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Generic smoothness on the source
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an algebraically closed field of characteristic , let and be irreducible classical varieties over , and let be a dominant morphism. Regard and as integral finite-type -schemes under Irreducible classical varieties and integral separated finite-type schemes, let be their regular loci (Regular and singular loci), and let be the nonempty open subset of produced by A dominant map has a surjective differential on a dense source open, so that and is surjective at every closed point .
Then there are a nonempty affine open subvariety of — explicitly a nonempty principal open of an affine chart of — and a nonempty affine open subvariety — a nonempty principal open of an affine chart of — such that:
- , and and are smooth, so that and are smooth affine classical varieties over ;
- the restriction is a morphism of finite type and is smooth in the sense of Smooth morphisms via local standard smooth presentations: it is locally standard smooth at every point of ; consequently the restriction (equivalently ) is smooth as well.
In particular is smooth at every point of the nonempty open subset of its source. Neither nor is assumed smooth outside its regular locus, and the target-side statement — a dense open subset of over which the source is smooth — is not asserted here: it requires a smooth source and fails without that hypothesis.
Facts & Assumptions
Given: The Axiom of Choice; an algebraically closed field of characteristic ; irreducible classical varieties and over ; a dominant morphism ; and the open subset supplied by [F3].
The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.
Irreducible classical varieties and integral separated finite-type schemes: under AC the closed-point construction and its inverse give an equivalence between irreducible classical -varieties and integral finite-type -schemes satisfying the affine-overlap separation condition, each original point being identified with its singleton; classical points correspond to closed points, and classical regular maps to scheme -morphisms.
A dominant map has a surjective differential on a dense source open: under AC, for algebraically closed of characteristic and dominant between irreducible classical varieties, the set for a nonempty affine chart over an affine chart and is a nonempty open subset of with , , and surjective at every closed point .
Regular and singular loci: for a locally Noetherian scheme , .
Affine open subschemes: for a scheme and open , the open subscheme is , with the restricted structure sheaf.
The stalk of a presheaf at a point: the stalk at is the filtered colimit of the sections over open neighbourhoods of ; the neighbourhoods of contained in an open are cofinal, so for the restricted sheaf canonically.
Regular points of locally Noetherian schemes: a point of a locally Noetherian scheme is regular exactly when is a regular local ring; this is absolute regularity of the local ring.
Fields of characteristic zero, finite fields, and algebraically closed fields are perfect: every field of characteristic zero is perfect, and every algebraically closed field is perfect.
Regular equals smooth over a perfect field: under AC, for a perfect field and a finite-type -scheme , is regular (every local ring is regular) if and only if is smooth in the local-standard-smooth sense.
Classical algebraic prevarieties, regular maps, and varieties: a classical algebraic prevariety over an algebraically closed is a quasi-compact locally ringed space with a sheaf of -algebras covered by open subspaces isomorphic to affine models (polynomial zero sets, including empty and reducible ones), whose points have residue field canonically ; a classical algebraic variety is a separated prevariety; polynomial principal opens form a basis of the topology; zero loci of regular functions are closed. These definitions use no Axiom of Choice.
Classical varieties have finite irreducible decompositions: every classical variety is Noetherian and has finitely many irreducible components; every open or closed subvariety has a finite affine cover.
Irreducibility via nonempty open subsets, connectedness and open subspaces: a nonempty open subspace of an irreducible space is irreducible; an irreducible space is nonempty.
Every nonempty principal open is a classical affine variety: under AC, for an affine variety and , the principal open , with its regular functions, is isomorphic to the closed graph ; its coordinate ring is canonically , a nonzero domain, and is affine.
The coordinate ring of a classical affine algebraic set: for an affine algebraic set , is reduced and generated as a -algebra by the finitely many coordinate classes.
Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals: under AC, and are inverse inclusion-reversing bijections between radical ideals and algebraic sets; nonempty irreducible algebraic sets correspond precisely to proper prime ideals, and points to maximal ideals.
The closed points of the prime spectrum are exactly the maximal ideals: under AC, for a commutative ring and , the singleton is closed if and only if is a maximal ideal.
In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum: under AC, for a finite-type -algebra and a closed subset , every nonempty open subset of contains a closed point of .
The submersion criterion between smooth varieties: under AC, for smooth classical varieties over algebraically closed whose structure morphisms are smooth, and a finite-type morphism , at a classical closed point with the morphism is smooth at if and only if is surjective.
Differentials, open restriction, and the chain rule: at -rational points the differential is the dual of the induced cotangent map and is functorial under composition; every -open immersion induces an isomorphism on tangent spaces at each rational point.
Smooth morphisms via local standard smooth presentations: a finite-type -scheme morphism is smooth if at every source point there are affine neighbourhoods for which the induced ring map has a standard smooth presentation after principal shrinking; the condition is local on the source and on the target.
Standard smooth presentations and locally standard smooth maps: a standard smooth presentation of an -algebra is an isomorphism whose Jacobian matrix has a minor that is a unit in ; standard smoothness at a prime holds after localizing at an element outside that prime, and a further principal localization may be absorbed into the presentation.
The intrinsic Zariski tangent space: is the dual of ; for a locally finite-type -scheme it is finite-dimensional over .
Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: is the smallest -subalgebra containing the , and an -algebra is of finite type exactly when it is generated by finitely many elements.
Locally finite type and finite type morphisms: a morphism is locally of finite type when locally on affine charts the ring maps are of finite type, and of finite type when it is locally of finite type and quasi-compact.
Proof
The field is perfect by [F8]. By [F2] the varieties and are integral finite-type -schemes with a -morphism; the regular loci are defined by [F4], and by [F3] the set is a nonempty open subset of contained in with , and is surjective at every closed point . We keep these notations throughout.
Affine pieces. By [F11] the variety has a finite affine cover; choose a chart with and a point . Since principal opens form a basis of the topology [F10], there is with . Similarly ; choose an affine chart of with [F11] and with [F10]. The set is a nonempty open subset of the affine variety containing , so by [F10] there is with . Put and , so that is a nonempty open subvariety of with , and . By [F13] the principal opens and are affine varieties with coordinate rings and . Since and are nonempty open subsets of the irreducible varieties and , all four are irreducible [F12].
Points of and finite generation. By [F14] the coordinate ring is reduced and generated over by finitely many coordinate classes; hence so is its localization , generated by those classes together with the inverse of [F23]. So is a finite-type -scheme, and likewise . By [F13] and [F15] the points of the affine variety are the maximal ideals of , and by [F16] these are exactly the closed points of the scheme ; under the equivalence [F2] they are the classical points of , hence closed points of the scheme lying in . In particular every point of the classical variety is a closed point of and satisfies the conclusion of [F3], and its image lies in .
The varieties and are smooth over . Let . Since , the open subscheme description [F5] and the cofinality of the neighbourhoods inside [F6] give , which is regular because [F4, F7]. Hence the finite-type -scheme is regular, and is smooth by [F9]. The same argument with gives regular for , and smooth by [F9]. Each of and is a classical algebraic variety in the sense of [F10]: as an affine model it is a quasi-compact locally ringed space covered by itself, and it is separated because for regular maps from any classical prevariety the coordinate components are regular functions on (pullback of the coordinate functions of the affine model), so the equalizer is the finite intersection of the closed zero loci [F10]. In particular and are smooth classical varieties over in the sense of [F10] and [F20].
The restriction is finite type. Write . Let and be the open immersions, so that . Write and , affine coordinate rings as in step 2.1, and let be the -algebra map induced by . Choose finitely many -algebra generators of [F23]. Since and is a -subalgebra of containing and all , it contains the -subalgebra generated by the , which is ; hence is generated by finitely many elements over [F23]. Thus is of finite type, the morphism is locally of finite type on the affine charts, and it is quasi-compact because its source is affine; by [F24] the restriction is of finite type.
Differential comparison. Let be a point of the classical variety and put . By step 2.1, is a closed point of lying in , so is surjective [F3]; in particular the case is allowed and the conclusion is unaffected. The identity of step 3.2, the functoriality of the differential, and the fact that the -open immersions induce isomorphisms on tangent spaces [F19] give , where is an isomorphism; the tangent spaces are finite-dimensional over [F22]. Therefore , and is surjective at every point of the classical variety .
The criterion at every point of . Let be a point of the classical variety ; by step 2.1 it is a classical closed point of the affine variety . The structure morphisms and are smooth [3.1], so and are smooth classical varieties over in the sense of [F18]; the morphism is of finite type [3.2] and its differential at is surjective [4.1]. By the submersion criterion [F18], the restriction is smooth at . As was an arbitrary point of the classical variety , the restriction is smooth at every point of in the classical sense.
Upgrade to scheme points. Let be the set of points at which is locally standard smooth, so that contains every point of the classical variety by step 5.1. If , then by [F20] there are affine neighbourhoods of and of and a principal shrinking on which the induced ring map has a standard smooth presentation [F21]; the Jacobian minor of that presentation is a unit on the whole shrinking, hence remains a unit in every further localization, so the same presentation witnesses standard smoothness at every point of that shrinking. Therefore is open in . Suppose were nonempty. It is a nonempty closed subset of the affine finite-type -scheme of step 2.1 and is a nonempty open subset of itself; by [F17] it contains a closed point of . By [F16] the point is a maximal ideal of , and by [F15] applied to the affine variety with coordinate ring [F13] it is a point of the classical variety ; this contradicts step 5.1. Hence , and is smooth in the sense of [F20].
Conclusion. The restriction is smooth [6.1], and is an open subscheme of with . Since smoothness is local on the target [F20], the same standard smooth presentations witness smoothness of the restriction at every point of ; the same applies to because . Thus is smooth at every point of the nonempty open subset of its source, with a principal open of an affine chart of . Neither nor is assumed smooth outside , , and no target-side generic smoothness is claimed here.
Boundary and scope dispositions. Empty: and are nonempty because irreducible means nonempty [F12], so the charts and the sets , , of steps 1.2 and 2.1 are nonempty; there is no empty-case convention to invoke, and the empty scheme is excluded by the hypothesis. Zero: relative dimension is allowed — if the differential is an isomorphism at the points of and the conclusion is unaffected; if is a point then , the chart is the whole point, , and step 3.1 shows directly that is smooth, so the criterion's conclusion in step 5.1 is consistent. One: nothing in the argument divides by a natural number or requires a generator count or relative dimension at least one; the lists of step 3.2 may have any finite length, and the case is the first instance in which surjectivity of is a genuine condition. Degenerate: neither nor is assumed smooth, and is neither assumed finite nor flat; the set must be allowed to be a proper subset of , as the example on shows, where the differential vanishes at the origin and lies in ; a differential of rank zero is compatible with exactly when the target tangent space is zero; in particular the structure map to has this property, and the case where is not affine is handled by passing to the principal open of a chart. Endpoints: the argument uses no closed-range or dimension endpoint claim; at one extreme may already be smooth on all of , in which case the construction still returns some nonempty principal open , and every such is dense in because is irreducible and is nonempty and open [F12]. Nonempty-choice: AC is declared in [F1] and is used exactly through the AC-assuming suppliers [F3] (generic differential surjectivity), [F18] (submersion criterion), [F9] (regularity versus smoothness), [F2] (classical-scheme dictionary), [F13] and [F15] (principal opens and the Nullstellensatz correspondence), [F17] (density of closed points), and [F12]/[F10] as used in steps 1.2 and 2.1; the finite choices of charts and principal open generators in step 1.2 and the localization argument of step 2.1 add no further choice principle. Biconditional directions: the corollary asserts only existence of and smoothness, with no converse; the only biconditional used as a supplier is the submersion criterion [F18], and step 5.1 applies its forward direction (surjective differential implies smooth at the point), never its reverse.
Source qualification
Vakil, Classes 51–52, §3.1, Proposition 3.1 proves generic smoothness on the source: for a dominant morphism of integral finite-type -schemes over a field of characteristic there is a nonempty dense open with smooth. The source works throughout with schemes and takes the smoothness conclusion directly from the same local analysis of the relative differential module; the present corollary instead records the conclusion that follows from the authored differential-surjectivity lemma on this page's pair by restriction to an affine principal open and the submersion criterion, and therefore also covers the classical-variety formulation with the standard-smooth convention of Smooth morphisms via local standard smooth presentations. The source asserts only that the smooth locus is a nonempty open subset of the source; it claims nothing about the size of , about smoothness of or , or about a target-side open set, and neither does this item. The characteristic- hypothesis enters through perfectness of and through the separating-transcendence-basis input of the differential lemma; the positive-characteristic failure of the source-side statement is recorded on the counterexample page of the pair. The dictionary between classical varieties and integral finite-type schemes used for the translation is Irreducible classical varieties and integral separated finite-type schemes, and the affine chart, coordinate-ring and principal-open interfaces are those of The coordinate ring of a classical affine algebraic set and Every nonempty principal open is a classical affine variety.
Depends on
- In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum
- The closed points of the prime spectrum are exactly the maximal ideals
- Fields of characteristic zero, finite fields, and algebraically closed fields are perfect
- Affine open subschemes
- Standard smooth presentations and locally standard smooth maps
- The Axiom of Choice
- The coordinate ring of a classical affine algebraic set
- Classical algebraic prevarieties, regular maps, and varieties
- Subalgebra generated by a subset, algebras of finite type, and module-finite algebras
- Locally finite type and finite type morphisms
- Regular points of locally Noetherian schemes
- Regular and singular loci
- Smooth morphisms via local standard smooth presentations
- The stalk of a presheaf at a point
- The intrinsic Zariski tangent space
- Classical varieties have finite irreducible decompositions
- A dominant map has a surjective differential on a dense source open
- Irreducibility via nonempty open subsets, connectedness and open subspaces
- The submersion criterion between smooth varieties
- Differentials, open restriction, and the chain rule
- Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals
- Every nonempty principal open is a classical affine variety
- Irreducible classical varieties and integral separated finite-type schemes
- Regular equals smooth over a perfect field
Used by
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Sources
- Ravi Vakil, MATH 216 (2005-06), Classes 51-52, §3.1, Proposition 3.1 (generic smoothness in the source) with proof (standard reference, not scraped)