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Critical loci have small images in characteristic zero
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an algebraically closed field of characteristic , let and be smooth classical varieties over , so that their structure morphisms and are smooth in the sense of Smooth morphisms via local standard smooth presentations, and let be a morphism of classical varieties. For a classical point of the residue field is , and the differential of Differentials, open restriction, and the chain rule is a -linear map. For define the set of classical points of at which that differential has rank at most . Then:
- is closed in ; explicitly, is the set of classical points of a closed subvariety of the smooth classical variety ;
- , where the closure is taken in the classical variety and is the dimension of Global and local dimension of classical varieties.
Neither irreducibility, connectedness, equidimensionality nor nonemptiness of or of is assumed, and the empty case is permitted. The characteristic- hypothesis is used only for claim 2: claim 1 holds over any algebraically closed field.
Facts & Assumptions
Given: The Axiom of Choice; an algebraically closed field of characteristic ; smooth classical varieties and over ; a morphism ; an integer .
The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.
Smooth morphisms via local standard smooth presentations: a morphism of finite-type -schemes is smooth when every source point has affine neighbourhoods on which the induced ring map has a standard smooth presentation at the prime of that point; the condition is local on the source and on the target, and the definition assumes AC.
Standard smooth presentations and locally standard smooth maps: a standard smooth presentation of an -algebra is an isomorphism with an invertible Jacobian minor; the invertible minor may be assumed to occupy the first columns, a further principal localisation may be absorbed into the presentation, and the relative dimension is .
Irreducible classical varieties and integral separated finite-type schemes: under AC the closed-point construction and its inverse give an equivalence between irreducible classical -varieties and integral finite-type -schemes, each original point being identified with its singleton, so classical points correspond to closed points.
Classical algebraic prevarieties, regular maps, and varieties: a classical algebraic prevariety over is covered by affine models whose points have residue field canonically ; a classical algebraic variety is a separated prevariety; polynomial principal opens form a basis of the topology; these definitions use no Axiom of Choice.
Classical varieties have finite irreducible decompositions: every classical variety is Noetherian and has finitely many irreducible components; every open or closed subvariety has a finite affine cover.
Every nonempty principal open is a classical affine variety: under AC, for an affine variety and , the principal open is an affine variety with coordinate ring canonically .
Classical affine morphisms are contravariantly equivalent to coordinate-ring homomorphisms and Affine schemes are contravariantly equivalent to commutative rings: pullback gives a natural bijection between morphisms of affine algebraic sets and -algebra maps of their coordinate rings, and a ring map corresponds contravariantly to a morphism ; an affine classical variety is thus described by its coordinate ring and its spectrum.
The coordinate ring of a classical affine algebraic set: for an affine algebraic set the coordinate ring is ; it is reduced and generated as a -algebra by the finitely many coordinate classes.
Differentials, open restriction, and the chain rule: at -rational points the differential is the dual of the induced cotangent map, it is functorial under composition, and every -open immersion induces an isomorphism on tangent spaces at each rational point.
The intrinsic Zariski tangent space: is the dual of ; for a -scheme locally of finite type it is finite-dimensional, and at a -rational point the intrinsic and relative tangent spaces agree.
Cotangent space at a rational point: at a -rational point of a -scheme, the map , , is an isomorphism of -vector spaces, natural in the pair .
Jacobian presentation of Ω: for and with , the module is the cokernel of the -linear map whose -th column is the vector of partial derivatives ; in particular is generated by .
Relative differential-rank condition: if is a standard smooth -algebra with presentation whose leading Jacobian minor maps to a unit of , then is free of rank , and in the computation the localising isomorphism , , restricted to the complementary coordinates is the identity; accordingly the images of the differentials of the free coordinates form a -basis of .
Localization, base change and functoriality of differentials: an -algebra homomorphism induces a canonical -linear functoriality map , .
Change of rings: : for a ring homomorphism , a right -module and a left -module there is a natural isomorphism .
Assuming choice, and ; in finite dimensions : for a linear map of finite-dimensional vector spaces, .
[algebra] Field linear algebra. For a matrix over a field, its rank is at most if and only if every minor vanishes; for composable linear maps , and if is injective then ; the dual of a surjective linear map is injective; and the rank of a linear map equals the rank of any matrix of it whose selected source vectors generate the source and whose selected target vectors form a basis.
[algebra] Quotients of local rings. If is a local ring and an ideal, then is local with maximal ideal and ; hence the natural map is surjective.
The local ring at a point of an affine variety is the localization at its maximal ideal: under AC, for a classical affine variety over an algebraically closed field and , there is a canonical isomorphism of local rings .
Localisation commutes with kernels images and cokernels: for an -module homomorphism , localisation identifies .
Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals: under AC, for the radical ideals of correspond bijectively to the closed subsets of ; points correspond to maximal ideals, and a closed subvariety has coordinate ring .
Global and local dimension of classical varieties: for a classical variety with irreducible components and a closed point one has , while is its chain dimension.
Chain dimension and the empty-space convention: for a Noetherian topological space, is the supremum of the lengths of strict chains of nonempty irreducible closed subsets of , and .
Dimension of a finite closed union: if a Noetherian space is a finite union of closed subsets , then , with both sides for .
Interior, closure, boundary, exterior, derived set and isolated point in a topological space: the closure is the smallest closed superset of , and is closed if and only if .
Regular and singular loci: for a reduced classical finite-type space over an algebraically closed field and a closed point , one has if and only if ; this classical component-dimension test assumes AC.
A dominant map has a surjective differential on a dense source open: under AC, for algebraically closed of characteristic and a dominant morphism of irreducible classical varieties, the set is a nonempty open subset of with and surjective at every closed point .
Dominant classical morphisms and rational maps: a morphism is dominant when the closure of its image is the target; for morphisms of varieties this is density of the image.
Irreducibility via nonempty open subsets, connectedness and open subspaces: an irreducible space is nonempty and every nonempty open subspace of it is irreducible.
Existence and basic properties of irreducible components: under AC, the closure of an irreducible subset is irreducible.
[topology] The continuous image of an irreducible space is irreducible: the inverse image of a finite closed cover of the image is a finite closed cover of the source.
Proof
Setting. By [F2] the structure morphisms of and are smooth, so every point of either variety has an affine neighbourhood carrying a standard smooth presentation [F3]; by [F4] the classical points of are its closed points and have residue field , and by [F5] the classical varieties have the affine-model topology with residue field , principal opens forming a basis. For a classical point of the differential is the dual of the induced cotangent map [F10] and is the finite-dimensional dual of [F11]. Define . We prove (1) that is closed in , and (2) that .
Charts at a prescribed point. Let . The structure morphism of is smooth, so [F2] provides an affine neighbourhood of whose coordinate ring is standard smooth after a principal shrinking; [F6] supplies finite affine covers of and of , [F5] lets us shrink to a principal open contained in any prescribed open neighbourhood, [F7] makes principal opens affine, and [F3] absorbs the principal shrinking into the presentation. Choose in this way an affine chart containing , where is standard smooth over , and an affine chart containing with and standard smooth over ; write with leading Jacobian minor mapping to a unit of , and . Let be coordinate classes generating as a -algebra [F9].
Free differentials on the chart. By [F13] the module is the cokernel of the transposed Jacobian map of the presentation of , and since the leading minor is invertible, [F14] shows that this cokernel is free with -basis the images of the differentials of the free coordinates . For a closed point , [F12] identifies with naturally, so that by [F11], and the open immersion identifies with and with [F10].
The pullback matrix. Let be the -algebra map induced by , under the correspondence of [F8]. By [F15] there is a canonical -linear functoriality map , ; by [F13] the differentials generate the -module , so their images generate . Since is a -basis of [F14], there are unique regular functions with denote by the resulting matrix over .
Rank identity on the chart. For every closed point with one has , where is the matrix over obtained by reducing the entries of modulo ; more precisely the two ranks equal the rank of the fibre . Indeed, the cotangent map corresponds under the natural isomorphisms of [F12] to — the source is identified with by [F16] — and is the dual of by [F10], hence has the same rank as by [F17] because these spaces are finite-dimensional [F11]; moreover , the elements generate the source over [F13], and is a -basis of the target [F14], so by [F18] the rank of is the rank of the matrix ; finally because and are open immersions inducing tangent isomorphisms [F10].
Decomposition into components. As a closed subvariety of , the set is Noetherian with finitely many irreducible components [F6]; each is an irreducible closed subvariety of , hence an irreducible classical variety. The image is irreducible as the continuous image of an irreducible space [F32], so its closure in is an irreducible closed subvariety of , i.e. an irreducible classical variety [F31]; the induced morphism is dominant because is dense in [F29].
Generic surjectivity on a component. Fix . By [F28] applied to the dominant morphism of irreducible classical varieties there is a nonempty open subset with and with surjective at every closed point ; in particular . Choose a point , which is possible because is nonempty [F30], and put .
Closed subvarieties have injective differentials. Let be the inclusion of a closed subvariety of an affine chart of , with vanishing ideal , so that [F9, F22], and let be a point. Then by [F20] and [F21], the maximal ideal of this quotient is with , and by [F19]; hence the natural map is surjective [F19], and its dual is injective [F18]. By [F10] that dual is exactly the differential of the inclusion, so is injective.
Determinantal description and local closedness. Let be a closed point. Since the entries are the images of the regular functions under , the minors of are the images of the corresponding minors of ; by [F18] the inequality holds if and only if every one of those minors vanishes. By step 1.5 this says if and only if every minor of lies in . Let be the ideal generated by all these minors; by [F22] the closed subvariety has as its points exactly the maximal ideals of containing , which are precisely the closed points with . Hence is closed in .
Rank comparison. Let and be the affine charts around and with constructed in step 1.2; note . The restrictions and are closed subvarieties of these affine charts [F5] with inclusion differentials that, under the open-immersion tangent isomorphisms , , and [F10], are the differentials and of the closed inclusions and ; by step 1.8 both and are injective. The chain rule of [F10] applied to the identity gives ; since is injective, [F18] yields . As we have , so .
Global closedness. The charts produced by step 1.2, as ranges over the classical points of , cover ; by step 2.1 each is closed in , hence is open: a point lies in one of these charts , and is an open neighbourhood of contained in . By [F26] the set therefore equals its closure in and is a closed subset of the classical variety ; with the reduced structure induced from it is a closed subvariety of [F5], which is claim 1.
Dimension of the image of each component. By step 1.7 the differential is surjective, so by [F18] Since and is irreducible, [F27] gives , and [F23] gives . Therefore by step 2.2.
Assembling the closure. Since , one has . The finite union of the closed sets is closed and contains , so by [F26]; conversely each is contained in because and is closed [F26]. Hence , a finite union of closed subsets of the Noetherian space [F6]; by [F25] its dimension is , which is at most by step 3.2, and for , when the list is empty, both the maximum and are by [F24], which is at most . This is claim 2.
Boundary and scope dispositions. Empty: and may be empty or reducible, and no irreducibility is assumed; for the set is empty and closed and by [F24], while for also because a morphism into the empty scheme has empty source. Zero: is allowed, and then consists of the points where the differential vanishes; the relative dimension of step 1.2 is allowed, in which case by [F14], the matrix has no rows, its rank is , and for every with when is a point. One: nothing in the argument divides by a natural number or requires a positive relative dimension or a positive number of coordinate functions; for , when is a single point, the matrix has no columns, and , in agreement with claim 2. Degenerate: the smoothness of in claim 1 is essential and cannot be dropped — for the singular closed subvariety , the morphism , , has for every while , so the corresponding is the punctured -axis, not closed; reducible and disconnected smooth are nevertheless allowed, and claim 2 does not use the smoothness of , the argument for it needing only the local presentation of with coordinate functions generating its coordinate ring. Endpoints: the integer ranges over with no upper bound, and claim 2 is trivial for since ; the marginal case with is covered by the empty-list convention of step 4.1, while the case in which is a single point is covered because the surjectivity conclusion of [F28] persists at every closed point of . Nonempty-choice: AC is declared as [F1] and is used exactly through the AC-assuming suppliers [F4] (classical-scheme dictionary), [F6] (finite component decompositions), [F7] (principal opens), [F20] (local rings), [F22] (Nullstellensatz correspondence), [F27] (regular-point tangent criterion), [F28] (generic differential surjectivity) and [F31] (closures of irreducible sets), cited at steps 1.1, 1.2, 1.6, 1.7, 1.8 and 4.1; the chart, matrix, determinantal and rank-comparison computations of steps 1.3, 1.4, 1.5, 2.1, 2.2 and the local-ring duality of step 1.8 are choice-free, and no family of nonempty sets is selected anywhere. Biconditional directions: the statement asserts no equivalence, so the forward and reverse directions of a biconditional are not applicable; the only equivalence used inside the proof is the determinantal criterion of [F18], applied in step 2.1 in the direction "all -minors vanish implies rank at most " and conversely, and the cotangent isomorphisms of [F12] are used only through their naturality.
Source qualification
Vakil, Classes 51-52, §3.4 proves the corresponding statement for morphisms of finite-type -schemes over an algebraically closed (or at least perfect) field of characteristic : the locus where the rank of the tangent map is at most is a closed subset, and the dimension of the image of is at most ; the proof replaces the source by an irreducible component of and the target by the closure of the image of that component, and then applies generic smoothness on the source together with the linear-algebra observation that restricting a linear map to subspaces cannot increase its rank. The present lemma keeps the smoothness of and from the section's standing hypotheses: the source's assertion that the critical locus is cut out by determinantal equations is not available for an arbitrary singular source — the degenerate case recorded in step 5.1 shows this — so claim 1 is proved here from the standard smooth charts of , on which the differential is described by regular functions, and the rank comparison of step 1.8 supplies the subspace step of the source's reduction directly. The argument uses the smoothness of only to choose a local presentation with coordinate functions generating its coordinate ring, so the same proof covers an arbitrary classical . Characteristic enters only through A dominant map has a surjective differential on a dense source open in step 1.7; claim 1 is characteristic-free. The determinantal closedness of step 2.1 is the classical Jacobian-minor computation (Milne, Algebraic Geometry, §4d, Definition 4.22, in the equation-row convention) applied on the charts, and the local-ring duality of step 1.8 replaces the source's implicit identification of the tangent space of a closed subvariety with a subspace of the tangent space of the ambient variety.
Depends on
- Change of rings: $N\otimes_RM\cong N\otimes_S(S\otimes_RM)$
- Jacobian presentation of Ω
- Localisation commutes with kernels images and cokernels
- Standard smooth presentations and locally standard smooth maps
- The Axiom of Choice
- The coordinate ring of a classical affine algebraic set
- Classical algebraic prevarieties, regular maps, and varieties
- Dominant classical morphisms and rational maps
- Global and local dimension of classical varieties
- Chain dimension and the empty-space convention
- Interior, closure, boundary, exterior, derived set and isolated point in a topological space
- Regular and singular loci
- Smooth morphisms via local standard smooth presentations
- Relative differential-rank condition
- The intrinsic Zariski tangent space
- Localization, base change and functoriality of differentials
- Classical varieties have finite irreducible decompositions
- Dimension of a finite closed union
- A dominant map has a surjective differential on a dense source open
- Irreducibility via nonempty open subsets, connectedness and open subspaces
- Existence and basic properties of irreducible components
- Differentials, open restriction, and the chain rule
- Affine schemes are contravariantly equivalent to commutative rings
- Classical affine morphisms are contravariantly equivalent to coordinate-ring homomorphisms
- Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals
- Every nonempty principal open is a classical affine variety
- Irreducible classical varieties and integral separated finite-type schemes
- Cotangent space at a rational point
- The local ring at a point of an affine variety is the localization at its maximal ideal
- Assuming choice, $\ker T^*=(\operatorname{im}T)^\circ$ and $\operatorname{im}T^*=(\ker T)^\circ$; in finite dimensions $\operatorname{rank}T^*=\operatorname{rank}T$
Used by
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Sources
- Ravi Vakil, MATH 216 (2005-06), Classes 51-52, §3.4 (Lemma on the dimension of the critical image) with proof (standard reference, not scraped)