How statement and proof provenance work
The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.
- Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
- AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
- AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.
These labels describe origin, not correctness: citations and verification chips remain separate evidence.
Stable Unstable Manifolds and Morse Smale Transversality
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Algebraic Closure, Embeddings, and Separability
- Algebraic Extensions, Extension Degree, and Finite Fields
- Approximation and Compactness in C(K)
- Banach Valued Integration and the Radon Nikodym Property
- Banach-Space Differential Calculus and Banach Manifolds
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Linear Operators and Quotient Spaces
- Compact Operators and Riesz Schauder Theory
- Compactness
- Compactness in Metric Spaces
- Complete Metrizability, Čech-Completeness, and Baire Category
- Completeness, Completion, and Uniform Continuity
- Complex Norms and Realification
- Complex Subspace Realification
- Complexification, Realification and Real Structures
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Cyclic Groups and Direct Products
- Darboux, L'Hôpital, and Taylor's Theorem
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces Adjoint Operators and Annihilators
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Euclidean Ordinary Differential Equations with Smooth Dependence
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Finite Dimensional Normed Spaces and Riesz Lemma
- Foundations of the Real Numbers for Analysis
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Geometric Hahn Banach and Convex Separation
- Gradient Like Vector Fields and Morse Trajectories
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Hereditary and Productive Behaviour of the Separation Axioms
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Morse Critical Points Hessians and Indices
- Normal Subgroups and Quotient Groups
- Normed and Banach Spaces
- Norming and Separation under Hahn–Banach
- Order, Zorn's Lemma, and the Axiom of Choice
- Picard-Lindelöf and First-Order Ordinary Differential Equations
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Properties of the Integral and the Working FTC
- Rank Theorems and Embedded Submanifolds
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Sard Theorem and Transversality
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Smooth Manifolds and Smooth Maps
- Smooth Partitions of Unity and Exhaustions
- Smooth Vector Bundles and Sections
- Splitting Fields
- Subspaces, Products, and Quotients
- Suprema and Infima
- Sylow's Theorems, p-Groups and Nilpotent Groups
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- The Analytic Hahn Banach Theorem
- The Baire Principles of Functional Analysis
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Fundamental Theorems of Calculus
- The Galois Correspondence
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Spectral Theorem, Positive Operators and Singular Value Decomposition
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Vector Fields Flows and Lie Derivatives
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
Fix the descending convention . A point-marked connecting trajectory is first a transverse stable--unstable intersection; quotienting by time is then justified by a regular-level slice, not by freeness alone. The genericity statement below concerns a fixed Morse function and is residual only.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Morse--Smale pairs
Definition
Let be Morse and let be a complete downward gradient-like field. The pair is Morse--Smale if every unstable manifold is transverse to every stable manifold , for critical points .
The metric version also applies to any smooth Riemannian metric for which is complete. Here and mean the backward- and forward-limit manifolds of this negative-gradient flow, respectively, and is Morse--Smale when all these intersections are transverse. This metric version does not require to have the exact normalized Morse-coordinate form in the downward-gradient-like definition. Completeness is automatic on a closed manifold. In both versions an empty intersection is transverse vacuously.
Stable and unstable manifolds for a Morse gradient with an arbitrary smooth metric
Statement
Let be a smooth Morse function on a finite-dimensional smooth manifold , let be a smooth Riemannian metric, and set . At a critical point of Morse index , there are local stable and unstable embedded disks for the flow of , of dimensions and . They are tangent at to the positive and negative Hessian subspaces, respectively, using to represent the Hessian as an endomorphism. Their flow saturations give immersed stable and unstable manifolds wherever the requisite finite-time flow is defined. Every tangent vector to the stable manifold along an orbit converging to gives a variational solution decaying exponentially in forward time; every tangent vector to the unstable manifold gives one decaying exponentially in backward time. This applies to the actual metric gradient; no Euclidean-gradient normal form for is assumed.
Facts & Assumptions
Given: The stated and their local flow.
The Hessian at a Morse critical point is nondegenerate and its negative eigenspace has dimension (Nondegenerate critical points, nullity, index, and coindex).
Finite-time flow maps are smooth diffeomorphisms between their open domains (The fundamental theorem on flows, Time-t flow maps are diffeomorphisms between open domains).
Finite-dimensional self-adjoint operators split into orthogonal spectral subspaces (Real spectral theorem: a self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal eigenbasis).
Proof
Choose a smooth coordinate chart centered at and represent the vector field by . Since , ; in the inner product it is self-adjoint and nonsingular. By [F1] and [F3] it has a stable spectral space of dimension , an unstable space of dimension , orthogonal projections , and with for and for . Moreover , and is .
Choose a smooth cutoff equal to one on a small ball about zero and zero outside a slightly larger ball, and replace by the cut-off . Since , the cutoff radius can be chosen so that is globally Lipschitz with constant as small as desired; the derivative of the cutoff contributes at most . Fix and take . For define on the weighted continuous-path Banach space the map The exponential bounds of step 1.1 make this a contraction with the displayed constant. Iteration from converges geometrically to its unique fixed point , and . For small , the entire path stays where the cutoff equals one; differentiating the integral equation shows that it solves the actual and converges exponentially to .
Its initial value is with . The map is in the weighted-path norm. Indeed, is with bounded first and second derivatives on the chosen finite-dimensional support, so the integral map in step 2.1 is on the weighted path space; its path derivative has norm below one uniformly. Differentiating the fixed-point equation and summing the resulting Neumann series gives a continuous derivative in . At , and , hence . Consequently is a embedded disk tangent to at . Differentiating with respect to also shows that every tangent variation to this disk is bounded by along its forward orbit.
Conversely, any actual orbit that stays in a sufficiently small chart neighbourhood for all and converges to satisfies the integral equation of step 2.1 with : variation of constants determines the stable part, while boundedness forces the unstable terminal term to cancel. The same integral operator is a contraction in the ordinary bounded-path norm after making , so that orbit equals and lies in the disk. The disk is therefore the local stable set, not just a selected family of decaying solutions. Time reversal gives the unstable disk, its dimension and tangent space, and exponential decay of its tangent variations as .
An orbit converging to eventually enters the local chart and stays there, so after some finite time it belongs to the local stable disk by step 4.1. The global stable set is the union of finite-time backward flow images of that disk. By [F2] each image is an immersed disk with the same dimension; their structures agree on overlaps by flow uniqueness. A tangent vector at any point transports by the derivative of a finite-time flow into a tangent vector of the local disk, whose variational solution decays exponentially by step 3.1. The same argument with reversed time gives the global unstable manifold and its tangent-decay assertion. No completeness outside the orbits under discussion is required.
Parametrized Morse trajectory space
Definition
Fix a complete downward gradient-like vector field for . For distinct critical points , let be the set of full -orbits satisfying When is understood we write . Existence and uniqueness for the complete flow make evaluation at zero a bijection with the point-marked intersection
We use this bijection whenever the intersection is given its smooth structure. For the special choice it agrees with the usual negative-gradient trajectory convention.
A parametrized Morse trajectory space is a manifold
Statement
Let be Morse--Smale on an -manifold. For distinct critical points , is a smooth manifold, possibly empty. When nonempty, it has dimension . If , it is empty.
Facts & Assumptions
Given: A Morse--Smale pair and distinct critical points .
The global unstable and stable manifolds are immersed of dimensions and (Global stable and unstable manifolds are immersed Euclidean spaces).
For transverse smooth maps and , their fibre product is an embedded submanifold of , possibly empty. When nonempty, each component has dimension ; in particular it is empty if this difference is negative (Transverse fibre products are embedded submanifolds).
Proof
The Morse--Smale condition says that the two immersion maps from and are transverse. Thus [F2] makes their fibre product a smooth manifold. Its evaluation image is precisely , hence, by the point-marked convention, .
First suppose . The source dimensions in [F1] sum to , so [F2] makes the fibre product empty. If the fibre product is nonempty, [F2] instead gives its dimension as . These cases prove the stated conditional dimension and emptiness assertions without assigning a negative dimension to an empty space.
Time translation acts freely on nonconstant trajectories
Statement
The action of on has trivial stabilizers.
Facts & Assumptions
Given: A trajectory and with .
Along every nonconstant -orbit, (Downward gradient-like vector fields for a Morse function).
Distinct endpoints make every trajectory in nonconstant (Parametrized Morse trajectory space).
Proof
Equality says for every , so if then is periodic with nonzero period .
By [F2] the orbit is nonconstant, while [F1] makes strictly decreasing; it therefore cannot be periodic. Hence , which is exactly freeness.
Unparametrized Morse trajectory moduli space
Definition
For distinct critical points , the unparametrized Morse trajectory moduli space is the orbit set
where translates the parameter. At this point this is only an orbit set; its smooth structure is constructed below from a regular-level slice.
A regular level identifies unparametrized trajectories
Statement
Let and suppose that is a regular value. Each class in has exactly one representative whose value at lies in . Thus evaluation induces a bijection
Facts & Assumptions
Given: A Morse trajectory from to and a regular strictly between its endpoint values.
Along a nonconstant trajectory, (Downward gradient-like vector fields for a Morse function).
A regular level is an embedded hypersurface (A regular level set is an embedded submanifold).
Proof
Continuity and the endpoint limits give a time with ; strict decrease in [F1] makes unique. Translating by therefore gives exactly one representative in the stated slice.
Conversely, two slice representatives in one time orbit differ by a translation, and step 1.1 forces that translation to be zero. The slice lies in the embedded hypersurface of [F2], giving the asserted identification.
The unparametrized trajectory space is a smooth manifold
Statement
For a Morse--Smale pair and distinct critical points , is a smooth manifold, possibly empty. When nonempty, it has dimension . If , then .
Facts & Assumptions
Given: A Morse--Smale pair and distinct critical points , with no nonemptiness assumption.
The parametrized space is a smooth manifold, possibly empty; when nonempty its dimension is , and a negative index difference forces emptiness (A parametrized Morse trajectory space is a manifold).
Parametrized trajectories are full nonconstant flow lines with the specified critical endpoint limits, evaluation at zero identifies them with the point-marked stable/unstable intersection, and off the critical set (Parametrized Morse trajectory space, Downward gradient-like vector fields for a Morse function). The uniqueness-of-level-representative argument in steps 1.1–2.1 of A regular level identifies unparametrized trajectories uses only continuity, endpoint limits and strict decrease; that bijection argument is repeated below without assuming ambient regularity of the chosen value.
Stable and unstable manifolds are flow invariant, and their smooth immersion charts are transported local-disk charts; the global flow is jointly smooth. These charts give a smooth time-translation action on their transverse fibre product and a smooth evaluation map (Stable and unstable manifolds are flow invariant, Global stable and unstable manifolds are immersed Euclidean spaces, The fundamental theorem on flows, Transverse fibre products are embedded submanifolds).
A nonempty fibre of a smooth map at a regular value is an embedded submanifold of the source with codimension equal to the target dimension (A regular level set is an embedded submanifold).
A scalar equation with nonzero time derivative has a locally unique smooth hitting time, with all finite-dimensional variables retained as parameters (The parametrized implicit function theorem with regularity).
For the orbit projection , the quotient topology has open exactly when is open in ; in particular is continuous (The quotient topology of a surjection, quotient maps, saturated sets, and the quotient of a space by an equivalence relation with its canonical projection). The moduli Definition initially specifies only an orbit set (Unparametrized Morse trajectory moduli space).
Proof
Put . If , its orbit set is empty and has the empty smooth structure; no dimension is assigned by a negative formula. Assume henceforth that is nonempty. No point of a trajectory is critical: flow uniqueness would then make it constant, contradicting its distinct endpoint limits. In the transported immersion charts of [F3], the action is smooth and evaluates to . Its tangent vector on the fibre product evaluates to , so is nonzero. Hence the dimension of the nonempty smooth manifold is at least one. By [F1], this dimension is ; in particular an index difference at most zero forces , and therefore its orbit set, to be empty.
In the nonempty case strict decrease and the endpoint limits imply . Set , without imposing any global regular-value condition on the ambient function , and put . This map is smooth by [F3]. For every , the flow tangent vector of step 1.1 satisfies , so is a submersion. For each trajectory, continuity and its two endpoint limits give a finite time with , and strict decrease makes unique. In particular is nonempty. Apply [F4] to , whose scalar target has dimension one: this slice is an embedded codimension-one submanifold of , of dimension .
Translating each trajectory by its unique time from step 2.1 gives exactly one representative in . Conversely, two representatives in the same time orbit can both lie in that slice only if their translation is zero. This is the level-representative bijection, using only the continuity and strict-decrease part of [F2]. Put . The same equation , now with varying in a chart of the entire , has nonzero time derivative at every solution. By [F5] its unique hitting time is smooth locally on ; uniqueness patches these local functions globally. It satisfies , so is a smooth orbit-invariant map restricting to the identity on . Let carry the quotient topology [F6]. The induced inverse is continuous: for every open , is open, and [F6] applies. Conversely is continuous, and these two maps are inverses. Thus the slice bijection is a homeomorphism for the quotient topology. Transport its smooth structure to ; its underlying topology is precisely that quotient topology, and its dimension is the one in step 2.1. Any other strictly between the endpoint values gives the same smooth structure: the equation has nonzero derivative in , so [F5] makes the unique hitting time smooth locally on the first slice; uniqueness patches these local times, and the smooth flow action gives mutually inverse smooth change-of-slice maps. Thus the construction and the empty case prove the full statement without Sard's theorem, an ambient regular level, or an added choice hypothesis.
No Morse--Smale trajectories for nonpositive index drop
Statement
If is Morse--Smale, , and , then .
Facts & Assumptions
Given: Distinct critical points in a Morse--Smale pair with .
The unparametrized trajectory space, when nonempty, is a smooth manifold of dimension (The unparametrized trajectory space is a smooth manifold).
Proof
If were nonempty, [F1] would give it dimension .
A nonempty smooth manifold has a nonnegative integer dimension, contradicting step 1.1. Thus the moduli space is empty.
A half-line first-order operator with a hyperbolic limit has a right inverse
Statement
Let be continuous and converge to a matrix that is self-adjoint for some fixed positive-definite inner product and has no zero eigenvalue. Put where the subscript means that the function, and also its first derivative in , tend to zero at infinity. Then has a bounded linear right inverse . If then has dimension equal to the number of negative eigenvalues of , counted with multiplicity, and Every homogeneous solution with initial value in decays exponentially. The analogous assertions on follow by time reversal, with the positive eigenspace of the limiting matrix replacing the negative eigenspace.
Facts & Assumptions
Given: The finite-dimensional continuous path and hyperbolic self-adjoint limit in the statement.
A self-adjoint finite-dimensional operator has orthogonal spectral subspaces (Real spectral theorem: a self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal eigenbasis).
A continuous linear matrix ODE has a unique solution for each initial value on every finite interval (Linear matrix ODEs have unique global solutions on a fixed interval).
Proof
Use an equivalent norm from the inner product in the statement. By [F1], with spectral projections and some such that for and for . For the constant path define Both integrals converge. Their norms are bounded by ; splitting the integrals into a compact initial interval and a tail where is small shows . Differentiation gives , so the derivative also tends to zero. Thus is bounded and .
Write . If is sufficiently small, on , and the Neumann series gives the bounded right inverse . It tends to in operator norm as .
For this small-perturbation case choose and, for , consider the integral equation On the Banach space of continuous paths with , the integral operator has norm at most . Shrink the permitted so this is below one. Iterating from converges geometrically to a unique solution ; differentiating the equation gives . Its initial value is , where and as . Conversely, variation of constants for any homogeneous solution tending to zero gives this integral equation with : the unwanted unstable term is fixed by its terminal value at infinity. Uniqueness also holds in the unweighted bounded-path norm under the same smallness condition. Hence is exactly the graph of , has dimension , and all its solutions decay at least as .
Choose a smooth scalar supported in with integral one. For each put . Then and step 1.1 gives . For a basis of , step 2.1 makes the vectors close to that basis, while step 3.1 makes a graph close to . Thus these vectors together with span for sufficiently small ; this follows by invertibility of the finite matrix close to the identity in the fixed splitting .
For general , choose so large that the shifted path meets the smallness bounds of steps 2.1–4.1. Apply those steps on . For , set the solution's value at to and solve backwards on by [F2]. This constructs a bounded linear right inverse ; boundedness on the finite interval follows from the variation-of-constants formula and the finite maximum of there. Homogeneous evolution carries isomorphically onto , so and exponential decay persists. To obtain the spanning assertion at , choose on the shifted tail with and extend it by zero to . The right inverse so constructed has , while ; step 4.1 then spans all initial values. Finally changes on a negative half-line into on a positive half-line; negative eigenvalues of are positive eigenvalues of .
Fredholm index and range of an asymptotically hyperbolic first-order operator
Statement
Let be continuous with limits as . Suppose each limit is self-adjoint for some positive-definite inner product and has no zero eigenvalue. Put Let be the initial values at of homogeneous solutions decaying as , and let be the corresponding values for solutions decaying as . Then is bounded Fredholm, and where denotes the positive eigenspace of the limiting matrix. In particular is onto exactly when . The isomorphism for the cokernel is induced by the half-line right inverses constructed in the proof; no canonical identification with a tangent quotient is asserted.
Facts & Assumptions
Given: The matrix path, limits, and function spaces in the statement.
On each half-line the restricted operator has a bounded right inverse, the decaying homogeneous initial-value space has the indicated spectral dimension, and right-inverse values of forcings vanishing at span modulo that space (A half-line first-order operator with a hyperbolic limit has a right inverse).
Homogeneous linear matrix equations have unique solutions on finite intervals (Linear matrix ODEs have unique global solutions on a fixed interval).
Proof
The convergence of at both ends makes it bounded, so is a bounded map from the indicated supremum norm to the supremum norm. Apply [F1] to and, after time reversal, to . Denote the bounded right inverses by . The two homogeneous initial-value spaces are , with and .
A homogeneous whole-line solution is determined by its value at zero by [F2] and belongs to exactly when that value lies in both and . These spaces are finite-dimensional, hence closed, and the evaluation map gives .
For , write for its half-line restrictions and define the bounded linear map Every decaying solution on the positive half-line has the form , with ; the analogous form on the negative half-line has . The two half-line solutions can be matched at zero exactly when . When matched, their first derivatives also agree there because each satisfies and is continuous. Thus , which is closed.
The map is onto. By [F1], together with spans . Extend any such by zero to the negative half-line; the extension is continuous at zero, belongs to , and has . Its -images therefore span the quotient by . Consequently , a finite-dimensional space.
Set , , and . Steps 2.1 and 3.1 give and . Hence is Fredholm and by step 1.1. The quotient in step 3.1 vanishes exactly when the two initial-value spaces span .
Morse--Smale transversality and surjectivity of the linearized flow operator
Statement
Let be a smooth Morse function, let be a smooth Riemannian metric, and let be a full negative--gradient orbit connecting critical points . Let be the Banach space of sections for which both and tend to zero at , with the supremum norm, and let have the supremum norm. For the tangent Levi--Civita connection metric-dual to the cotangent connection, put
Then is bounded Fredholm of index , and it is surjective if and only if and are transverse at .
Facts & Assumptions
Given: The smooth , connecting orbit , and displayed and Banach spaces.
Covariant Hessians define the linearization of the gradient equation (Riemannian metrics, symmetric cotangent-bundle connections, and covariant Hessians).
The point-marked trajectory set is the stable--unstable intersection (Parametrized Morse trajectory space), using the metric-gradient version of Morse--Smale pairs.
For a continuous first-order matrix path with invertible self-adjoint limits, the operator on precisely is Fredholm; its index and range are determined by the two decaying initial-value spaces (Fredholm index and range of an asymptotically hyperbolic first-order operator).
The stable and unstable manifolds for an actual smooth metric gradient have the expected dimensions, and tangent variations along a converging orbit decay exponentially at the appropriate end (Stable and unstable manifolds for a Morse gradient with an arbitrary smooth metric).
Proof
Differentiating in a decaying variation gives the displayed operator by [F1]. Since converges to the critical points and is continuous, its coefficient along is bounded; hence is bounded.
By [L2], approaches and exponentially at the two ends. Parallel transport a -orthonormal frame along . In fixed endpoint coordinates its transport equation has coefficients bounded by a constant times , which are integrable on both tails; hence the frame converges at each end to an orthonormal frame. In this frame, is ordinary differentiation, so becomes , with converging to at and at . These limits are self-adjoint for the endpoint inner products and invertible because is Morse. Parallel transport preserves norms and takes to , so it identifies exactly the displayed and spaces, not a weighted Sobolev replacement.
Apply [L1] to step 2.1. Its negative-end decaying initial-value space has dimension , and its positive-end space has dimension ; therefore is Fredholm of index . By [L2], differentiating the flow along gives decaying negative-end variational solutions, and differentiating along gives decaying positive-end ones. Both tangent spaces have exactly the corresponding dimensions, so inclusion implies equality with the two ODE initial-value spaces at . The cokernel is consequently isomorphic, through the chosen half-line right inverses, to .
The quotient in step 3.1 vanishes exactly when the two tangent spaces span , which is transversality. By [L1], that quotient vanishes exactly when is onto. This proves the biconditional and the index assertion.
Fredholm maps and regular values on countable-base Banach manifolds
Definition
A bounded linear map of Banach spaces is Fredholm when its range is closed and both and are finite-dimensional; its index is . A map between countable-base Banach manifolds is Fredholm of index if every is Fredholm of index . A value is regular if each has surjective derivative (vacuously if the fibre is empty).
Countable proper local restrictions of a Fredholm map
Statement
Assume the Axiom of Choice. Let be a Fredholm map, , between Hausdorff second-countable real Banach manifolds. There is a countable family of subsets whose interiors cover . For each there are a source open set and a target chart such that is closed relative to , , is proper, and in coordinates on the map has Fredholm normal form where and the target obstruction coordinate are finite-dimensional. Proper means that the inverse image of each compact subset of is compact. The conclusion includes , with an empty family.
Facts & Assumptions
Given: AC and the map in the statement.
Every point has a normal-form neighbourhood with product source coordinates , where is open in a Banach range space and is open in a finite-dimensional kernel space (Local finite-dimensional reduction for a Fredholm map).
The source is second countable (Countable base Banach manifold and smooth map).
Proof
If is empty, the empty family works. Otherwise fix and use [F1] to obtain , a source coordinate diffeomorphism , and a target chart in which . Write . Choose radii small enough that the closed balls and . Set Then is closed relative to , and its interior in contains .
The restriction is proper. To see this, let be compact and take a sequence in . After a subsequence converges in ; in target coordinates its first components therefore converge to some . The lie in the compact finite-dimensional ball , so a further subsequence converges to . Continuity of and gives . This subset is metrizable through , so sequential compactness implies compactness. The argument uses no compactness of a ball in the Banach range coordinate.
The interiors of the form an open cover of . By [F2], under AC every open cover has a countable subcover: for each member of a countable base that is contained in some cover member, choose one such member. Keep the corresponding countably many , and index them by a subset of . Their interiors still cover , and each retains the properties proved in steps 1.1–2.1.
Critical images of proper local Fredholm restrictions are nowhere dense
Statement
Assume the Axiom of Choice. Let be a Fredholm map of fixed index between Hausdorff second-countable real Banach manifolds, where is a positive integer or and . Suppose is open, lies in a target chart , and on the map has normal form with , , finite-dimensional and . If is closed relative to and is proper, then is closed and nowhere dense relative to , and is nowhere dense in . Here is the locus where is not surjective.
Facts & Assumptions
Given: The data in the statement, including AC.
A map from an open subset of to has null critical-value set when (Morse-Sard for Euclidean maps).
Normal form identifies the derivative's surjectivity with that of (Local finite-dimensional reduction for a Fredholm map).
Proof
In normal-form coordinates, is onto exactly when is onto. Surjectivity of a linear map between the finite-dimensional spaces is an open condition on its matrix entries. Thus is closed in .
The image is closed in . Indeed, if converges to , choose with . The set consisting of and the is compact in the metrizable chart . Properness makes its inverse image in compact. A subsequence of therefore converges in to , and continuity gives . Sequential closedness equals closedness in the metrizable chart.
If , every is onto and . Otherwise suppose a nonempty target-coordinate open rectangle lay inside . Fix . For the map on the open finite-dimensional kernel-coordinate domain, every would be a critical value: each comes from some with not onto. If , choose any finite integer ; otherwise take . Then [F1] applies to the slice and says its critical values are null, so they cannot contain the nonempty open set . Thus has empty interior in , and step 2.1 makes it nowhere dense there.
Since is open in , the closure in of a relatively nowhere dense subset of has empty interior: any open set in that closure must meet (the boundary of an open set has empty interior), contradicting relative nowhere density. Hence is nowhere dense in as well.
Sard--Smale residual regular values for Fredholm maps
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a Fredholm map of fixed index between Hausdorff second-countable real Banach manifolds, in the sense of Fredholm maps and regular values on countable-base Banach manifolds. If is a positive integer or and , its regular values form a residual subset of . A value is regular when every point of its fibre has surjective derivative, including vacuously when the fibre is empty.
Facts & Assumptions
Given: The Axiom of Choice and such a Fredholm map with .
Fredholmness and regular values have the conventions in Fredholm maps and regular values on countable-base Banach manifolds.
The source is covered by countably many sets closed relative to normal-form neighbourhoods, whose restrictions of are proper into target charts (Countable proper local restrictions of a Fredholm map).
The critical image on each such proper local restriction is closed relative to its target chart and nowhere dense in at the displayed differentiability threshold (Critical images of proper local Fredholm restrictions are nowhere dense).
A set is residual when its complement is meagre (Nowhere dense, meagre, residual, and comeagre subsets of a topological space).
Proof
Let be the set where is not surjective. By [F2], choose sets , with , whose interiors cover , such that each is closed relative to a normal-form neighbourhood and is proper into a target chart . In particular . For empty take .
Put . The fixed-index and differentiability hypotheses of [F3] hold, so each is closed relative to and nowhere dense in . Global closedness is unnecessary for meagreness.
A value is nonregular exactly when it is the image of a critical point. Every critical point belongs to some , and every point of is a critical value. Hence the nonregular values are exactly , a meagre subset of .
By [F4], the complement of that meagre set is residual, and by step 3.1 it is precisely the set of regular values. This also covers and values outside , whose fibres are empty and hence regular.
The universal metric--trajectory projection is Fredholm
Statement
Assume the Axiom of Choice. Let be a closed smooth manifold, let be a smooth Morse function, and fix distinct critical points . Let be finite, fix a smooth reference metric and disjoint sufficiently small closed neighbourhoods of the critical points, and let be the open Banach manifold of positive metrics agreeing with on those neighbourhoods. Near every nonconstant negative-gradient trajectory from to , the zero set of the universal gradient-flow section is a Banach manifold. Its projection to is Fredholm of index . The free time-translation quotient of this zero set is a Banach manifold, and its induced projection is Fredholm of index . If no such trajectory exists, the claims about its zero set are vacuous.
Facts & Assumptions
Given: AC, the compact , smooth Morse , distinct , finite , and the fixed-near-critical metric Banach manifold in the statement.
The fixed-metric linearized operator on and is bounded Fredholm of index (Morse--Smale transversality and surjectivity of the linearized flow operator).
Fredholm maps and their indices have the stated Banach-manifold meaning (Fredholm maps and regular values on countable-base Banach manifolds).
Linear matrix ODEs have invertible fundamental matrices on finite intervals (Linear matrix ODEs have unique global solutions on a fixed interval).
A finite-dimensional kernel of a bounded Banach-space operator has a bounded complement, and a bounded bijection between Banach spaces has a bounded inverse under the assumed AC (Finite-dimensional subspaces are complemented, Bounded inverse theorem, The Axiom of Choice).
The Banach implicit-function theorem applies to a map with an invertible derivative in a complemented variable (Implicit function theorem for Banach spaces).
Proof
The affine space of symmetric tensors vanishing on the specified critical neighbourhoods is a closed Banach subspace of the tensor space on compact . Positivity is open, giving . Near a connecting trajectory , use a fixed smooth background exponential map to represent nearby curves as small sections of , and parallel transport to identify their equation values with . The resulting universal section is in these charts. It is : on the compact target , derivatives of the finite-dimensional exponential and gradient maps through order are uniformly bounded, so their Taylor remainders are uniform in the supremum norms; tensor variations vanish on the critical neighbourhoods and curve variations decay at both ends, so every derivative takes values in .
At a zero , differentiation gives , where is [F1] and along . The tensor term follows by differentiating : . Since is Fredholm, its range is closed and its quotient is finite-dimensional. To prove onto it suffices to prove that the image of spans .
Suppose did not span . A nonzero functional on the finite-dimensional quotient annihilating its image would lift to a nonzero bounded with and . In a parallel frame write , and let , . By [F3], is invertible for every finite . For any compactly supported continuous vector function with , its compactly supported primitive satisfies , so . Subtracting a fixed compactly supported scalar function of integral one shows that for a fixed vector . Hence on compactly supported , with . Compactly supported functions are dense in , so ; thus is continuous and nowhere zero.
Since , strict descent makes injective and gives a point outside the fixed critical neighbourhoods with . A small regular-value slab about meets this orbit only in a short compact time interval. For any target vector a symmetric endomorphism sending to is Choose a tensor at for which , extend it smoothly, and multiply by a nonnegative bump supported in a small ball inside the slab. Shrinking the ball preserves nonnegative pairing along the entire short orbit segment and positive pairing near . The resulting has compactly supported along and , contradicting . Thus spans and is onto.
Choose finitely many tensors whose -images form a basis of , giving a bounded lift with . By [F4] split , and let be the bounded inverse of . Then is a bounded right inverse of . Consequently is a bounded projection onto , and [F5] makes the local universal zero set a Banach manifold with tangent . For the projection , its tangent kernel is and its image is , a closed subspace of codimension . Therefore is Fredholm with index by [F1].
Time translation of a nonconstant trajectory is free because is strictly decreasing. Fix any with . Each connecting trajectory crosses exactly once, and at that crossing . Evaluation is in the trajectory charts. The ordinary implicit-function theorem therefore gives a local slice transverse to the translation direction . Since solutions of the gradient ODE depend smoothly on initial data and time on compact intervals, translating solutions to their unique crossing varies smoothly in these zero-set charts. The slices are compatible and identify the free translation quotient with a Banach manifold. Its projection to is the restriction of to a codimension-one tangent hyperplane that removes the one-dimensional translation line from while leaving the image of unchanged. Its Fredholm index is therefore .
Baire diagonal passage from finite regularity to smooth metrics
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a closed smooth finite-dimensional manifold and a fixed smooth Morse function. For a fixed pair of its critical points, the smooth metrics for which its stable and unstable manifolds are transverse form a residual subset of the standard metric space.
Facts & Assumptions
Given: The Axiom of Choice and as in the statement. Write for the space of all smooth metrics. Finite metric regularity may be chosen arbitrarily high; the required universal projection and its regular-value interpretation are constructed below, not assumed.
For a reference smooth metric and disjoint closed critical neighbourhoods, let be the closed Banach subspace of symmetric two-tensors vanishing on these neighbourhoods. Positive metrics in the corresponding affine space form an open subset. Trajectory variations are and equation values are , with the norms in [F4]. No universal surjectivity assertion is included in this fact.
Sard--Smale makes its regular values residual at every sufficiently high finite regularity (Sard--Smale residual regular values for Fredholm maps).
A complete metric space satisfies the Baire conclusion (Under Dependent Choice, a nonempty complete metric space is not a countable union of closed sets with empty interior).
The fixed-metric trajectory operator is bounded Fredholm of index and is onto exactly when the stable and unstable manifolds are transverse (Morse--Smale transversality and surjectivity of the linearized flow operator).
Continuous finite-dimensional linear matrix ODEs have unique solutions on every compact interval (Linear matrix ODEs have unique global solutions on a fixed interval). Uniqueness patches these solutions on nested compact intervals.
Finite-dimensional subspaces of normed spaces have bounded projections (Finite-dimensional subspaces are complemented).
A bounded bijection between Banach spaces has bounded inverse under DC (Bounded inverse theorem). The assumed AC supplies DC: choose one successor for each point of an entire relation and iterate that function from the specified starting point.
The Banach-space implicit-function theorem applies to a map whose partial derivative in one Banach factor is a bounded linear isomorphism, under AC (Implicit function theorem for Banach spaces).
Proof
First take distinct and a connecting trajectory . Use a fixed smooth background exponential map to chart nearby curves by small elements of ; these curves have the same limits at both ends. Parallel transport back to trivializes the equation bundle. The section is . In these charts it is at least for : derivatives of the finite-dimensional exponential and gradient maps are uniformly bounded on the relevant compact coordinate sets, so Taylor remainder estimates hold uniformly in the supremum norms. Variations and their first derivatives tend to zero at the ends, and metric variations vanish near the limiting critical points, so all these derivatives take values in . Its derivative at a zero is , where along , by differentiating the inverse metric.
If , the stable and unstable tangent spaces at are complementary eigenspaces of the hyperbolic gradient linearization; strict descent excludes any other intersection. If and , strict descent makes the intersection empty. These cases hold for every metric. Hence suppose .
Near each metric choose compact local unstable and stable disks at , with parametrizations depending continuously in on in a neighbourhood . Here is the parameter dependence needed: in coordinates near either zero fix its hyperbolic linearization at and write . After a cutoff on a sufficiently small ball, has uniformly small Lipschitz constant. For prescribed small stable coordinate , the integral equation is a uniform contraction on a small exponentially weighted space of paths on . Its fixed point and its derivative with respect to depend continuously on ; the derivative solves a linear contraction equation. Evaluation at zero gives the stable disk. Reversing time gives the unstable disk. Restrict to smaller closed parameter balls so both disks extend beyond their boundaries. Finite-time flows also depend continuously in on .
Write . Its range is closed and is finite-dimensional by [F4]. Suppose the image of in were proper. A nonzero linear functional on vanishing on that image would lift to a nonzero bounded functional on with and . Trivialize along by a parallel orthonormal frame, so with continuous matrix . By [F5] obtain , , on ; solving , , shows and hence invertibility. No global bound on is required.
For integers , let require transversality of the disk maps and at every coincidence of points in their compact parameter domains. Tangent spaces here are those of the extended disks, including at boundary points. This is an open condition: if failing metrics converged in to a metric satisfying it, compactness would give convergent coincidence parameters, and the closed rank-deficiency condition would contradict transversality at their limit. Every point of a global stable or unstable manifold eventually flows into the interior of the corresponding local disk. Thus all together are equivalent to the desired global transversality on .
For a continuous compactly supported vector function put . If , its primitive is compactly supported and , and . Thus . Fix a continuous compactly supported scalar with integral one. Subtracting gives for a fixed vector . Consequently, for every compactly supported continuous , Compactly supported functions are dense in by cutoff, so , since . Hence is continuous and nowhere zero. All products with used here have compact support.
Strict descent of makes the connecting orbit injective and gives a point outside the fixed critical neighbourhoods with . A small neighbourhood of can meet the orbit only in a short compact time interval: restrict first to a sufficiently small -level slab about and then to a coordinate ball. At a symmetric endomorphism can send to any prescribed vector ; explicitly Choose a symmetric two-tensor at such that its metric variation has positive pairing with , and extend its coordinate components smoothly nearby. Continuity preserves positive pairing along the short orbit segment after shrinking the ball. Multiply by a nonnegative smooth bump supported there and positive at . The resulting has compactly supported along the orbit, with nonnegative pairing everywhere and positive pairing on an interval. Step 3.1 gives , a contradiction. Thus maps onto , and maps onto .
Choose finitely many tensors whose -images form a basis of , giving a bounded linear lift with . By [F6] write with closed ; by [F7], has bounded inverse . Then is a bounded right inverse of . Therefore is a bounded projection onto , while is a closed complementary subspace. Apply [F8] using this complement as the invertible-derivative variable. The zero set is locally a Banach manifold with tangent exactly . The parameter projection on this tangent has kernel and range , a closed subspace of codimension . It is therefore Fredholm of index . These are the zero-set charts and projection used below.
The ambient spaces here are separable: finite- tensors on compact , and paths on in finitely many components, admit countable dense approximating families in their indicated norms; closed subspaces and open subsets remain separable metrizable. The trajectory path space has a countable atlas by finite-coordinate piecewise approximations on compact time intervals and fixed endpoint charts on the tails. The zero set inherits second countability from this ambient space. Thus its Fredholm projection meets the countable-base hypotheses of [F2]. Choose so large that ; no loss of one derivative affects availability at arbitrarily high finite regularity.
At a zero, the surjectivity of and tangent identity are now established by steps 4.1–5.1. The projection differential is on . If is onto, it is onto by solving . Conversely, write any as , choose using surjectivity of the projection, and obtain . Hence regular values of the projection are exactly metrics for which all the corresponding are onto, equivalently the required transversality by [F4].
Each is dense in . Indeed, start at any smooth in a specified basic smooth neighbourhood controlling derivatives through order . Choose finite with above the Sard--Smale threshold. Fix on small disjoint critical neighbourhoods. Every trajectory between distinct critical points leaves their union, so the supported variations of step 4.1 are permitted. Steps 5.1–6.1 construct the Fredholm projection; [F2], step 6.2 and Baire give arbitrarily -close metrics in this open affine Banach parameter space for which the pair is transverse. Choose one, , still in and within the prescribed derivative bounds; it satisfies .
Approximate by a smooth symmetric tensor using convolution in a finite coordinate cover and a smooth partition of unity. This converges in because is finite and is compact. Sufficiently close approximants remain positive definite, remain in the prescribed neighbourhood, and still satisfy by its openness. Only this compact-disk condition needs to survive smoothing. Since was arbitrary, this proves the claimed smooth density without fixing any common critical-neighbourhood data throughout .
The smooth symmetric tensors on compact form a separable complete metrizable space under their countable derivative seminorms; positivity is an open condition. Hence is second countable and completely metrizable (an open subset admits an equivalent complete metric). Choose countably many neighbourhoods as above and closed sets whose interiors cover . This is obtained by taking sufficiently small closed balls from a countable metric basis. For each , set These sets are open and dense by steps 2.2 and 8.1.
By [F3], under the assumed Axiom of Choice, is dense and residual. Any metric in this intersection belongs to some , hence satisfies every and therefore the global pair transversality by step 2.2. The complement of the desired set is consequently contained in a countable union of closed nowhere dense sets, so the desired set itself is residual. Together with step 1.2 this covers all ordered pairs.
Morse--Smale metrics are residual for a fixed Morse function
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be closed and Morse. The set of smooth Riemannian metrics for which is Morse--Smale is residual in the metric space.
Facts & Assumptions
Given: The Axiom of Choice, a closed manifold , and a fixed Morse function .
A fixed pair of critical points is transverse for a residual set of smooth metrics (Baire diagonal passage from finite regularity to smooth metrics).
A Morse function on a compact manifold has finitely many critical points.
Proof
By [F2], there are only finitely many ordered pairs of critical points. For each pair, take the residual set of metrics supplied by [F1].
Their finite intersection is residual and consists exactly of metrics for which every is transverse to every , namely the Morse--Smale metrics.
Thus the conclusion is residual in the smooth metric space. No openness or simultaneous statement about varying functions or continuation families has been used.
Relative Morse--Smale perturbation of a gradient-like field
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be closed, let be Morse with pairwise distinct critical values, and let be a downward gradient-like field in its standard normal form on fixed sufficiently small Morse-coordinate balls with pairwise disjoint closures, each contained in a larger such coordinate chart. There is an arbitrarily -close downward gradient-like field which equals on those balls and for which is Morse--Smale.
Facts & Assumptions
Given: and the stated distinct critical values and fixed small critical balls inside larger Morse charts, with and . The balls are small enough that the slightly larger charts have disjoint critical-value windows.
A compact Morse function has finitely many critical points (A Morse function on a compact manifold has finitely many critical points).
Under , parametric transversality gives transverse slices from a transverse finite-dimensional family (Parametric transversality).
Regular levels are embedded hypersurfaces (A regular level set is an embedded submanifold).
Proof
Work componentwise. A compact manifold has finitely many connected components, and [F1] gives finitely many critical points on each. On a fixed component, order that component's critical values. Its continuous image under is an interval, so every value chosen strictly between consecutive critical values is attained; it is regular because there is no critical value between them. Thus its fibre is nonempty, and [F3] supplies the smooth level hypersurface. These finitely many levels cut the components of into finitely many bands.
On a component of positive dimension, write its critical points as with , where . Induct on the destination: after stage , require for every and every . The assertion for is automatic, since a maximum has stable manifold consisting only of itself. For a general stage , the case of a local maximum is automatic for the same reason. Otherwise the stable disk at has a compact sphere section of dimension at a level just above . Choose this section outside the fixed ball but inside its larger chart. A short flow collar of it lies above the fixed ball's maximum height, below , and outside every other fixed ball, by their disjoint height windows.
Let be the collar's upper regular level. The stable section has a tubular product , furnished by the unstable coordinates in the Morse chart and transport by the flow. Write for small . The evaluation is a submersion. For each higher critical point , the unstable slice is an immersed manifold: local unstable disks are transported by finite-time flow, and the flow direction is transverse to . Cover each such slice by countably many embedded immersion charts. Apply [F2] to the family and each chart image. The union of the exceptional null sets is null, so there are arbitrarily small for which is transverse to every higher unstable slice. For , the stable manifold is open and this transversality already holds without a perturbation.
Realize the chosen displacement by a field perturbation in the collar. In product flow coordinates with , bottom , and top , take a smooth function supported in with , and a cutoff equal to one near zero and zero near the boundary of the normal disk. Put For small , backward flow from stays where and reaches . Thus the stable sphere at the upper section becomes precisely . The perturbation is zero near the entire collar boundary, extends smoothly by , and tends to zero in with . It preserves the fixed critical balls.
All higher unstable slices at are unchanged: their backward trajectories lie above , whereas the perturbation is below . Hence step 3.1 gives the desired transversality for destination . Every trajectory from a higher critical point to crosses , and flow transports this tangent-space condition along it. For each earlier destination , , its stable manifold lies in , entirely above the perturbation. At any intersection there, the backward trajectory defining the unstable manifold also stays in this unchanged superlevel region. Thus both tangent manifolds at every previously established intersection are unchanged. This proves the induction invariant of step 2.1.
There are finitely many stages and components, so choose each parameter within a finite error budget. On the compact collar supports has a strict margin, so sufficiently small choices retain ; on the fixed balls the exact local normal form is untouched. Closedness gives completeness. Self-intersections at a critical point have complementary stable/unstable tangent spaces, and strict descent excludes other identical-endpoint or reversed-value connections. Cross-component intersections are empty. Zero-dimensional components require no perturbation. Thus the final field is arbitrarily -close, agrees on all fixed balls, and is Morse--Smale.
Index-one trajectory spaces are zero-dimensional
Statement
If is Morse--Smale and , then is a discrete smooth manifold. This statement does not assert finiteness.
Facts & Assumptions
Given: A Morse--Smale pair and critical points with index drop one.
The unparametrized space has dimension (The unparametrized trajectory space is a smooth manifold).
Proof
Substitution in [F1] gives .
A zero-dimensional smooth manifold is discrete, proving the claim without any compactness assertion.
Index-two trajectory spaces are one-dimensional
Statement
If is Morse--Smale and , then is a one-dimensional smooth manifold. No compactification or boundary description is asserted.
Facts & Assumptions
Given: A Morse--Smale pair and critical points with index drop two.
The unparametrized space has dimension (The unparametrized trajectory space is a smooth manifold).
Proof
Substitution in [F1] gives .
Therefore the moduli space is a one-dimensional smooth manifold, with no assertion about its ends.
Broken Morse trajectories have strictly decreasing critical values and indices
Statement
For a finite string of nonconstant Morse--Smale trajectory components , both and strictly decrease with . Consequently .
Facts & Assumptions
Given: A finite string of nonconstant connecting trajectories in a Morse--Smale pair.
Along each nonconstant component, (Downward gradient-like vector fields for a Morse function).
A nonpositive index drop admits no Morse--Smale trajectory (No Morse--Smale trajectories for nonpositive index drop).
Proof
Integrating the strict decrease in [F1] along each component gives .
Since each component exists, the contrapositive of [F2] gives .
Each strict index drop is at least one and indices are nonnegative, so there can be at most components.
Morse--Smale residuality does not assert simultaneous genericity for all data
The residual theorem fixes and varies metrics. The relative theorem varies a field while protecting specified local data. Varying the function, a metric, and a continuation family are different parameter problems; none follows merely by reusing the word “generic.”
Ambient orientability is not required for Morse--Smale transversality
Transversality and the dimension of use tangent-space spanning and do not require an orientation of . Orientations and signs for later trajectory counts require orientation-line data, not an ambient-orientability hypothesis inserted here.
5 · Examples, counterexamples and false statements
None yet.
Sources
- Michèle Audin and Mihai Damian, Morse Theory and Floer Homology, §2.2
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, Section 1.5 Theorem 1.12 and Lemma 2.21(ii), pp. 47-49 and 80-81
- Alexander F. Ritter, Part III Morse Homology, Lecture 9
- Michèle Audin and Mihai Damian, Morse Theory and Floer Homology, §2.2.b
- Michèle Audin and Mihai Damian, Morse Theory and Floer Homology, Proposition 2.2.2
- Alexander F. Ritter, Part III Morse Homology, §3.11
- Michèle Audin and Mihai Damian, Morse Theory and Floer Homology, Remark 2.2.3
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, Proposition 1.6 and proof, pp. 40-43
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, Proposition 1.8 and proof, pp. 43-44
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, Lemma 3.11(ii)
- Stephen Smale, An Infinite Dimensional Version of Sard's Theorem, §1
- Stephen Smale, An Infinite Dimensional Version of Sard's Theorem, proof of Theorems 1.3 and 1.6, pp. 862-863
- Stephen Smale, An Infinite Dimensional Version of Sard's Theorem, proof of Theorem 1.3, pp. 862-863
- Stephen Smale, An Infinite Dimensional Version of Sard's Theorem, Theorem (1.3)
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, Lemmas 2.23--2.24
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, Lemma 2.25
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex, §2.12
- Michèle Audin and Mihai Damian, Morse Theory and Floer Homology, Theorem 2.2.5 and Lemma 2.2.8