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A tight strongly unbounded coloring gives finite-target AD guessing
Statement
Assume AC. A tight strongly unbounded coloring gives an AD guessing array for every stationary partition of : all members of every row are cofinal, members of the same row are disjoint, cross-row intersections are bounded in the smaller index, and every finite nonempty list of uncountable targets is guessed simultaneously stationarily often on every part of .
Facts & Assumptions
Given: , the coloring , and the partition in the statement.
The exact finite-target AD requirement is clause 3 of Luzin sets, stick, and almost-disjoint guessing at omega one.
The coloring, downward cofinal family, distinct-sequence difference , and increasing majorant have the definitions of Tight strongly unbounded colorings.
Assume AC (The Axiom of Choice), for the simultaneous countable enumerations, ladders and stationary splittings below.
Countable unions of countable sets are countable under countable choice (Countable unions of at most countable sets, assuming ).
Under countable choice every countable subset of is bounded (Assuming countable choice: every at most countable subset of is bounded below , so no at most countable subset of is cofinal in it, and a supremum of at most countably many at most countable ordinals is at most countable).
is uncountable and every smaller ordinal is countable ( is uncountable, every ordinal below it is at most countable, it is a cardinal and a limit ordinal, and its existence is a theorem of ZF).
Earlier-value rules admit transfinite recursion (Transfinite recursion).
Fewer than the cofinality many clubs have club intersection (Intersections of fewer than the cofinality many clubs).
The diagonal intersection of clubs on a regular uncountable cardinal is club (The diagonal intersection of clubs is club).
Proof
We first record the elementary club tools used below. A1 supplies the countable choice needed by F3 and F4. By F4 and F5, is regular uncountable and an uncountable subset of is exactly an unbounded one. F7 therefore applies to countably many clubs, so a countable union of nonstationary sets is nonstationary: intersect clubs disjoint from its terms. A stationary set remains stationary after intersection with a club by the same finite-intersection fact. If is unbounded, is club: above any starting point take a strictly increasing sequence of points of and its countable supremum; closure follows by testing each bound below a limit point. In particular is club. Finally a regressive map on stationary has a stationary constant fiber. Otherwise choose a club disjoint from each fiber using A1; for , F8 gives because , contradicting the choice of that club.
Normalize the columns. An equal-column fiber is countable, since on an uncountable constant-column set each next-coordinate value set above a fixed prefix has at most one element, violating F2. The set of distinct columns has size : choose each fiber's least old index; if there were only countably many fibers their union would be countable by step 1.1. Enumerate the representatives increasingly by ; an uncountable subset of has order type , since its initial segments are countable by F5. Reindex by these representatives. For every , the old is uncountable exactly when uncountably many distinct columns have every prefix in , exactly when the new is uncountable. Thus and tightness persist, as does strong unboundedness on new indices. Henceforth the columns are distinct. Finite strings are countable, by grouping strings according to length plus sum of entries, with finite groups.
Every stationary can be partitioned into stationary pieces. By AC choose surjections for every infinite . For put . As varies these sets cover a tail of , so step 1.1 implies some is stationary. Choose its least such . Some fixed is taken on an uncountable set of , since a countable union of countable sets is countable. For this the corresponding stationary sets are pairwise disjoint, because a function has only one value at . Reindex them by and add all unused points of to the first part. Grouping the parts yields any specified nonzero number at most of stationary pieces.
Construct a walk map locally. By AC choose for each a strictly increasing cofinal sequence of order type ; choose an enumeration of and recursively pass above its next value to obtain it. Put and . For , start at and repeatedly pass from to . This point exists, lies at least at , and is strictly below . The walk reaches after finitely many steps, since an infinite decreasing ordinal sequence would have a least member followed by a smaller member. Let be its nonempty finite sequence of nodes before , and set . Every count is finite: for a limit , only finitely many terms of its increasing cofinal -sequence precede ; a successor ladder is a singleton. Thus is natural-valued.
Fix and . Let and . The finite union of for is bounded below . Choose at least as large as its members and with . If , no at a node of meets , so each walk step towards agrees with its step towards until reaching . Therefore is followed by . Also on , and . Hence on that tail. Comparing both upper columns with the column at proves: for , the maps and agree eventually below . Moreover tends to infinity as tends to ; the same equality shows that for every and , is bounded in . These are the two walk properties needed below.
Choose a downward cofinal of size at most . Its nonempty finite lists have size at most : for a countable ordinal , finite lists of indices below form a countable set; take the union over and enumerate each countable block, using AC and . For this bound, well-order pairs first by their maximum coordinate and then lexicographically within each block. Every predecessor set is countable by F3 and F5, so its order type is below by F5. Sending each pair to that order type injects into ; the reverse injection is . Split each into stationary pieces indexed by these lists using step 2.2, with the notation retaining the original part . Put . The union of the countable fibers of the remaining finite strings is countable by step 2.1, so choose above all their indices. Thus every prefix of for belongs to . This nonempty countable set is scheduled on successor ordinals by a map : on successors use the th entry of a list of repeating each entry infinitely often. Every occurs cofinally below every . Indeed a terminal -block gives infinitely many occurrences, and when there is no terminal block there are entire later blocks below . Recursively choose globally distinct indices . If for , let and choose ; otherwise let , choosing a column extending at a successor, and any column at zero. Each candidate set is uncountable and only countably many old indices are excluded, so the least eligible index exists. Let ; by step 2.1 all these functions are distinct.
Split into countably many stationary sets by step 2.2 and fix whose fiber at each contains the corresponding part. For and define . The second alternative is evaluated only when ; is always a candidate. Distinctness in step 3.2 makes defined. Put and . These definitions use only the natural-valued map of step 3.1.
If , , and , then is bounded in . To see this, put . If the intersection were cofinal, remove its bounded part where using step 3.1. On the remaining cofinal set, the defining inequality and strict increase of the majorant force . Thus , so the other defining inequality gives on that cofinal set. This contradicts the bounded-sublevel property of step 3.1 at .
For and , is bounded in . Each intersection is a finite union over ; the terms with are bounded by step 5.1, while a term with is empty because cannot have two values. The same finite-union argument gives bounded intersections between and for in . Define . The members of each row are now disjoint, each loses only a bounded subset of , and the cross-row bounds persist. Cofinality is not yet asserted.
Fix uncountable targets , with , and a part . Set and . Removing the countable union of countable leaves uncountably many all of whose column prefixes belong to . Their distinct indices belong to , so . Choose with and use the stationary piece for . These are the columns and preliminary disjoint rows from steps 3.2 and 6.1.
Suppose the set of simultaneous guesses by these is nonstationary. A club misses it. On its intersection with , some fixed pair fails on a stationary subset, by countable completeness from step 1.1. For such , is bounded; step 6.1 implies is also bounded. Choose its supremum as a regressive bound, with value zero for an empty intersection. The pressing-down argument of step 1.1 yields a stationary and fixed with for every .
Intersect the clubs over those strings with uncountable , obtaining a club by steps 1.1 and 2.1. Then is stationary. Choose above . For each above , step 3.1 gives a threshold such that for . Since is countable, there is an uncountable with a common threshold . Choose above , and put . Thin to an uncountable on which is constant; there are only countably many strings of that length.
Apply strong unboundedness to the uncountable set of distinct indices . Obtain a string of length with unbounded values among its extensions in . Necessarily , since all earlier coordinates were fixed in step 9.1. At least one such column lies in , so . Hence is uncountable and implies cofinal in . The set is bounded below by step 3.1. Choose above and every member of . Choose with and . Then , and .
The minimum defining is precisely . Indeed , so is a candidate. For coherence gives , and would put above , contrary to its choice. Also , so the endpoint alternative is unavailable there. Thus . Together with step 10.1 this puts above , contradicting step 8.1. Therefore the simultaneous guesses are stationary for every finite list on every original part . Every such successful row has all members cofinal, since the list is nonempty.
It remains to make every row cofinal, while preserving step 11.1. Call good if each is cofinal. For a nongood , each prefix belongs to by step 3.2. The successor schedule gives cofinally many successors with that prefix in , so . Choose a strictly increasing sequence cofinal in with these differences tending to infinity, at stage passing above a fixed cofinal ladder's th value as well as the preceding choice. Split its range into countably many disjoint infinite subsets and use them as the replacement row. All are cofinal, and their intersection with any smaller ordinal is finite. AC supplies these ladders and choices simultaneously.
A replaced upper row meets any lower row finitely; this handles also pairs of replaced rows. Consider a replaced lower row and an unchanged upper row . If its intersection with were cofinal in , the finite union defining would give one with a cofinal intersection with . Put . On a tail of the replacing ladder, step 12.1 gives , hence . Membership in then forces on a cofinal subset of , contradicting step 3.1. Thus all cross-row intersections remain bounded.
Every final row is disjoint and cofinal by step 12.1, and intersections have the required bounds by steps 6.1 and 13.1. Every successful finite-target row of step 11.1 was good and therefore unchanged, so each stationary guessing set is preserved. This is exactly F1, on all of and every part of the given partition, proving the claim.
Depends on
- Luzin sets, stick, and almost-disjoint guessing at omega one
- Tight strongly unbounded colorings
- The Axiom of Choice
- Countable unions of at most countable sets, assuming $\mathrm{AC}_\omega$
- Assuming countable choice: every at most countable subset of $\omega_1$ is bounded below $\omega_1$, so no at most countable subset of $\omega_1$ is cofinal in it, and a supremum of at most countably many at most countable ordinals is at most countable
- $\omega_1$ is uncountable, every ordinal below it is at most countable, it is a cardinal and a limit ordinal, and its existence is a theorem of ZF
- Transfinite recursion
- Intersections of fewer than the cofinality many clubs
- The diagonal intersection of clubs is club
Used by
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Sources
- Rinot–Shalev–Todorcevic, A new small Dowker space, Theorem 3.3 and Claims 3.3.1–8, pp.6–10 (standard reference, not scraped)
- Lambie-Hanson–Rinot, Knaster and friends III, June 17, 2022 version, Lemma 3.31 and Claim 3.31.1, pp.18–19; local omega-one walk expansion (standard reference, not scraped)