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Baire diagonal passage from finite regularity to smooth metrics
Statement
Assume dependent choice. Let be a closed smooth finite-dimensional manifold and a fixed smooth Morse function. For a fixed pair of its critical points, the smooth metrics for which its stable and unstable manifolds are transverse form a residual subset of the standard metric space.
Facts & Assumptions
Given: Dependent choice, as in the statement, and the finite- universal projection, available at every sufficiently high finite regularity. Write for the space of all smooth metrics.
That projection is Fredholm (The universal metric--trajectory projection is Fredholm).
Sard--Smale makes its regular values residual at every sufficiently high finite regularity (Sard--Smale residual regular values for Fredholm maps).
A complete metric space satisfies the Baire conclusion (Under Dependent Choice, a nonempty complete metric space is not a countable union of closed sets with empty interior).
The fixed-metric trajectory operator is onto exactly when the stable and unstable manifolds are transverse (Morse--Smale transversality and surjectivity of the linearized flow operator).
Proof
At a zero of the universal section, write its surjective linearization as Then the tangent space to the universal zero set is , and the differential of its metric projection is . If is onto, this projection is onto by solving . Conversely, if the projection is onto, write any target vector as using surjectivity of , choose , and subtract to obtain equal to that target. Hence a metric is a regular value of the projection exactly when every corresponding is onto, which by [F4] is exactly the required stable--unstable transversality.
If , the stable and unstable tangent spaces at are complementary eigenspaces of the hyperbolic gradient linearization; strict descent excludes any other intersection. If and , strict descent makes the intersection empty. These cases hold for every metric. Hence suppose .
Near each metric choose compact local unstable and stable disks at , with parametrizations depending continuously in on in a neighbourhood . Here is the parameter dependence needed: in coordinates near either zero fix its hyperbolic linearization at and write . After a cutoff on a sufficiently small ball, has uniformly small Lipschitz constant. For prescribed small stable coordinate , the integral equation is a uniform contraction on a small exponentially weighted space of paths on . Its fixed point and its derivative with respect to depend continuously on ; the derivative solves a linear contraction equation. Evaluation at zero gives the stable disk. Reversing time gives the unstable disk. Restrict to smaller closed parameter balls so both disks extend beyond their boundaries. Finite-time flows also depend continuously in on .
For integers , let require transversality of the disk maps and at every coincidence of points in their compact parameter domains. Tangent spaces here are those of the extended disks, including at boundary points. This is an open condition: if failing metrics converged in to a metric satisfying it, compactness would give convergent coincidence parameters, and the closed rank-deficiency condition would contradict transversality at their limit. Every point of a global stable or unstable manifold eventually flows into the interior of the corresponding local disk. Thus all together are equivalent to the desired global transversality on .
Each is dense in . Indeed, start at any smooth in a specified basic smooth neighbourhood controlling derivatives through order . Choose finite above the Sard--Smale threshold. Fix on small disjoint critical neighbourhoods. Every trajectory between distinct critical points leaves their union, so metric variations outside them are the variations allowed in [F1]. By [F1], [F2], step 1.1 and Baire, there are arbitrarily -close metrics in this affine Banach parameter space for which the pair is transverse. Choose one, , still in and within the prescribed derivative bounds; it satisfies .
Approximate by a smooth symmetric tensor using convolution in a finite coordinate cover and a smooth partition of unity. This converges in because is finite and is compact. Sufficiently close approximants remain positive definite, remain in the prescribed neighbourhood, and still satisfy by its openness. Only this compact-disk condition needs to survive smoothing. Since was arbitrary, this proves the claimed smooth density without fixing any common critical-neighbourhood data throughout .
The smooth symmetric tensors on compact form a separable complete metrizable space under their countable derivative seminorms; positivity is an open condition. Hence is second countable and completely metrizable (an open subset admits an equivalent complete metric). Choose countably many neighbourhoods as above and closed sets whose interiors cover . This is obtained by taking sufficiently small closed balls from a countable metric basis. For each , set These sets are open and dense by steps 2.1 and 4.1.
By [F3] and dependent choice, is dense and residual. Any metric in this intersection belongs to some , hence satisfies every and therefore the global pair transversality by step 2.1. The complement of the desired set is consequently contained in a countable union of closed nowhere dense sets, so the desired set itself is residual. Together with step 1.2 this covers all ordered pairs.
Depends on
- Nowhere dense, meagre, residual, and comeagre subsets of a topological space
- Under Dependent Choice, a nonempty complete metric space is not a countable union of closed sets with empty interior
- Sard--Smale residual regular values for Fredholm maps
- The universal metric--trajectory projection is Fredholm
- Morse--Smale transversality and surjectivity of the linearized flow operator
Used by
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Sources
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, Lemma 2.25 (standard reference, not scraped)