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Generic smoothness on the source

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let k be an algebraically closed field of characteristic 0, let X and Y be irreducible classical varieties over k, and let f ⁣:X→Y be a dominant morphism. Regard X and Y as integral finite-type k-schemes under Irreducible classical varieties and integral separated finite-type schemes, let Xreg,Yreg be their regular loci (Regular and singular loci), and let U=Xreg∩f−1(Yreg)∩D(H) be the nonempty open subset of X produced by A dominant map has a surjective differential on a dense source open, so that f(U)⊆Yreg and dxf is surjective at every closed point x∈U.

Then there are a nonempty affine open subvariety V⊆U of X — explicitly a nonempty principal open DX0(h′) of an affine chart X0 of X — and a nonempty affine open subvariety W⊆Yreg — a nonempty principal open of an affine chart of Y — such that:

  1. f(V)⊆W, and V→Spec⁡k and W→Spec⁡k are smooth, so that V and W are smooth affine classical varieties over k;
  2. the restriction f∣V ⁣:V→W is a morphism of finite type and is smooth in the sense of Smooth morphisms via local standard smooth presentations: it is locally standard smooth at every point of V; consequently the restriction f∣V ⁣:V→Y (equivalently V→Yreg) is smooth as well.

In particular f is smooth at every point of the nonempty open subset V of its source. Neither X nor Y is assumed smooth outside its regular locus, and the target-side statement — a dense open subset of Y over which the source is smooth — is not asserted here: it requires a smooth source and fails without that hypothesis.

Facts & Assumptions

Given: The Axiom of Choice; an algebraically closed field k of characteristic 0; irreducible classical varieties X and Y over k; a dominant morphism f ⁣:X→Y; and the open subset U=Xreg∩f−1(Yreg)∩D(H) supplied by [F3].

[F1]

The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.

[F2]

Irreducible classical varieties and integral separated finite-type schemes: under AC the closed-point construction and its inverse give an equivalence between irreducible classical k-varieties and integral finite-type k-schemes satisfying the affine-overlap separation condition, each original point being identified with its singleton; classical points correspond to closed points, and classical regular maps to scheme k-morphisms.

[F3]

A dominant map has a surjective differential on a dense source open: under AC, for k algebraically closed of characteristic 0 and f ⁣:X→Y dominant between irreducible classical varieties, the set U=Xreg∩f−1(Yreg)∩D(H) for a nonempty affine chart Spec⁡S⊆X over an affine chart Spec⁡R⊆Y and 0≠H∈S is a nonempty open subset of X with U⊆Xreg, f(U)⊆Yreg, and dxf ⁣:TxX→Tf(x)Y surjective at every closed point x∈U.

[F4]

Regular and singular loci: for a locally Noetherian scheme X, Xreg={x∈∣X∣:OX,x is a regular local ring}.

[F5]

Affine open subschemes: for a scheme X and open U⊆X, the open subscheme is (U,OX∣U), with the restricted structure sheaf.

[F6]

The stalk of a presheaf at a point: the stalk at x is the filtered colimit of the sections over open neighbourhoods of x; the neighbourhoods of x contained in an open U∋x are cofinal, so for the restricted sheaf OU,x≅OX,x canonically.

[F7]

Regular points of locally Noetherian schemes: a point x of a locally Noetherian scheme is regular exactly when OX,x is a regular local ring; this is absolute regularity of the local ring.

[F8]

Fields of characteristic zero, finite fields, and algebraically closed fields are perfect: every field of characteristic zero is perfect, and every algebraically closed field is perfect.

[F9]

Regular equals smooth over a perfect field: under AC, for a perfect field k and a finite-type k-scheme X, X is regular (every local ring OX,x is regular) if and only if X→Spec⁡k is smooth in the local-standard-smooth sense.

[F10]

Classical algebraic prevarieties, regular maps, and varieties: a classical algebraic prevariety over an algebraically closed k is a quasi-compact locally ringed space with a sheaf of k-algebras covered by open subspaces isomorphic to affine models (polynomial zero sets, including empty and reducible ones), whose points have residue field canonically k; a classical algebraic variety is a separated prevariety; polynomial principal opens form a basis of the topology; zero loci of regular functions are closed. These definitions use no Axiom of Choice.

[F11]

Classical varieties have finite irreducible decompositions: every classical variety is Noetherian and has finitely many irreducible components; every open or closed subvariety has a finite affine cover.

[F12]

Irreducibility via nonempty open subsets, connectedness and open subspaces: a nonempty open subspace of an irreducible space is irreducible; an irreducible space is nonempty.

[F13]

Every nonempty principal open is a classical affine variety: under AC, for an affine variety X and 0≠h∈A=k[X], the principal open DX(h), with its regular functions, is isomorphic to the closed graph Z={(x,t)∈X×k:th(x)=1}; its coordinate ring is canonically A[T]/(Th−1)≅Ah, a nonzero domain, and DX(h) is affine.

[F14]

The coordinate ring of a classical affine algebraic set: for an affine algebraic set X⊆kn, k[X]=k[x1,…,xn]/I(X) is reduced and generated as a k-algebra by the finitely many coordinate classes.

[F15]

Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals: under AC, J↦V(J) and X↦I(X) are inverse inclusion-reversing bijections between radical ideals and algebraic sets; nonempty irreducible algebraic sets correspond precisely to proper prime ideals, and points to maximal ideals.

[F16]

The closed points of the prime spectrum are exactly the maximal ideals: under AC, for a commutative ring R and p∈Spec⁡R, the singleton {p} is closed if and only if p is a maximal ideal.

[F17]

In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum: under AC, for a finite-type k-algebra A and a closed subset Z⊆Spec⁡A, every nonempty open subset of Z contains a closed point of Spec⁡A.

[F18]

The submersion criterion between smooth varieties: under AC, for smooth classical varieties X,Y over algebraically closed k whose structure morphisms are smooth, and a finite-type morphism f ⁣:X→Y, at a classical closed point x with y=f(x) the morphism f is smooth at x if and only if dxf ⁣:TxX→TyY is surjective.

[F19]

Differentials, open restriction, and the chain rule: at k-rational points the differential is the dual of the induced cotangent map and is functorial under composition; every k-open immersion induces an isomorphism on tangent spaces at each rational point.

[F20]

Smooth morphisms via local standard smooth presentations: a finite-type k-scheme morphism is smooth if at every source point there are affine neighbourhoods for which the induced ring map has a standard smooth presentation after principal shrinking; the condition is local on the source and on the target.

[F21]

Standard smooth presentations and locally standard smooth maps: a standard smooth presentation of an R-algebra S is an isomorphism S≅(R[x1,…,xn]/(f1,…,fc))g whose Jacobian matrix has a c×c minor that is a unit in S; standard smoothness at a prime holds after localizing at an element outside that prime, and a further principal localization may be absorbed into the presentation.

[F22]

The intrinsic Zariski tangent space: TxX is the dual of mx/mx2; for a locally finite-type k-scheme it is finite-dimensional over κ(x).

[F23]

Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: R[a1,…,an] is the smallest R-subalgebra containing the ai, and an R-algebra is of finite type exactly when it is generated by finitely many elements.

[F24]

Locally finite type and finite type morphisms: a morphism is locally of finite type when locally on affine charts the ring maps are of finite type, and of finite type when it is locally of finite type and quasi-compact.

Proof

technique · direct
1.1F2F3F4F8given

The field k is perfect by [F8]. By [F2] the varieties X and Y are integral finite-type k-schemes with f a k-morphism; the regular loci Xreg,Yreg are defined by [F4], and by [F3] the set U=Xreg∩f−1(Yreg)∩D(H) is a nonempty open subset of X contained in Xreg with f(U)⊆Yreg, and dxf ⁣:TxX→Tf(x)Y is surjective at every closed point x∈U. We keep these notations throughout.

1.2F3F10F11F12F13

Affine pieces. By [F11] the variety X has a finite affine cover; choose a chart X0 with U∩X0≠∅ and a point x0∈U∩X0. Since principal opens form a basis of the topology [F10], there is 0≠h∈k[X0] with x0∈DX0(h)⊆U∩X0. Similarly y0=f(x0)∈f(U)⊆Yreg; choose an affine chart Y0 of Y with y0∈Y0 [F11] and 0≠g∈k[Y0] with y0∈DY0(g)⊆Yreg∩Y0 [F10]. The set DX0(h)∩f−1(DY0(g)) is a nonempty open subset of the affine variety X0 containing x0, so by [F10] there is 0≠h′∈k[X0] with x0∈DX0(h′)⊆DX0(h)∩f−1(DY0(g)). Put V:=DX0(h′) and W:=DY0(g), so that V is a nonempty open subvariety of X with V⊆DX0(h)⊆U, and f(V)⊆W⊆Yreg. By [F13] the principal opens V and W are affine varieties with coordinate rings k[V]=k[X0]h′ and k[W]=k[Y0]g. Since X0 and Y0 are nonempty open subsets of the irreducible varieties X and Y, all four are irreducible [F12].

2.1F2F13F14F15F16F23step 1.2

Points of V and finite generation. By [F14] the coordinate ring k[X0] is reduced and generated over k by finitely many coordinate classes; hence so is its localization k[V]=k[X0]h′, generated by those classes together with the inverse of h′ [F23]. So V=Spec⁡k[V] is a finite-type k-scheme, and likewise W=Spec⁡k[W]. By [F13] and [F15] the points of the affine variety V are the maximal ideals of k[V], and by [F16] these are exactly the closed points of the scheme V; under the equivalence [F2] they are the classical points of V, hence closed points of the scheme X lying in V⊆U. In particular every point x of the classical variety V is a closed point of X and satisfies the conclusion of [F3], and its image f(x) lies in W.

3.1F4F5F6F7F8F9F10F20step 2.1given

The varieties V and W are smooth over k. Let z∈V. Since V⊆U⊆Xreg, the open subscheme description [F5] and the cofinality of the neighbourhoods inside V [F6] give OV,z≅OX,z, which is regular because z∈Xreg [F4, F7]. Hence the finite-type k-scheme V is regular, and V→Spec⁡k is smooth by [F9]. The same argument with W⊆Yreg gives OW,z≅OY,z regular for z∈W, and W→Spec⁡k smooth by [F9]. Each of V and W is a classical algebraic variety in the sense of [F10]: as an affine model it is a quasi-compact locally ringed space covered by itself, and it is separated because for regular maps φ,ψ ⁣:Z→V from any classical prevariety Z the coordinate components φi,ψi are regular functions on Z (pullback of the coordinate functions of the affine model), so the equalizer is the finite intersection of the closed zero loci {φi−ψi=0} [F10]. In particular V and W are smooth classical varieties over k in the sense of [F10] and [F20].

3.2F23F24step 2.1

The restriction is finite type. Write g=f∣V:V→W. Let ι ⁣:V↪X and κ ⁣:W↪Y be the open immersions, so that κ∘(f∣V)=f∘ι. Write B=k[V] and C=k[W], affine coordinate rings as in step 2.1, and let φ ⁣:C→B be the k-algebra map induced by f∣V ⁣:V→W. Choose finitely many k-algebra generators b1,…,bm of B [F23]. Since k⊆C and C[b1,…,bm] is a C-subalgebra of B containing k and all bi, it contains the k-subalgebra generated by the bi, which is B; hence B=C[b1,…,bm] is generated by finitely many elements over C [F23]. Thus φ is of finite type, the morphism f∣V is locally of finite type on the affine charts, and it is quasi-compact because its source is affine; by [F24] the restriction f∣V ⁣:V→W is of finite type.

4.1F3F19F22step 2.1step 3.2

Differential comparison. Let x be a point of the classical variety V and put y=f(x)∈W. By step 2.1, x is a closed point of X lying in U, so dxf is surjective [F3]; in particular the case Tf(x)Y=0 is allowed and the conclusion is unaffected. The identity κ∘(f∣V)=f∘ι of step 3.2, the functoriality of the differential, and the fact that the k-open immersions ι,κ induce isomorphisms on tangent spaces [F19] give dx(f∣V)=(dg(x)κ)−1∘dxf∘dxι, where dg(x)κ ⁣:Tg(x)W→Tf(x)Y is an isomorphism; the tangent spaces are finite-dimensional over k [F22]. Therefore rank⁡dx(f∣V)=rank⁡dxf=dim⁡kTf(x)Y=dim⁡kTg(x)W, and dx(f∣V) ⁣:TxV→Tg(x)W is surjective at every point x of the classical variety V.

5.1F18step 2.1step 3.1step 3.2step 4.1

The criterion at every point of V. Let x be a point of the classical variety V; by step 2.1 it is a classical closed point of the affine variety V. The structure morphisms V→Spec⁡k and W→Spec⁡k are smooth [3.1], so V and W are smooth classical varieties over k in the sense of [F18]; the morphism f∣V ⁣:V→W is of finite type [3.2] and its differential at x is surjective [4.1]. By the submersion criterion [F18], the restriction f∣V is smooth at x. As x was an arbitrary point of the classical variety V, the restriction is smooth at every point of V in the classical sense.

6.1F13F15F16F17F20F21step 2.1step 5.1

Upgrade to scheme points. Let Sm⁡⊆V be the set of points at which f∣V is locally standard smooth, so that Sm⁡ contains every point of the classical variety V by step 5.1. If z∈Sm⁡, then by [F20] there are affine neighbourhoods of z and of f∣V(z) and a principal shrinking on which the induced ring map has a standard smooth presentation [F21]; the Jacobian minor of that presentation is a unit on the whole shrinking, hence remains a unit in every further localization, so the same presentation witnesses standard smoothness at every point of that shrinking. Therefore Sm⁡ is open in V. Suppose V∖Sm⁡ were nonempty. It is a nonempty closed subset of the affine finite-type k-scheme V=Spec⁡B of step 2.1 and is a nonempty open subset of itself; by [F17] it contains a closed point z of Spec⁡B. By [F16] the point z is a maximal ideal of B, and by [F15] applied to the affine variety V with coordinate ring B [F13] it is a point of the classical variety V; this contradicts step 5.1. Hence V∖Sm⁡=∅, and f∣V ⁣:V→W is smooth in the sense of [F20].

7.1F20step 1.2step 3.1step 6.1given

Conclusion. The restriction f∣V ⁣:V→W is smooth [6.1], and W is an open subscheme of Y with f(V)⊆W. Since smoothness is local on the target [F20], the same standard smooth presentations witness smoothness of the restriction f∣V ⁣:V→Y at every point of V; the same applies to V→Yreg because W⊆Yreg. Thus f is smooth at every point of the nonempty open subset V of its source, with V⊆U a principal open of an affine chart of X. Neither X nor Y is assumed smooth outside Xreg, Yreg, and no target-side generic smoothness is claimed here.

8.1F1F2F3F9F10F12F13F15F17F18step 1.2step 2.1step 5.1∎

Boundary and scope dispositions. Empty: X and Y are nonempty because irreducible means nonempty [F12], so the charts X0,Y0 and the sets U, V, W of steps 1.2 and 2.1 are nonempty; there is no empty-case convention to invoke, and the empty scheme is excluded by the hypothesis. Zero: relative dimension 0 is allowed — if dim⁡X=dim⁡Y the differential is an isomorphism at the points of V and the conclusion is unaffected; if Y is a point then Yreg=Y, the chart Y0 is the whole point, W=Y0, and step 3.1 shows directly that V→W=Spec⁡k is smooth, so the criterion's conclusion in step 5.1 is consistent. One: nothing in the argument divides by a natural number or requires a generator count or relative dimension at least one; the lists b1,…,bm of step 3.2 may have any finite length, and the case dim⁡kTf(x)Y=1 is the first instance in which surjectivity of dxf is a genuine condition. Degenerate: neither X nor Y is assumed smooth, and f is neither assumed finite nor flat; the set V must be allowed to be a proper subset of X, as the example t↦t2 on Ak1 shows, where the differential vanishes at the origin and V lies in U=Ak1∖{0}; a differential of rank zero is compatible with V⊆U exactly when the target tangent space is zero; in particular the structure map to Spec⁡k has this property, and the case where U is not affine is handled by passing to the principal open V of a chart. Endpoints: the argument uses no closed-range or dimension endpoint claim; at one extreme f may already be smooth on all of X, in which case the construction still returns some nonempty principal open V, and every such V is dense in X because X is irreducible and V is nonempty and open [F12]. Nonempty-choice: AC is declared in [F1] and is used exactly through the AC-assuming suppliers [F3] (generic differential surjectivity), [F18] (submersion criterion), [F9] (regularity versus smoothness), [F2] (classical-scheme dictionary), [F13] and [F15] (principal opens and the Nullstellensatz correspondence), [F17] (density of closed points), and [F12]/[F10] as used in steps 1.2 and 2.1; the finite choices of charts and principal open generators in step 1.2 and the localization argument of step 2.1 add no further choice principle. Biconditional directions: the corollary asserts only existence of V and smoothness, with no converse; the only biconditional used as a supplier is the submersion criterion [F18], and step 5.1 applies its forward direction (surjective differential implies smooth at the point), never its reverse.

Source qualification

Vakil, Classes 51–52, §3.1, Proposition 3.1 proves generic smoothness on the source: for a dominant morphism of integral finite-type k-schemes over a field of characteristic 0 there is a nonempty dense open U⊆X with π∣U smooth. The source works throughout with schemes and takes the smoothness conclusion directly from the same local analysis of the relative differential module; the present corollary instead records the conclusion that follows from the authored differential-surjectivity lemma on this page's pair by restriction to an affine principal open and the submersion criterion, and therefore also covers the classical-variety formulation with the standard-smooth convention of Smooth morphisms via local standard smooth presentations. The source asserts only that the smooth locus is a nonempty open subset of the source; it claims nothing about the size of U, about smoothness of X or Y, or about a target-side open set, and neither does this item. The characteristic-0 hypothesis enters through perfectness of k and through the separating-transcendence-basis input of the differential lemma; the positive-characteristic failure of the source-side statement is recorded on the counterexample page of the pair. The dictionary between classical varieties and integral finite-type schemes used for the translation is Irreducible classical varieties and integral separated finite-type schemes, and the affine chart, coordinate-ring and principal-open interfaces are those of The coordinate ring of a classical affine algebraic set and Every nonempty principal open is a classical affine variety.

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