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A dominant map has a surjective differential on a dense source open
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an algebraically closed field of characteristic , let and be irreducible classical varieties over , and let be a dominant morphism (Dominant classical morphisms and rational maps). Regard and as integral finite-type -schemes under Irreducible classical varieties and integral separated finite-type schemes, and let , be their regular loci (Regular and singular loci). Then there exist nonempty open subsets and with such that for every closed point , with , the differential of Differentials, open restriction, and the chain rule is surjective. In the construction is taken to be , and is of the form for a nonempty affine chart lying inside an affine chart and a nonzero element ; thus is a nonempty open subset of , dense in . No smoothness of or of is assumed on the complements of the two regular loci.
Facts & Assumptions
Given: An algebraically closed field of characteristic , irreducible classical varieties over , a dominant morphism , and the Axiom of Choice.
The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.
Irreducible classical varieties and integral separated finite-type schemes: over the algebraically closed field , under AC the closed-point construction and its inverse give an equivalence between irreducible classical -varieties and integral finite-type -schemes satisfying the affine-overlap separation condition, each original point being identified with its singleton, so classical points correspond to closed points.
Dominant classical morphisms and rational maps: a morphism from a nonempty open subset of an affine variety to an affine variety is dominant when the closure of is ; for morphisms of varieties this is density of the image.
Classical varieties have finite irreducible decompositions: every classical variety is Noetherian and has finitely many irreducible components; every open or closed subvariety has a finite affine cover.
The coordinate ring of a classical affine algebraic set: for an affine algebraic set the coordinate ring is , it is reduced, and the finitely many coordinate classes generate it as a -algebra.
A classical affine variety has a domain coordinate ring, and conversely: under AC an affine algebraic set is a classical affine variety if and only if is a nonzero integral domain.
Classical affine morphisms are contravariantly equivalent to coordinate-ring homomorphisms: under AC, pullback gives a natural bijection for affine algebraic sets, reversing composition and preserving identities.
Irreducibility via nonempty open subsets, connectedness and open subspaces: a space is irreducible if and only if it is nonempty and every two nonempty open subsets meet, if and only if it is nonempty and every nonempty open subset is dense; a nonempty open subspace of an irreducible space is irreducible.
Function fields and dominant pullbacks on general varieties: under AC, for irreducible classical the fraction fields of all nonempty affine charts identify canonically with , and a dominant morphism between irreducible classical varieties induces an injection .
Finitely generated field extensions : is finitely generated when for a finite list.
Dimension equals transcendence degree: under AC, if is an irreducible classical variety then .
Transcendence degree is additive in finite towers: for a tower with finite transcendence degrees, .
Fields of characteristic zero, finite fields, and algebraically closed fields are perfect: every field of characteristic zero is perfect.
Finitely generated extensions of a perfect field are separably generated: a finitely generated field extension of a perfect field has a separating transcendence basis.
Differentials of a separably generated field extension: if is a finitely generated field extension separably generated over by , then are an -basis of .
Localization, base change and functoriality of differentials: for a ring map : base change gives ; localization gives ; and a ring map carries a canonical -linear functoriality map , .
Localisation of modules is extension of scalars: for a multiplicative subset the map , , is an isomorphism.
Localisation of a module at a multiplicative subset: elements of are fractions , and exactly when for some .
The field of fractions of an integral domain: for an integral domain , its field of fractions is , with elements , .
Differentials of a polynomial quotient and the Jacobian cokernel: for and , the module is free with basis , and the sequence is exact.
Universal property of a polynomial ring on an arbitrary family of indeterminates: a ring map and elements extend uniquely to a ring map with .
Tensoring is right exact: tensoring a right-exact sequence by any module preserves right exactness.
Every spanning subset of a vector space contains a basis: under AC, every subset of a vector space that spans it contains a basis.
Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis: for a finite-dimensional vector space over a field, is the number of elements of a basis.
Change of rings: : for , a right -module and a left -module , there is a natural isomorphism .
Cotangent space at a rational point: at a -rational point of a -scheme, the map , , is an isomorphism.
Differentials, open restriction, and the chain rule: at -rational points the local map induces , whose dual is .
Transitivity sequence for differentials: for ring maps the sequence is exact.
The map of affine spectra induced by a ring homomorphism: a ring map gives the contraction map , , whose sheaf map on is the localization map .
The stalk maps induced by a ring map are local: the induced stalk homomorphism at is local.
The stalk of the affine structure sheaf at a prime is A_p: for there is a canonical isomorphism .
Affine charts recover the algebraic module of differentials: for one has and , compatibly with the universal derivations and localization.
Assuming choice, and ; in finite dimensions : under AC, for a linear map of finite-dimensional spaces, .
Rank-nullity: : for a linear map with finite-dimensional, .
Regular and singular loci: the regular locus is the set of points with regular local ring; under AC, for a reduced classical finite-type space over an algebraically closed field and a closed point , if and only if .
Dense regular loci on every component: under AC, for a perfect field and a reduced finite-type -scheme , the regular locus is open, meets every irreducible component in a dense open subset of it, and is nonempty when .
Global and local dimension of classical varieties: for a classical variety with irreducible components and a closed point , , and is the chain dimension.
The spectrum of a principal localisation is the distinguished open D(f): the localization map induces a homeomorphism from onto the distinguished open subset .
The intrinsic Zariski tangent space: for a locally finite-type -scheme the intrinsic tangent space at any point is finite-dimensional over the residue field, and at a -rational point the intrinsic and relative tangent spaces agree.
Proof
The variety is nonempty and irreducible, so it has a nonempty affine chart [F4], and by dominance [F3] the open subset is nonempty; it therefore contains a nonempty affine chart [F4]. The rings and are finitely generated -algebras given by finitely many coordinate classes [F5], and because and are nonempty open subsets of irreducible spaces they are themselves irreducible [F8], so and are nonzero integral domains [F6]. The restriction is a morphism of affine varieties, so its pullback is a -algebra homomorphism [F7]. The fraction fields of the charts identify canonically with and , and dominance makes injective [F9]; carrying the affine pullback through these identifications exhibits the map induced by as , so is injective. Write and .
Write the coordinate generators of as , so that and is finitely generated over [F5, F10]; in the same way for the coordinate generators of [F5, F10]. Since is injective, , so is finitely generated [F10]. By [F11], and are finite, so the tower has, by [F12], Moreover, since and the generate as a -algebra, they generate as an -algebra: the -subalgebra they generate is a -subalgebra containing every , hence equals [F5].
The field contains and so has characteristic , hence is perfect [F13]. By [F14] the finitely generated extension has a separating transcendence basis ; a separating transcendence basis is in particular a transcendence basis, so its length is as computed in step 2.1. By [F15] the differentials form an -basis of . In particular ; for the empty list is the basis and .
By step 2.1 the elements generate as an -algebra, so by the universal property [F21] there is a surjective -algebra map with , whose kernel we call . By [F20], is free with basis , and the sequence is exact. Therefore is a quotient of the free -module with basis , and in particular it is generated as an -module by the elements , where is the image of .
Apply the localization clause of [F16] to the injective ring map with and : the image of in is contained in because is injective, and , are the fraction fields [F19]. This gives an isomorphism , and [F17] identifies with . Hence and, by step 3.1, the -vector space has dimension .
For each , the element of from step 4.1 has the form with and [F18]. If is the localization map, then , which is nonzero because in the field and is part of an -basis (step 3.1). The two -spans agree, since each lies in the span of the and each lies in the span of the .
Each generator of step 3.2 satisfies by step 5.1, say with . Since [F19], the finitely many coefficients have a common denominator: with and . Then , so by the kernel criterion for localizations [F18] there is with in . Put . In the localization the element is invertible, and the relations rewrite as with coefficients in . Hence is generated over by . (For , step 5.1 gives , so for suitable and with , generated by the empty family.)
Let satisfy . Applying [F25] with the localization , and , and identifying with via [F17], shows The right-hand side is generated as a -vector space by the images of , because is generated over by these elements (step 6.1) and is right exact [F22]. A vector space spanned by elements contains a basis inside that spanning set [F23] and therefore has dimension at most [F24]. Thus
Let and be the regular loci of the schemes and [F35]. The field is perfect [F13], and , are reduced finite-type -schemes via [F2]; hence by [F36] the two regular loci are open, and each meets every irreducible component of its scheme in a dense open subset. Since and are irreducible, and are nonempty dense open subsets of and . The preimage is nonempty, because the dense image meets the nonempty open set [F3, F8], and it is open. The principal open is an open subset of the chart [F38] and it is nonempty because (step 6.1), so is a nonempty open subset of . Define The three sets displayed are nonempty open subsets of the irreducible space [F8], so is a nonempty open subset of with and .
Fix a closed point and put ; both are -rational points of the respective schemes [F2]. Let and be the corresponding maximal ideals. The local rings are and [F31], and the induced map of local rings is the localization of at these primes, which sends to [F29] and is local [F30]; hence the cotangent map of [F27] sends the class of to the class of . The cotangent isomorphism [F26] at the -rational points, applied on the charts and and combined with [F32], gives identifications both sending . Let be the functoriality map of F16, ; it is the first map of the exact sequence of [F28]. Base changing this sequence along and using the identification of [F25], together with the fact that is evaluation at , yields the exact sequence [F22]. For one computes , so under the identifications , the map is precisely the cotangent map ; in particular .
By [F27], is the transpose of , so by [F33] its rank equals ; all tangent and cotangent spaces here are finite-dimensional [F39, F26]. Hence . Since is exact (step 8.1), the rank-nullity theorem [F34] applied to gives the last equality because identifies with [F26] and is the dual of the finite-dimensional space [F39].
Since , the classical dimension test [F35] gives , and since is irreducible its only irreducible component is itself, so by [F37]. Likewise gives by [F35, F37]. The point lies in , so and step 7.1 bounds . Therefore step 9.1 and (step 2.1) give A linear map has rank at most the dimension of its target, so and is surjective. This holds at every closed point of the nonempty open set , and , which is the assertion.
Boundary and scope dispositions. Empty: and are nonempty because irreducible means nonempty [F8], so the charts and the open of step 7.2 are nonempty, and no empty-case convention is needed; the sets , are nonempty by [F36], and if is a point then , and the separating basis in step 3.1 is empty exactly when . Zero: the case is covered by the empty-list convention of steps 3.1 and 6.1: then , , so step 7.1 gives , and step 10.1 concludes with no modification; likewise forces to be a single point in the present irreducible setting, , and surjectivity is the equality already obtained. One: nothing in the argument divides by a natural number or assumes a generator count ; the lists , , and may have length one or zero, and the length-one case has ; generically finite maps instead have , and both cases are covered by the same argument. Degenerate: the proof does not require to be surjective or the charts to be smooth, and it does not require to be finite or flat; the degenerate dominant case (so , , and the nonempty open are obtained as in steps 6.1 and 7.2) is covered by steps 6.1-10.1, and characteristic is essential, the Frobenius example , showing failure in characteristic and lying outside the hypothesis of characteristic . Endpoints: the two inequalities used in step 10.1 are the endpoint bounds of step 7.1 and ; at the first is tight and at the second is tight, in both cases producing the stated equality rather than a strict inequality. Nonempty-choice: AC is declared in [F1] and is used in this proof only through the AC-assuming suppliers [F36] (regular loci), [F33] (transpose rank), [F23] (bases inside spanning sets), [F2] (the classical-scheme dictionary), [F7] (affine antiequivalence), [F6] (domain criterion), [F9] (function fields of charts) and [F11] (dimension equals transcendence degree), each cited at the step that uses it; the field-theoretic steps 3.1, 3.2-6.1 and the linear algebra of steps 8.1-10.1 make no further choice. Biconditional directions: no biconditional is asserted by this lemma; the only implications are the chain of equalities and the single inequality of step 10.1, whose forward reading gives surjectivity, and no converse is claimed.
Source qualification
The classical statement proved here is the source-open form of generic smoothness in characteristic . Vakil proves at §3.1, Proposition 3.1, for a dominant morphism of integral finite-type -schemes that there is a nonempty open set on which the morphism is smooth; his proof defines the relative dimension , notes that the relative differential module has rank at the generic point and rank at least everywhere, and uses upper semicontinuity of fibre rank and constant rank to conclude local freeness and flatness on a dense open set. The present item records only the source-side differentiability conclusion and is proved without local freeness, flatness or the smoothness of the structure morphisms: the spreading-out step 6.1 produces a nonempty principal open on which the fibre of the relative differential module is generated by the lifted elements, and the final comparison step 10.1 uses the tangent-space criterion through Differentials, open restriction, and the chain rule. The smoothness conclusion that Vakil draws from that criterion is taken up by the consumer Generic smoothness on the source through The submersion criterion between smooth varieties, not asserted here. The characteristic- hypothesis enters only through perfectness of and the separating transcendence basis of [F14]; positive characteristic is genuinely different, as recorded on the counterexample page. The source works with schemes; the translation to irreducible classical varieties is the equivalence of [F2], and the affine charts, their coordinate rings and the canonical function fields are those of [F5] and [F9].
Depends on
- Change of rings: $N\otimes_RM\cong N\otimes_S(S\otimes_RM)$
- Every spanning subset of a vector space contains a basis
- Fields of characteristic zero, finite fields, and algebraically closed fields are perfect
- The spectrum of a principal localisation is the distinguished open D(f)
- Transcendence degree is additive in finite towers
- The Axiom of Choice
- The coordinate ring of a classical affine algebraic set
- Dominant classical morphisms and rational maps
- Finite-dimensional vector space, and its dimension $\dim_F V$; infinite-dimensional means having no finite basis
- Global and local dimension of classical varieties
- The field of fractions $\operatorname{Frac}(D)=(D\setminus\{0\})^{-1}D$ of an integral domain
- Finitely generated field extensions $F(a_1,\ldots,a_r)$
- Localisation of a module at a multiplicative subset
- The map of affine spectra induced by a ring homomorphism
- Regular and singular loci
- The intrinsic Zariski tangent space
- Localization, base change and functoriality of differentials
- Transitivity sequence for differentials
- Differentials of a polynomial quotient and the Jacobian cokernel
- Classical varieties have finite irreducible decompositions
- Function fields and dominant pullbacks on general varieties
- Irreducibility via nonempty open subsets, connectedness and open subspaces
- Affine charts recover the algebraic module of differentials
- The stalk maps induced by a ring map are local
- Differentials, open restriction, and the chain rule
- Differentials of a separably generated field extension
- Finitely generated extensions of a perfect field are separably generated
- Classical affine morphisms are contravariantly equivalent to coordinate-ring homomorphisms
- A classical affine variety has a domain coordinate ring, and conversely
- Irreducible classical varieties and integral separated finite-type schemes
- Cotangent space at a rational point
- Dimension equals transcendence degree
- Localisation of modules is extension of scalars
- Dense regular loci on every component
- Rank-nullity: $\dim_F V=\operatorname{nullity}T+\operatorname{rank}T$
- Tensoring is right exact
- The stalk of the affine structure sheaf at a prime is A_p
- Assuming choice, $\ker T^*=(\operatorname{im}T)^\circ$ and $\operatorname{im}T^*=(\ker T)^\circ$; in finite dimensions $\operatorname{rank}T^*=\operatorname{rank}T$
- Universal property of a polynomial ring on an arbitrary family of indeterminates
Used by
Dependency tree · two levels
195 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Ravi Vakil, MATH 216 (2005-06), Classes 51-52, §3.1, Proposition 3.1 (generic smoothness in the source) and its proof (standard reference, not scraped)