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The universal metric--trajectory projection is Fredholm

Statement

Assume the Axiom of Choice. Let M be a closed smooth manifold, let f:M→R be a smooth Morse function, and fix distinct critical points p,q. Let h≥3 be finite, fix a smooth reference metric g0 and disjoint sufficiently small closed neighbourhoods of the critical points, and let Gh be the open Banach manifold of positive Ch metrics agreeing with g0 on those neighbourhoods. Near every nonconstant negative-gradient trajectory from p to q, the zero set of the universal gradient-flow section is a Ch−1 Banach manifold. Its projection to Gh is Fredholm of index λ(p)−λ(q). The free time-translation quotient of this zero set is a Banach manifold, and its induced projection is Fredholm of index λ(p)−λ(q)−1. If no such trajectory exists, the claims about its zero set are vacuous.

Facts & Assumptions

Given: AC, the compact M, smooth Morse f, distinct p,q, finite h≥3, and the fixed-near-critical metric Banach manifold in the statement.

[F1]

The fixed-metric linearized operator on E=C01 and F=C00 is bounded Fredholm of index λ(p)−λ(q) (Morse--Smale transversality and surjectivity of the linearized flow operator).

[F2]

Fredholm maps and their indices have the stated Banach-manifold meaning (Fredholm maps and regular values on countable-base Banach manifolds).

[F3]

Linear matrix ODEs have invertible fundamental matrices on finite intervals (Linear matrix ODEs have unique global solutions on a fixed interval).

[F4]

A finite-dimensional kernel of a bounded Banach-space operator has a bounded complement, and a bounded bijection between Banach spaces has a bounded inverse under the assumed AC (Finite-dimensional subspaces are complemented, Bounded inverse theorem, The Axiom of Choice).

[F5]

The Banach implicit-function theorem applies to a Ch−1 map with an invertible derivative in a complemented variable (Implicit function theorem for Banach spaces).

Proof

technique · direct
1.1givenalgebra

The affine space of Ch symmetric tensors vanishing on the specified critical neighbourhoods is a closed Banach subspace K of the Ch tensor space on compact M. Positivity is open, giving Gh. Near a connecting trajectory γ, use a fixed smooth background exponential map to represent nearby curves as small sections of E=C01(R,γ∗TM), and parallel transport to identify their equation values with F=C00(R,γ∗TM). The resulting universal section is Ψ(g,η)=η˙+grad⁡gf(η) in these charts. It is Ch−1: on the compact target M, derivatives of the finite-dimensional exponential and gradient maps through order h−1 are uniformly bounded, so their Taylor remainders are uniform in the supremum norms; tensor variations vanish on the critical neighbourhoods and curve variations decay at both ends, so every derivative takes values in F.

2.1F1step 1.1algebra

At a zero (g,γ), differentiation gives L(k,ξ)=Ak+Dγξ, where Dγ is [F1] and Ak=−g−1k(grad⁡gf,⋅) along γ. The tensor term follows by differentiating g−1: δ(g−1)=−g−1kg−1. Since Dγ is Fredholm, its range R is closed and its quotient Q=F/R is finite-dimensional. To prove L onto it suffices to prove that the image of A:K→F spans Q.

3.1F3step 2.1algebra

Suppose A(K) did not span Q. A nonzero functional on the finite-dimensional quotient annihilating its image would lift to a nonzero bounded ℓ∈F∗ with ℓDγ=0 and ℓA=0. In a parallel frame write Dγz=z′+H(t)z, and let Φ′=−HΦ, Φ(0)=I. By [F3], Φ(t) is invertible for every finite t. For any compactly supported continuous vector function ψ with ∫ψ=0, its compactly supported C1 primitive v(t)=∫−∞tψ(s)ds satisfies Dγ(Φv)=Φψ, so ℓ(Φψ)=0. Subtracting a fixed compactly supported scalar function of integral one shows that ℓ(Φψ)=c⋅∫ψ for a fixed vector c. Hence on compactly supported w, ℓ(w)=∫a(t)⋅w(t)dt with a(t)=Φ(t)−Tc. Compactly supported functions are dense in F, so c≠0; thus a(t) is continuous and nowhere zero.

4.1step 2.1step 3.1algebra

Since p≠q, strict descent makes γ injective and gives a point x=γ(t0) outside the fixed critical neighbourhoods with v=grad⁡gf(x)≠0. A small regular-value slab about f(x) meets this orbit only in a short compact time interval. For any target vector b a symmetric endomorphism sending v to b is B=b⊗v+v⊗b∣v∣2−⟨b,v⟩∣v∣4v⊗v. Choose a tensor k0 at x for which a(t0)⋅Ak0>0, extend it smoothly, and multiply by a nonnegative bump supported in a small ball inside the slab. Shrinking the ball preserves nonnegative pairing along the entire short orbit segment and positive pairing near t0. The resulting k∈K has Ak compactly supported along γ and ℓ(Ak)=∫a⋅Ak>0, contradicting ℓA=0. Thus A(K) spans Q and L is onto.

5.1F1F2F4F5step 4.1algebra

Choose finitely many tensors whose A-images form a basis of Q, giving a bounded lift J:Q→K with πQAJ=IQ. By [F4] split E=ker⁡Dγ⊕E1, and let BR:R→E1 be the bounded inverse of Dγ∣E1. Then S(w)=(JπQw, BR(w−AJπQw)) is a bounded right inverse of L. Consequently I−SL is a bounded projection onto ker⁡L, and [F5] makes the local universal zero set a Ch−1 Banach manifold with tangent ker⁡L. For the projection π(g,γ)=g, its tangent kernel is ker⁡Dγ and its image is ker⁡(πQA), a closed subspace of codimension dim⁡Q. Therefore dπ is Fredholm with index dim⁡ker⁡Dγ−dim⁡Q=λ(p)−λ(q) by [F1].

6.1F1F2step 5.1algebra∎

Time translation of a nonconstant trajectory is free because f∘γ is strictly decreasing. Fix any c with f(q)<c<f(p). Each connecting trajectory crosses f=c exactly once, and at that crossing ddtf(γ(t))=−∣grad⁡gf∣g2<0. Evaluation γ↦f(γ(0)) is Ch−1 in the trajectory charts. The ordinary implicit-function theorem therefore gives a local Ch−1 slice f(γ(0))=c transverse to the translation direction γ˙∈ker⁡Dγ. Since solutions of the Ch−1 gradient ODE depend smoothly on initial data and time on compact intervals, translating solutions to their unique crossing varies smoothly in these zero-set charts. The slices are compatible and identify the free translation quotient with a Banach manifold. Its projection to Gh is the restriction of π to a codimension-one tangent hyperplane that removes the one-dimensional translation line from ker⁡dπ while leaving the image of dπ unchanged. Its Fredholm index is therefore λ(p)−λ(q)−1.

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