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Generic smoothness over a dense target open
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an algebraically closed field of characteristic , let and be irreducible classical varieties over (Classical algebraic prevarieties, regular maps, and varieties), and let be a morphism of classical varieties. Assume is smooth over , that is, the structure morphism is smooth in the locally-standard-smooth sense of Smooth morphisms via local standard smooth presentations (equivalently, since is perfect, is regular). Then:
- there is a dense open subvariety such that the restriction is a smooth morphism of finite-type -schemes; when is not dominant one may take with , the empty morphism being smooth;
- if in addition is dominant, there is a nonempty open (hence dense) such that for every closed point the scheme-theoretic fibre (Scheme-theoretic fibre) is nonempty, smooth over , and of pure dimension .
Neither nor is required to be smooth or flat, the fibres are not required to be irreducible or connected, and no statement is made about the size of or . The characteristic- hypothesis enters through the critical-locus dimension bound of Critical loci have small images in characteristic zero in claim 1 and through the perfectness of ; the failure of the target-open statement for a non-smooth source and the positive-characteristic failure of the corresponding source-side statement are recorded on the counterexample page of this pair.
Facts & Assumptions
Given: The Axiom of Choice; an algebraically closed field of characteristic ; irreducible classical varieties and over ; the hypothesis that is smooth in the sense of Smooth morphisms via local standard smooth presentations; and a morphism of classical varieties.
The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.
Classical algebraic prevarieties, regular maps, and varieties: a classical algebraic prevariety over is a quasi-compact locally ringed space with a structure sheaf of -algebras, covered by open subspaces isomorphic to affine models (polynomial zero sets, including empty and reducible ones), whose points have residue field canonically and whose sections are functions; principal opens form a basis of the topology, zero loci of regular functions are closed, a classical algebraic variety is a separated prevariety, and these definitions use no Axiom of Choice.
Smooth morphisms via local standard smooth presentations: for a finite-type morphism of -schemes, smoothness means that every source point has affine neighbourhoods on which the induced ring map is standard smooth at the prime of that point, where standard smoothness at a prime allows a further principal shrinking; the condition is imposed at every source point and is local on the source and on the target.
Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: a -algebra is of finite type when it is generated by finitely many elements, so a finite-type -algebra contained in a field or ring with is generated as an -algebra by the same finite list.
Locally finite type and finite type morphisms: a morphism is locally of finite type when it is described on affine charts by finite-type ring maps, and of finite type when it is locally of finite type and quasi-compact.
Classical varieties have finite irreducible decompositions: every classical variety is Noetherian and has finitely many irreducible components; every open or closed subvariety has a finite affine cover; open subsets of a Noetherian space are quasi-compact.
Global and local dimension of classical varieties: for a classical variety and a closed point , is the maximum of the dimensions of the irreducible components containing , while is its chain dimension; for irreducible one has at every point.
Nonempty opens preserve irreducible dimension: if is a nonempty open of an irreducible classical variety , then , and every proper closed subvariety has .
Irreducibility via nonempty open subsets, connectedness and open subspaces: an irreducible space is nonempty and every nonempty open subset of it is dense and irreducible.
Interior, closure, boundary, exterior, derived set and isolated point in a topological space: the closure is the smallest closed superset of , and is closed if and only if .
Dense regular loci on every component: for a reduced -scheme of finite type over a perfect field, the regular locus is open, its intersection with every irreducible component is a dense open subset of that component, and whenever .
Regular and singular loci: for a locally Noetherian scheme, ; for a reduced classical finite-type space over an algebraically closed field and a closed point , one has if and only if .
Fields of characteristic zero, finite fields, and algebraically closed fields are perfect: every field of characteristic zero is perfect, and every algebraically closed field is perfect.
Regular equals smooth over a perfect field: under AC, for a perfect field and a finite-type -scheme , is regular (every local ring is regular local) if and only if is smooth in the local-standard-smooth sense.
Affine open subschemes: for a scheme and open , the open subscheme is , with the restricted structure sheaf.
The stalk of a presheaf at a point: the stalk at a point is the filtered colimit of the sections over open neighbourhoods of that point; the neighbourhoods contained in an open are cofinal, so canonically for .
Every nonempty principal open is a classical affine variety: under AC, for an affine variety and , the principal open is an affine variety with coordinate ring canonically .
Critical loci have small images in characteristic zero: under AC, for algebraically closed of characteristic , smooth classical varieties and over , a morphism and , the set is closed in and , the closure being taken in .
Chain dimension and the empty-space convention: for a Noetherian topological space, is the supremum of the lengths of strict chains of nonempty irreducible closed subsets; the empty space has .
The submersion criterion between smooth varieties: under AC, for smooth classical varieties over algebraically closed whose structure morphisms are smooth, a finite-type morphism and a classical point , the morphism is smooth at if and only if is surjective.
Scheme-theoretic fibre: for a morphism and a point , the scheme-theoretic fibre is , viewed as a -scheme; empty fibres are allowed.
Points and topology of a fibre: for and , the projection is a homeomorphism onto with the subspace topology and preserves residue fields.
Restricting fibre products to open subschemes: for and an open , the open subscheme represents the fibre product .
Existence of all scheme fibre products: fibre products of schemes exist with their universal property, so iterated fibre products over compatible bases are canonically isomorphic.
Base change and composition of standard smooth presentations: a standard smooth algebra remains standard smooth after arbitrary base change of the base ring, and locally standard smooth morphisms are stable under arbitrary base change of the base ring; this uses no Axiom of Choice.
Fibres have pure expected dimension over a dense open: for a dominant morphism between irreducible classical varieties there is a nonempty open , contained in , such that every fibre with is nonempty and has pure dimension .
Irreducible classical varieties and integral separated finite-type schemes: the closed-point construction and its inverse give an equivalence between irreducible classical -varieties and integral finite-type -schemes satisfying the affine-overlap separation condition, each original point being identified with its singleton; classical points correspond to closed points, and classical regular maps to scheme -morphisms.
In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum: under AC, every nonempty closed subset of the spectrum of a finite-type algebra over a field contains a closed point; closed points are dense in each closed subset.
Proof
Setup and conventions. By [F2] the classical varieties and are quasi-compact locally ringed spaces over covered by affine models, every point of either is a closed point with residue field , polynomial principal opens form a basis of the topology, and their structure sheaves are sheaves of -valued functions; by [F27] the irreducible classical varieties and correspond to integral, hence reduced, finite-type -schemes and to a -morphism of those schemes; they are Noetherian by [F6]. Write and [F7]. The field is perfect by [F13], and by hypothesis the structure morphism is smooth [F3], so [F14] makes regular. Every -morphism of finite-type -schemes is of finite type: on affine charts and with , the algebra is generated as an -algebra by finitely many -algebra generators [F4], so is locally of finite type [F5], and it is quasi-compact because is Noetherian, so that every open subset of is quasi-compact [F5, F6]; the same argument applies to the restriction of to any open subvariety of .
The non-dominant case. Suppose is not dominant, so the closure is a closed subset of with [F10]. Its complement is open and nonempty, and it is dense in because a nonempty open subset of the irreducible space is dense [F9]; moreover , so . The empty morphism is smooth by [F3], the standard-smooth condition being imposed at every source point and the empty source having none; the empty scheme is a classical variety and the morphism is of finite type because its source is quasi-compact. Thus claim 1 holds in this case with this .
The dominant case: reduction to the regular locus of the target. Suppose now that is dominant. The regular locus [F12] of , a reduced finite-type -scheme over the perfect field [F27], is a nonempty open subset of whose intersection with every irreducible component of is dense open in that component [F11]; since is irreducible, is nonempty, open and dense, hence irreducible [F9], and [F8]. At every the local ring is regular [F12, F15, F16], and is of finite type over the perfect field [F2, F13], so is smooth by [F14]. The open subvariety is itself a classical variety over : it is quasi-compact because is Noetherian [F6], and its intersections with the affine models of are covered by principal opens, which are affine models by [F17]. Similarly is an open subvariety of , hence a classical variety over , it is nonempty because the dense subset meets the nonempty open set [F9, F10], it is irreducible with [F8, F9], and its structure morphism is smooth by locality on the source [F3]. The restriction is a finite-type morphism of classical varieties: on affine charts and with the algebra is generated as an -algebra by finitely many -algebra generators [F4, F5], and is quasi-compact because is Noetherian, so that every open subset of is quasi-compact [F5, F6].
The rank- locus and the open set. Let . If , then [F18] applied to the morphism of smooth classical varieties with shows that is closed in and that the closed subvariety satisfies ; if , then because ranks are nonnegative, so and [F19]. In either case : when because by step 1.3, and when because while by step 1.3. Put ; then is open in and in , it is nonempty because , and it is dense in because a nonempty open subset of the irreducible space is dense [F9]. Also is a nonempty open subvariety of because is dominant and is nonempty open [F9, F10].
The rank equals on . Let be a classical closed point of , so and by step 2.1. Then , so by the definition of ; on the other hand because is a -linear map into that finite-dimensional space. Since is a regular point of the classical variety we have [F12], and since is irreducible of dimension [step 1.3] this equals [F7, F8]. Hence , and is surjective.
From closed points to every scheme point. At each classical closed point the morphism is between smooth classical varieties with their smooth scheme structures and is of finite type by step 1.3. Its differential is surjective by step 3.1, so [F20] gives smoothness at . Restricting over preserves this local property by [F3]; hence is smooth at every closed point. Let be the scheme smooth locus of . It is open: a standard smooth presentation after principal shrinking, as in [F3], witnesses smoothness at every prime of that shrinking, since its Jacobian minor is a unit there. If were nonempty, intersect it with an affine chart of the finite-type scheme . The intersection is a nonempty closed subset, and [F28] gives a closed point of that chart in it. By [F27] this is a classical point of , contrary to the closed-point conclusion just proved. Thus , and is smooth at every scheme point. This proves claim 1.
The fibres over the further open set. Suppose is dominant and let be the dense open set of step 2.1, over which is smooth by step 4.1. By [F26] there is a nonempty open , contained in , such that for every closed point the fibre is nonempty and of pure dimension ; put , a nonempty open subset of the irreducible , hence dense [F9]. For a closed point , so that , the scheme-theoretic fibre [F21] has underlying topological space by [F22], so is nonempty. The classical fibre in [F26] is its closed-point space. Closed-point density [F28] identifies closed subsets and irreducible components of the scheme fibre with their classical traces, chart by chart, preserving strict chains and dimensions; nilpotents do not affect these spaces. Thus has pure dimension . For smoothness, the fibre product is represented by the open subscheme by [F23], and the universal property of fibre products [F24] gives a canonical isomorphism ; the projection on the right is the base change of the smooth morphism along , hence is smooth over because locally standard smooth morphisms are stable under base change [F25]. Therefore every fibre with closed is nonempty, smooth over , and of pure dimension .
Boundary and scope dispositions. Empty: in the non-dominant case and the empty morphism is smooth vacuously (step 1.2); in the dominant case and are nonempty because irreducible [F9], the open sets , and are nonempty by steps 1.3, 2.1 and 5.1, and the fibres over are nonempty by step 5.1, so no empty-fibre convention is invoked in claim 2. Zero: the target dimension is admitted; then , and the rank computation of step 3.1 reads , while the fibre clause gives a single fibre of pure dimension ; the relative dimension is likewise admitted in step 5.1, where smooth fibres of pure dimension zero are finite reduced -schemes, and nothing in the argument divides by . One: no step divides by a natural number, selects a basis, or requires a positive dimension, codimension, or number of equations; the cases with or are covered by the same steps 2.1 through 5.1. Degenerate: the smoothness of is essential for claim 1 and is used through the critical-locus bound [F18] in step 2.1 and the submersion criterion [F20] in step 4.1; the constant cusp family , , is a dominant morphism of irreducible classical varieties over to a smooth target whose every fibre is the singular cusp, so that no nonempty open has smooth, as recorded on the counterexample page of this pair. The target need not be smooth outside : for the fold , , the differential vanishes at , the fibre over is the non-reduced , and is the best possible dense open, while the constant morphism with value has for ; the fibres of step 5.1 are not asserted to be irreducible or connected. Endpoints: the statement has no interval parameter; the boundary versus is handled in step 2.1 through the convention of [F19] and the trivial lower bound in step 3.1, and the open sets are dense but need not be all of , as the fold example shows; the generic fibre dimension is constant over by construction and not merely bounded. Nonempty-choice: AC is declared as [F1] and enters exactly through the AC-assuming suppliers [F11] (density of the regular locus), [F12] (the classical regular-point tangent test), [F14] (regularity versus smoothness), [F18] (the critical-locus dimension bound), [F20] (the submersion criterion) [F26] (generic fibre dimension), and [F28] (closed-point density), cited at steps 1.3, 2.1, 3.1, 4.1 and 5.1; the finite-type verification of step 1.1, the fibre-product pasting and base-change smoothing of step 5.1, and the remaining linear algebra are choice-free, and no family of nonempty sets is selected anywhere. Biconditional directions: the statement asserts no equivalence, so the forward and reverse directions of a biconditional are not applicable; the two equivalences used in the proof — the submersion criterion [F20], applied in the direction "surjective differential at a classical point implies smoothness there" in step 4.1, and regularity-versus-smoothness [F14], applied in the direction "regular implies smooth" in step 1.3 for — are used only in those directions, and no converse of the theorem is claimed.
Source qualification
Vakil, Classes 51–52, §3.3, proves the corresponding target-open statement for a morphism of -varieties with and smooth: there is a dense open subset of over which the restricted morphism is smooth, with the explicit warning that the inverse image may be empty when is not dominant; the proof restricts to the smooth locus of , removes the closure of the image of the rank- locus using the §3.4 lemma, and then invokes the submersion criterion ("Hard Exercise 2.2") at every remaining closed point. The present theorem keeps the scaffold's hypotheses that and are irreducible and makes the conclusion scheme-precise: the open set is produced by the authored critical-locus bound of this pair, the fibres in claim 2 are the scheme-theoretic fibres, and their smoothness is obtained from stability of locally standard smooth morphisms under base change rather than from a separate fibre-smoothness theorem. The second clause is the Bertini–Sard statement of Arapura, Theorem 5.4.2 (printed p. 34), which for a dominant morphism of nonsingular varieties over a field of characteristic produces a nonempty open set of the target over which the fibres are nonsingular with surjective differentials at every point; Arapura does not state nonemptiness of the fibres, pure dimension, or the non-dominant case, and refers for its proof to Hartshorne III 10.7, which is not used here. Vakil's "for pedants" remark generalizes the hypotheses to morphisms of locally Noetherian schemes over ; the statement above keeps the algebraically closed characteristic- form. The characteristic- hypothesis is essential: the Frobenius morphism on in characteristic has vanishing differential everywhere, and the constant cusp family over shows that target-open generic smoothness fails without smoothness of the source; both are recorded on the counterexample page of this pair.
Depends on
- In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum
- Fields of characteristic zero, finite fields, and algebraically closed fields are perfect
- Affine open subschemes
- The Axiom of Choice
- Classical algebraic prevarieties, regular maps, and varieties
- Global and local dimension of classical varieties
- Chain dimension and the empty-space convention
- Subalgebra generated by a subset, algebras of finite type, and module-finite algebras
- Interior, closure, boundary, exterior, derived set and isolated point in a topological space
- Locally finite type and finite type morphisms
- Scheme-theoretic fibre
- Regular and singular loci
- Smooth morphisms via local standard smooth presentations
- The stalk of a presheaf at a point
- Classical varieties have finite irreducible decompositions
- Critical loci have small images in characteristic zero
- Nonempty opens preserve irreducible dimension
- Restricting fibre products to open subschemes
- Irreducibility via nonempty open subsets, connectedness and open subspaces
- Points and topology of a fibre
- The submersion criterion between smooth varieties
- Base change and composition of standard smooth presentations
- Every nonempty principal open is a classical affine variety
- Irreducible classical varieties and integral separated finite-type schemes
- Existence of all scheme fibre products
- Fibres have pure expected dimension over a dense open
- Dense regular loci on every component
- Regular equals smooth over a perfect field
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Sources
- Ravi Vakil, MATH 216 (2005-06), Classes 51-52, §3.3, Theorem 3.3 (generic smoothness in the target) with proof (standard reference, not scraped)
- Donu Arapura, Notes on Basic Algebraic Geometry, Theorem 5.4.2 (Bertini-Sard), printed p. 34 (standard reference, not scraped)