→Spec⁡k is smooth in the locally-standard-smooth sense of Smooth morphisms via local standard smooth presentations (equivalently, since k is perfect, X is regular). Then:

  1. there is a dense open subvariety U⊆Y such that the restriction f−1(U)⟶U is a smooth morphism of finite-type k-schemes; when f is not dominant one may take U with f−1(U)=∅, the empty morphism being smooth;
  2. if in addition f is dominant, there is a nonempty open (hence dense) V⊆U such that for every closed point y∈V the scheme-theoretic fibre Xy=X×YSpec⁡k(y) (Scheme-theoretic fibre) is nonempty, smooth over k, and of pure dimension r=dim⁡X−dim⁡Y.

Neither Y nor f is required to be smooth or flat, the fibres are not required to be irreducible or connected, and no statement is made about the size of U or V. The characteristic-0 hypothesis enters through the critical-locus dimension bound of Critical loci have small images in characteristic zero in claim 1 and through the perfectness of k; the failure of the target-open statement for a non-smooth source and the positive-characteristic failure of the corresponding source-side statement are recorded on the counterexample page of this pair.

Facts & Assumptions

Given: The Axiom of Choice; an algebraically closed field k of characteristic 0; irreducible classical varieties X and Y over k; the hypothesis that X→Spec⁡k is smooth in the sense of Smooth morphisms via local standard smooth presentations; and a morphism f ⁣:X→Y of classical varieties.

[F1]

The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.

[F2]

Classical algebraic prevarieties, regular maps, and varieties: a classical algebraic prevariety over k is a quasi-compact locally ringed space with a structure sheaf of k-algebras, covered by open subspaces isomorphic to affine models (polynomial zero sets, including empty and reducible ones), whose points have residue field canonically k and whose sections are functions; principal opens form a basis of the topology, zero loci of regular functions are closed, a classical algebraic variety is a separated prevariety, and these definitions use no Axiom of Choice.

[F3]

Smooth morphisms via local standard smooth presentations: for a finite-type morphism f ⁣:X→Y of k-schemes, smoothness means that every source point has affine neighbourhoods on which the induced ring map is standard smooth at the prime of that point, where standard smoothness at a prime allows a further principal shrinking; the condition is imposed at every source point and is local on the source and on the target.

[F4]

Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: a k-algebra is of finite type when it is generated by finitely many elements, so a finite-type k-algebra B contained in a field or ring with k⊆A⊆B is generated as an A-algebra by the same finite list.

[F5]

Locally finite type and finite type morphisms: a morphism is locally of finite type when it is described on affine charts by finite-type ring maps, and of finite type when it is locally of finite type and quasi-compact.

[F6]

Classical varieties have finite irreducible decompositions: every classical variety is Noetherian and has finitely many irreducible components; every open or closed subvariety has a finite affine cover; open subsets of a Noetherian space are quasi-compact.

[F7]

Global and local dimension of classical varieties: for a classical variety X and a closed point x, dim⁡xX is the maximum of the dimensions of the irreducible components containing x, while dim⁡X is its chain dimension; for irreducible X one has dim⁡xX=dim⁡X at every point.

[F8]

Nonempty opens preserve irreducible dimension: if U is a nonempty open of an irreducible classical variety X, then dim⁡U=dim⁡X, and every proper closed subvariety Z⊊X has dim⁡Z<dim⁡X.

[F9]

Irreducibility via nonempty open subsets, connectedness and open subspaces: an irreducible space is nonempty and every nonempty open subset of it is dense and irreducible.

[F10]

Interior, closure, boundary, exterior, derived set and isolated point in a topological space: the closure A‾ is the smallest closed superset of A, and A is closed if and only if A=A‾.

[F11]

Dense regular loci on every component: for a reduced k-scheme X of finite type over a perfect field, the regular locus Xreg is open, its intersection with every irreducible component is a dense open subset of that component, and Xreg≠∅ whenever X≠∅.

[F12]

Regular and singular loci: for a locally Noetherian scheme, Xreg={x:OX,x is a regular local ring}; for a reduced classical finite-type space over an algebraically closed field and a closed point x, one has x∈Xreg if and only if dim⁡κ(x)TxX=dim⁡xX.

[F13]

Fields of characteristic zero, finite fields, and algebraically closed fields are perfect: every field of characteristic zero is perfect, and every algebraically closed field is perfect.

[F14]

Regular equals smooth over a perfect field: under AC, for a perfect field k and a finite-type k-scheme X, X is regular (every local ring OX,x is regular local) if and only if X→Spec⁡k is smooth in the local-standard-smooth sense.

[F15]

Affine open subschemes: for a scheme X and open U⊆X, the open subscheme is (U,OX∣U), with the restricted structure sheaf.

[F16]

The stalk of a presheaf at a point: the stalk at a point is the filtered colimit of the sections over open neighbourhoods of that point; the neighbourhoods contained in an open U are cofinal, so OU,x≅OX,x canonically for x∈U.

[F17]

Every nonempty principal open is a classical affine variety: under AC, for an affine variety Z and 0≠h∈k[Z], the principal open DZ(h) is an affine variety with coordinate ring canonically k[Z]h.

[F18]

Critical loci have small images in characteristic zero: under AC, for k algebraically closed of characteristic 0, smooth classical varieties X and Y over k, a morphism f ⁣:X→Y and r≥0, the set Cr={x∈X:rank⁡dxf≤r} is closed in X and dim⁡f(Cr)‾≤r, the closure being taken in Y.

[F19]

Chain dimension and the empty-space convention: for a Noetherian topological space, dim⁡T is the supremum of the lengths of strict chains of nonempty irreducible closed subsets; the empty space has dim⁡∅=−∞.

[F20]

The submersion criterion between smooth varieties: under AC, for smooth classical varieties X,Y over algebraically closed k whose structure morphisms are smooth, a finite-type morphism f ⁣:X→Y and a classical point x∈X, the morphism f is smooth at x if and only if dxf ⁣:TxX→Tf(x)Y is surjective.

[F21]

Scheme-theoretic fibre: for a morphism f ⁣:X→S and a point s∈S, the scheme-theoretic fibre is Xs=X×SSpec⁡κ(s), viewed as a κ(s)-scheme; empty fibres are allowed.

[F22]

Points and topology of a fibre: for f ⁣:X→S and s∈S, the projection Xs→X is a homeomorphism onto f−1(s) with the subspace topology and preserves residue fields.

[F23]

Restricting fibre products to open subschemes: for f ⁣:X→S and an open U⊆S, the open subscheme f−1(U) represents the fibre product X×SU.

[F24]

Existence of all scheme fibre products: fibre products of schemes exist with their universal property, so iterated fibre products over compatible bases are canonically isomorphic.

[F25]

Base change and composition of standard smooth presentations: a standard smooth algebra remains standard smooth after arbitrary base change of the base ring, and locally standard smooth morphisms are stable under arbitrary base change of the base ring; this uses no Axiom of Choice.

[F26]

Fibres have pure expected dimension over a dense open: for a dominant morphism f ⁣:X→Y between irreducible classical varieties there is a nonempty open U⊆Y, contained in f(X), such that every fibre Xy with y∈U is nonempty and has pure dimension r=dim⁡X−dim⁡Y.

[F27]

Irreducible classical varieties and integral separated finite-type schemes: the closed-point construction and its inverse give an equivalence between irreducible classical k-varieties and integral finite-type k-schemes satisfying the affine-overlap separation condition, each original point being identified with its singleton; classical points correspond to closed points, and classical regular maps to scheme k-morphisms.

[F28]

In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum: under AC, every nonempty closed subset of the spectrum of a finite-type algebra over a field contains a closed point; closed points are dense in each closed subset.

Proof

technique · direct
1.1F2F3F4F5F6F7F13F14F27given

Setup and conventions. By [F2] the classical varieties X and Y are quasi-compact locally ringed spaces over k covered by affine models, every point of either is a closed point with residue field k, polynomial principal opens form a basis of the topology, and their structure sheaves are sheaves of k-valued functions; by [F27] the irreducible classical varieties X and Y correspond to integral, hence reduced, finite-type k-schemes and f to a k-morphism of those schemes; they are Noetherian by [F6]. Write m=dim⁡X and n=dim⁡Y [F7]. The field k is perfect by [F13], and by hypothesis the structure morphism X→Spec⁡k is smooth [F3], so [F14] makes X regular. Every k-morphism of finite-type k-schemes is of finite type: on affine charts Spec⁡A⊆Y and Spec⁡B⊆X with f(Spec⁡B)⊆Spec⁡A, the algebra B is generated as an A-algebra by finitely many k-algebra generators [F4], so f is locally of finite type [F5], and it is quasi-compact because X is Noetherian, so that every open subset of X is quasi-compact [F5, F6]; the same argument applies to the restriction of f to any open subvariety of X.

1.2F2F3F9F10given

The non-dominant case. Suppose f is not dominant, so the closure Z:=f(X)‾ is a closed subset of Y with Z≠Y [F10]. Its complement U:=Y∖Z is open and nonempty, and it is dense in Y because a nonempty open subset of the irreducible space Y is dense [F9]; moreover f(X)⊆Z, so f−1(U)=∅. The empty morphism ∅→U is smooth by [F3], the standard-smooth condition being imposed at every source point and the empty source having none; the empty scheme is a classical variety and the morphism is of finite type because its source is quasi-compact. Thus claim 1 holds in this case with this U.

1.3F2F3F4F5F6F8F9F10F11F12F13F14F15F16F17F27given

The dominant case: reduction to the regular locus of the target. Suppose now that f is dominant. The regular locus Yreg [F12] of Y, a reduced finite-type k-scheme over the perfect field k [F27], is a nonempty open subset of Y whose intersection with every irreducible component of Y is dense open in that component [F11]; since Y is irreducible, Yreg is nonempty, open and dense, hence irreducible [F9], and dim⁡Yreg=dim⁡Y=n [F8]. At every y∈Yreg the local ring OYreg,y≅OY,y is regular [F12, F15, F16], and Yreg is of finite type over the perfect field k [F2, F13], so Yreg→Spec⁡k is smooth by [F14]. The open subvariety Yreg is itself a classical variety over k: it is quasi-compact because Y is Noetherian [F6], and its intersections with the affine models of Y are covered by principal opens, which are affine models by [F17]. Similarly X0:=f−1(Yreg) is an open subvariety of X, hence a classical variety over k, it is nonempty because the dense subset f(X) meets the nonempty open set Yreg [F9, F10], it is irreducible with dim⁡X0=dim⁡X=m [F8, F9], and its structure morphism X0→Spec⁡k is smooth by locality on the source [F3]. The restriction f0:=f∣X0 ⁣:X0→Yreg is a finite-type morphism of classical varieties: on affine charts Spec⁡A⊆Yreg and Spec⁡B⊆X0 with f0(Spec⁡B)⊆Spec⁡A the algebra B is generated as an A-algebra by finitely many k-algebra generators [F4, F5], and f0 is quasi-compact because X0 is Noetherian, so that every open subset of X0 is quasi-compact [F5, F6].

2.1F9F10F18F19step 1.3given

The rank-(n−1) locus and the open set. Let C={x∈X0:rank⁡dxf0≤n−1}. If n≥1, then [F18] applied to the morphism f0 of smooth classical varieties with r=n−1≥0 shows that C is closed in X0 and that the closed subvariety Z:=f0(C)‾⊆Yreg satisfies dim⁡Z≤n−1; if n=0, then C=∅ because ranks are nonnegative, so Z=∅ and dim⁡Z=−∞≤−1 [F19]. In either case Z≠Yreg: when n≥1 because dim⁡Yreg=n>n−1≥dim⁡Z by step 1.3, and when n=0 because Z=∅ while Yreg≠∅ by step 1.3. Put U:=Yreg∖Z; then U is open in Yreg and in Y, it is nonempty because Z≠Yreg, and it is dense in Y because a nonempty open subset of the irreducible space Y is dense [F9]. Also X′:=f−1(U)=f0−1(U) is a nonempty open subvariety of X0 because f is dominant and U is nonempty open [F9, F10].

3.1F7F8F12step 2.1given

The rank equals n on f−1(U). Let x be a classical closed point of X′=f−1(U), so x∈X0 and f(x)∈U⊆Yreg by step 2.1. Then x∉C, so rank⁡dxf0≥n by the definition of C; on the other hand rank⁡dxf0≤dim⁡kTf(x)Yreg because dxf0 is a k-linear map into that finite-dimensional space. Since f(x) is a regular point of the classical variety Yreg we have dim⁡kTf(x)Yreg=dim⁡f(x)Yreg [F12], and since Yreg is irreducible of dimension n [step 1.3] this equals dim⁡Yreg=n=dim⁡Y [F7, F8]. Hence rank⁡dxf0=n, and dxf0 is surjective.

4.1F2F3F20F27F28step 1.3step 2.1step 3.1given

From closed points to every scheme point. At each classical closed point x∈X′ the morphism f0:X0→Yreg is between smooth classical varieties with their smooth scheme structures and is of finite type by step 1.3. Its differential is surjective by step 3.1, so [F20] gives smoothness at x. Restricting over U preserves this local property by [F3]; hence g:X′=f−1(U)→U is smooth at every closed point. Let S⊆X′ be the scheme smooth locus of g. It is open: a standard smooth presentation after principal shrinking, as in [F3], witnesses smoothness at every prime of that shrinking, since its Jacobian minor is a unit there. If X′∖S were nonempty, intersect it with an affine chart Spec⁡B of the finite-type scheme X′. The intersection is a nonempty closed subset, and [F28] gives a closed point of that chart in it. By [F27] this is a classical point of X′, contrary to the closed-point conclusion just proved. Thus S=X′, and g is smooth at every scheme point. This proves claim 1.

5.1F9F21F22F23F24F25F26F28step 2.1step 4.1given

The fibres over the further open set. Suppose f is dominant and let U be the dense open set of step 2.1, over which f−1(U)→U is smooth by step 4.1. By [F26] there is a nonempty open V1⊆Y, contained in f(X), such that for every closed point y∈V1 the fibre f−1(y) is nonempty and of pure dimension r=m−n=dim⁡X−dim⁡Y; put V:=U∩V1, a nonempty open subset of the irreducible Y, hence dense [F9]. For a closed point y∈V, so that k(y)=k, the scheme-theoretic fibre Xy=X×YSpec⁡k(y) [F21] has underlying topological space f−1(y) by [F22], so Xy is nonempty. The classical fibre in [F26] is its closed-point space. Closed-point density [F28] identifies closed subsets and irreducible components of the scheme fibre with their classical traces, chart by chart, preserving strict chains and dimensions; nilpotents do not affect these spaces. Thus Xy has pure dimension r. For smoothness, the fibre product X×YU is represented by the open subscheme f−1(U)⊆X by [F23], and the universal property of fibre products [F24] gives a canonical isomorphism Xy≅f−1(U)×USpec⁡k(y); the projection on the right is the base change of the smooth morphism f−1(U)→U along Spec⁡k(y)→U, hence is smooth over k because locally standard smooth morphisms are stable under base change [F25]. Therefore every fibre Xy with closed y∈V is nonempty, smooth over k, and of pure dimension r=dim⁡X−dim⁡Y.

6.1F1F9F11F12F14F18F19F20F26step 1.2step 1.3step 2.1step 3.1step 4.1step 5.1given∎

Boundary and scope dispositions. Empty: in the non-dominant case f−1(U)=∅ and the empty morphism ∅→U is smooth vacuously (step 1.2); in the dominant case X and Y are nonempty because irreducible [F9], the open sets Yreg, U and V are nonempty by steps 1.3, 2.1 and 5.1, and the fibres over V are nonempty by step 5.1, so no empty-fibre convention is invoked in claim 2. Zero: the target dimension n=0 is admitted; then C=Z=∅, U=Yreg and the rank computation of step 3.1 reads 0≤rank⁡dxf0≤0, while the fibre clause gives a single fibre of pure dimension r=m; the relative dimension r=0 is likewise admitted in step 5.1, where smooth fibres of pure dimension zero are finite reduced k-schemes, and nothing in the argument divides by r. One: no step divides by a natural number, selects a basis, or requires a positive dimension, codimension, or number of equations; the cases n=1 with r=0 or r=1 are covered by the same steps 2.1 through 5.1. Degenerate: the smoothness of X is essential for claim 1 and is used through the critical-locus bound [F18] in step 2.1 and the submersion criterion [F20] in step 4.1; the constant cusp family X=Spec⁡k[x,y,z]/(y2−x3)→Ak1, (x,y,z)↦z, is a dominant morphism of irreducible classical varieties over k to a smooth target whose every fibre is the singular cusp, so that no nonempty open U has f−1(U)→U smooth, as recorded on the counterexample page of this pair. The target Y need not be smooth outside Yreg: for the fold f ⁣:Ak1→Ak1, t↦t2, the differential vanishes at 0, the fibre over 0 is the non-reduced Spec⁡k[ϵ]/(ϵ2), and U=Ak1∖{0} is the best possible dense open, while the constant morphism Ak1→Ak1 with value 0 has f−1(U)=∅ for U=Ak1∖{0}; the fibres of step 5.1 are not asserted to be irreducible or connected. Endpoints: the statement has no interval parameter; the boundary n=0 versus n≥1 is handled in step 2.1 through the convention dim⁡∅=−∞≤−1 of [F19] and the trivial lower bound in step 3.1, and the open sets U,V are dense but need not be all of Y, as the fold example shows; the generic fibre dimension is constant over V by construction and not merely bounded. Nonempty-choice: AC is declared as [F1] and enters exactly through the AC-assuming suppliers [F11] (density of the regular locus), [F12] (the classical regular-point tangent test), [F14] (regularity versus smoothness), [F18] (the critical-locus dimension bound), [F20] (the submersion criterion) [F26] (generic fibre dimension), and [F28] (closed-point density), cited at steps 1.3, 2.1, 3.1, 4.1 and 5.1; the finite-type verification of step 1.1, the fibre-product pasting and base-change smoothing of step 5.1, and the remaining linear algebra are choice-free, and no family of nonempty sets is selected anywhere. Biconditional directions: the statement asserts no equivalence, so the forward and reverse directions of a biconditional are not applicable; the two equivalences used in the proof — the submersion criterion [F20], applied in the direction "surjective differential at a classical point implies smoothness there" in step 4.1, and regularity-versus-smoothness [F14], applied in the direction "regular implies smooth" in step 1.3 for Yreg — are used only in those directions, and no converse of the theorem is claimed.

Source qualification

Vakil, Classes 51–52, §3.3, proves the corresponding target-open statement for a morphism f ⁣:X→Y of k-varieties with char⁡k=0 and X smooth: there is a dense open subset of Y over which the restricted morphism is smooth, with the explicit warning that the inverse image may be empty when f is not dominant; the proof restricts to the smooth locus of Y, removes the closure of the image of the rank-(n−1) locus using the §3.4 lemma, and then invokes the submersion criterion ("Hard Exercise 2.2") at every remaining closed point. The present theorem keeps the scaffold's hypotheses that X and Y are irreducible and makes the conclusion scheme-precise: the open set is produced by the authored critical-locus bound of this pair, the fibres in claim 2 are the scheme-theoretic fibres, and their smoothness is obtained from stability of locally standard smooth morphisms under base change rather than from a separate fibre-smoothness theorem. The second clause is the Bertini–Sard statement of Arapura, Theorem 5.4.2 (printed p. 34), which for a dominant morphism of nonsingular varieties over a field of characteristic 0 produces a nonempty open set of the target over which the fibres are nonsingular with surjective differentials at every point; Arapura does not state nonemptiness of the fibres, pure dimension, or the non-dominant case, and refers for its proof to Hartshorne III 10.7, which is not used here. Vakil's "for pedants" remark generalizes the hypotheses to morphisms of locally Noetherian schemes over Q; the statement above keeps the algebraically closed characteristic-0 form. The characteristic-0 hypothesis is essential: the Frobenius morphism on Ak1 in characteristic p has vanishing differential everywhere, and the constant cusp family over Ak1 shows that target-open generic smoothness fails without smoothness of the source; both are recorded on the counterexample page of this pair.

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