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Coulomb gauges from small critical curvature on four-balls

Statement

Assume full AC, using Sobolev norms formed from the Lp norms of Euclidean ordered derivative tensors. There exist constants ε,C,C3>0 with the following property. Let A be a smooth su(2)-valued one-form on the closed Euclidean ball Br(0)⊂R4, with Frobenius target norm and curvature FA=dA+A∧A. If ∥FA∥L2(Br)≤ε, then there exists g:Br→SU(2) belonging to W2,p for every finite p≥2 such that a=Ag=g−1dg+g−1Ag,d∗a=0, and a belongs to the W1,3 closure Y3 of smooth one-forms with zero normal component on the sphere. In particular the normal condition is valid in the weak integration identity. The form a belongs to every W1,p with finite p≥2 and satisfies r−1∥a∥2+∥∇a∥2+∥a∥4≤C∥FA∥2,r−1∥a∥3+∥∇a∥3≤C3∥FA∥3. The constants are independent of r and A; no uniform bound on the gauge's higher norms in terms of the critical curvature norm alone is asserted.

If a fixed finite Γ≤O(4) acts on the ball and τ is an action of Γ on SU(2) by constant unitary conjugations, assume γ∗A=dτγ(A). Then g may be chosen with g(γx)=τγ(g(x)). This includes prescribed conjugation actions coming from PU(2) representations, without choosing a lift to an SU(2) representation.

For a finite collection of balls with smooth local connection forms Ai and given smooth SU(2) transition maps tij satisfying Aj=Aitij and tijtjk=tik, apply the construction on each ball where its curvature bound holds. The transformed maps hij=gi−1tijgj are continuous Wloc2,3 transition maps on the overlaps, satisfy the cocycle identities pointwise, and identify the transformed connection forms by aj=aihij.

Facts & Assumptions

[F1]

On B1 the constructed normal-boundary Hodge estimate applies to the closure classes Yp and, for p=2,3, absorbs the curvature nonlinearity when ∥a∥4≤ρp. It then bounds ∥a∥W1,p by Cp∥Fa∥p for Coulomb forms (The normal-boundary Hodge estimate on four-dimensional balls).

[F2]

For a∈Y3 Coulomb with ∥a∥4≤ρc, and λ∈Y3 with sufficiently small W1,3 norm, the proved contraction constructs a Neumann gauge h=eu with b=(a+λ)h∈Y3 Coulomb, and ∥b−a∥W1,3≤Cc(1+∥a∥W1,3)∥λ∥W1,3. It preserves given finite constant-conjugation equivariance. Its Neumann gauge class is the W2,3 closure GN of smooth SU(2) maps with zero normal derivative (A Neumann Coulomb-gauge correction by contraction).

[F3]

The constructed strong Neumann inverse supplies the unique mean-zero weak solution in W2,p for every finite p≥2 and preserves normal polynomial approximation (A strong Lp Neumann inverse on four-dimensional balls).

[F4]

On the ball, W1,2↪L4, W1,3↪L12, and W2,3↪L∞. Also W2,6 has bounded first derivatives. These follow from the proved first- and higher-order embeddings and the ball's extension property (Sobolev embedding on bounded extension domains for p<n, Higher-order Sobolev embedding, Bounded C^k domains admit integer-order Sobolev extension).

[F5]

Holder gives the product estimates below, and smooth approximation gives weak product rules. In particular the embeddings in [F4] prove continuity of multiplication W2,3×W2,3→W2,3 and W2,3×W1,3→W1,3: second-derivative cross terms use L6⋅L6⊂L3, and first derivatives of mixed products use L12⋅L4⊂L3 (Holder's inequality for integrals, including the endpoint cases, Meyers–Serrin density on an arbitrary open set).

[F6]

Full AC is inherited from these analytic suppliers (The Axiom of Choice).

Proof

Given: Full AC and the smooth connection of the statement. Work first on the unit ball.

1.1givenconstructalgebra

A constructed radial gauge. Put M(s,x)=∑ixiAi(sx) and define P(s,x) by the convergent iterated-integral series I+∑k≥1(−1)k∫0<tk<⋯<t1<sM(t1,x)⋯M(tk,x) dtk⋯dt1. On the compact parameter set every term has norm at most Lk/k!; any fixed number N of spatial derivatives is bounded by CNkNLNk/k!. Uniform convergence of these derivative series, followed by the coordinate-segment fundamental theorem, identifies them as the derivatives of the sum. The series also gives the integral equation P(s,x)=I−∫0sM(t,x)P(t,x) dt, which also gives smoothness in s. It satisfies ∂sP=−MP, P(0,x)=I. Since M is skew-Hermitian and trace zero, differentiation gives ∂s(P∗P)=0; thus P is unitary, and the two-by-two determinant derivative gives ∂sdet⁡P=−tr⁡(M)det⁡P=0, so P∈SU(2). Uniqueness of the integral equation follows by iterating its difference estimate k times and taking k→∞ using Lk/k!→0. Set U(x)=P(1,x). Rescaling the integration parameters gives U(sx)=P(s,x), so x⋅dU=−(x⋅A)U. Therefore C=AU is smooth and x⋅C=0.

2.1F4F5step 1.1constructalgebra

Gauge algebra and the scaling path. The matrix identity d(g−1)=−g−1(dg)g−1 gives FAg=g−1FAg and (Ag)h=Agh by expansion and cancellation. It applies to smooth gauges first; [F4]–[F5] pass it to W2,3 gauges and their W1,3 connection forms. Unitarity preserves pointwise curvature norms. Define At(x)=tC(tx) for 0≤t≤1. It is a smooth path of smooth zero-normal forms, starts at zero, and ends at C. Its curvature is FAt(x)=t2FC(tx), hence ∥FAt∥2=∥FC∥L2(Bt)≤∥FA∥2 for t>0, and ∥FAt∥3=t2/3∥FC∥L3(Bt)≤∥FC∥3. The same inequalities at t=0 are immediate. There are finite constants L,X for which ∥At−As∥W1,3≤L∣t−s∣ and 1+sup⁡t(∥At∥W1,3+∥FAt∥3)≤X: differentiate tC(tx) and t2DC(tx) in t, using bounded derivatives of the fixed smooth C through order two.

3.1F1F2F4F5step 2.1chooseconstructalgebra

Uniform critical improvement in any admissible gauge. Choose ρ>0 no larger than ρc,ρ2,ρ3 in [F1]–[F2]. Call t admissible if some g∈GN has a=Atg∈Y3, d∗a=0 and ∥a∥4≤ρ. All such forms belong to Y2 by finite-volume norm comparison of their smooth normal approximants. By [F1], curvature covariance and [F4], there is a fixed K0 such that ∥a∥W1,2≤C2∥FA∥2 and ∥a∥4≤K0∥FA∥2. Also ∥a∥W1,3≤C3∥FAt∥3≤C3X. Choose the theorem's fixed ε>0 so that K0ε≤ρ/4. Consequently every admissible gauge has the improved margin ∥a∥4≤ρ/4, and its higher connection norm is bounded by a constant depending only on X. These estimates require only the given curvature bound, once admissibility holds.

4.1F4F5step 2.1step 3.1constructalgebra

A uniform bound on the transported perturbation. In an admissible gauge, dg=ga−Atg holds as a weak matrix identity. Unitarity and [F4] give ∥dg∥12≤C(∥a∥12+∥At∥12)≤CX, with CX independent of t and of the chosen admissible gauge. For another parameter s, set λ=g−1(As−At)g. Product differentiation, g−1=g∗, Holder and W1,3↪L4 give ∥λ∥W1,3≤C(1+∥dg∥12)∥As−At∥W1,3≤CXL∣s−t∣. Moreover λ∈Y3: approximate g by the defining smooth Neumann gauges of GN; conjugating the smooth zero-normal form As−At by these gauges preserves zero normal component, and [F5] gives convergence in W1,3.

5.1F2F4F5step 3.1step 4.1choosealgebra

A uniform admissibility step. Let K4 be the fixed embedding norm from W1,3 to L4. Using the uniform bound for ∥a∥W1,3 in step 3.1, choose δX>0 below the perturbation threshold of [F2] and so small that K4Cc(1+C3X)δX≤ρ/4. Choose κ>0 so that CXLκ<δX, replacing L by 1+L in this choice if necessary. Whenever t is admissible and ∣s−t∣<κ, step 4.1 allows [F2] to correct a+λ by h∈GN. The result is b=(a+λ)h=Asgh∈Y3, Coulomb, and ∥b−a∥4≤ρ/4. The group GN is closed under multiplication by the Sobolev product and approximation argument in [F2], so gh∈GN. Step 3.1 gives ∥b∥4≤ρ/2<ρ. Thus s is admissible, with the same step length κ for every admissible t.

6.1F1F2step 1.1step 2.1step 3.1step 5.1chooseconstructinductionalgebra

Finite construction reaches the original connection. At t=0, take g=I and a=0, so admissibility holds. Choose a positive integer N with 1/N<κ and successively apply step 5.1 to tj=j/N, j=0,…,N. This finite induction constructs an admissible G∈GN at t=1, with a=CG Coulomb and in Y3. Take the total gauge g=UG. Step 2.1 gives a=Ag, and step 3.1 gives ∥a∥W1,2+∥a∥4≤(C2+K0)∥FA∥2 and ∥a∥W1,3≤C3∥FA∥3. In particular the construction obtains a gauge from small curvature alone. It used no assumed small potential norm of the original connection: the admissible small potentials were constructed from the zero starting connection by finitely many proved correction steps.

7.1F1F3F4F5step 2.1step 6.1algebra

Higher regularity from the constructed Neumann inverse. The family gauge G is in W2,3 and obeys ∂iG=Gai−(A1)iG. Contracting its derivative and using ∑i∂iai=0 gives ΔG=∑i((∂iG)ai−(A1)i∂iG)−(div⁡A1)G. Initially ∇G,a∈L12 by [F4], while A1 is smooth and G is bounded; hence the right side belongs to L6. The form dG belongs to Y3 with target the real eight-dimensional matrix space, by the defining smooth Neumann approximation of G. The integration identity of [F1] applied to dG therefore gives the zero-normal weak identity for each component of G. In particular −ΔG has zero mean. Apply [F3] at p=6 to each component, after subtracting its mean, and use weak-solution uniqueness to conclude G∈W2,6. By [F4] its first derivatives are now bounded; the displayed equation then has bounded right side, because a=G−1dG+G−1A1G is bounded as well. For every finite p≥2, apply [F3] again to this same zero-mean source and uniqueness to obtain G∈W2,p. The smooth factor U preserves this regularity for the total gauge g, and the gauge formula gives a∈W1,p by ordinary weak product differentiation. This proves exactly the claimed Sobolev regularity, without asserting unproved smooth boundary bootstrapping.

7.2F2step 1.1step 2.1step 4.1step 5.1step 6.1algebra

Given finite equivariance. Suppose the stated Γ,τ data are present. The equality M(s,γx)=dτγ(M(s,x)) follows from the equivariance of A evaluated on the radial vector. Constant conjugation commutes with all products and integrals in step 1.1, so U(γx)=τγ(U(x)). Hence C and every At have the same equivariance. The initial gauge I is equivariant. If an admissible family gauge is equivariant, its transported perturbation in step 4.1 is equivariant, and [F2] supplies an equivariant correction. The finite induction of step 6.1 therefore produces equivariant G and total g=UG. Only the conjugation action is used; scalar representatives of a projective unitary element act trivially, so a lift to an SU(2) representation is unnecessary.

8.1F1F2F3F4F5F6step 2.1step 6.1step 7.1step 7.2constructalgebra∎

Scaling and overlap compatibility. For Br, pull back the connection as Ar(y)=rA(ry). Its critical curvature norm equals ∥FA∥2. Apply the unit-ball construction and define the physical gauge by g(x)=gr(x/r). The transformed one-form obeys ar(y)=ra(ry), so ∥ar∥2=r−1∥a∥2, ∥∇ar∥2=∥∇a∥2, ∥ar∥4=∥a∥4, and the derivative/curvature L3 norms have common factor r2/3. This gives both stated estimates and preserves the approximation class, regularity and equivariance. Finally, on the given overlaps the continuous representatives of gi supplied by [F4] make hij=gi−1tijgj continuous and Wloc2,3 by [F5]. Direct multiplication gives hijhjk=hik pointwise, and the gauge composition identity of step 2.1 gives aj=aihij; smooth approximation justifies the equality for the Sobolev forms. Full AC is used only through the actual analytic suppliers [F1]–[F6].

Source notes

The complete proof in Tao–Tian §9, including Lemma 9.1 and all three steps of Proposition 9.2 (PDF pp.36–39), was read. The curvature-controlled scaling path and uniform perturbative radius are reconstructed above in the ordinary four-dimensional Lebesgue spaces. The proof supplies its own radial gauge and uses the newly proved local Neumann, Hodge and contraction suppliers. Uhlenbeck's original theorem is cited for provenance; the original paper's full text has not been obtained or used as a premise.

This is the local Euclidean small-curvature gauge and compatible-overlap module, including a precisely prescribed constant finite conjugation action. It supplies no singular removable-singularity theorem, general curved-metric or nonconstant-lift equivariant gauge theorem, ASD Fredholm/transversality or gluing theorem, or Floer invariant by itself. Those further original instanton-foundation obligations remain separate.

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