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Continuous piecewise-affine functions with zero endpoints lie in H1-zero

Statement

Assume Countable Choice. Let v:[0,1]→R be continuous and affine on each interval of a finite partition 0=x0<x1<⋯<xN=1, with v(0)=v(1)=0. Then the Sobolev class of v belongs to H01(0,1)=W01,2((0,1);R), where W01,2 is the norm closure of Cc∞(0,1) in W1,2(0,1).

Facts & Assumptions

Given: A continuous real function affine on a finite partition of [0,1] and vanishing at both endpoints; Countable Choice for the Sobolev interfaces.

[F1]

Integer-order Sobolev spaces and their norms: W1,2(0,1) consists of L2 classes whose first weak derivative is an L2 class.

[F2]

Weak derivative of a locally integrable function: the weak derivative is identified by integration against derivatives of compactly supported smooth test functions.

[F3]

Zero-boundary Sobolev space as a norm closure: W01,2(0,1) is the closure of Cc∞(0,1) in the W1,2 norm.

[F4]

The Sobolev norm descends to equivalence classes: the displayed W1,2 formula defines a norm, including its triangle inequality.

[F5]

Compactly supported Sobolev functions extend by zero in every integer order: a W1,2(0,1) function supported in a compact subset of (0,1) extends by zero to a W1,2(R) function with the same derivative extended by zero.

[F6]

A smooth bump between concentric Euclidean balls: for 0<r<R in dimension one, there is a smooth [0,1]-valued function equal to 1 on [−r,r] and supported in (−R,R).

[F7]

The mollifier family generated by a unit-mass smooth bump: a compactly supported smooth unit-mass function generates the scaled convolution kernels ρε.

[F8]

A unit-mass smooth bump generates an L1 approximate identity: the generated kernels form an L1 approximate identity on R.

[F9]

Every L1 approximate identity converges to the identity in Lp for 1≤p<∞: for 1≤p<∞, convolution by that family converges in Lp to every Lp function.

[F10]

Convolution with a mollifier is smooth, and derivatives pass under the integral sign: convolution of a locally integrable function with a smooth compactly supported unit-mass kernel is smooth.

[A1]

Assume The Axiom of Countable Choice (ACω) as required by [F1], [F3]–[F5], and [F8]–[F10]; no choice of an element from an arbitrary family is used in the approximation argument below.

Proof

1.1givenA1F1F2algebra

Let g equal the slope of v on the interior of each partition interval, with arbitrary values at the finitely many breakpoints. Both v and g are bounded, hence square integrable on (0,1). Integration by parts on each partition interval gives ∫01vφ′=−∫01gφ for every φ∈Cc∞(0,1): the interior endpoint terms cancel because v is continuous, and the outer endpoint terms vanish because φ is compactly supported. Thus [F2] identifies g as the weak derivative, and [F1] gives v∈W1,2(0,1).

2.1F1step 1.1algebra

Put L=max⁡i∣(v∣[xi−1,xi])′∣. For 0<δ<1/4, let χδ be zero on [0,δ]∪[1−δ,1], linear from zero to one on [δ,2δ], equal to one on [2δ,1−2δ], and linear from one to zero on [1−2δ,1−δ]. Then vδ=χδv is continuous and piecewise quadratic, with compact support in [δ,1−δ]. Its piecewise derivative is bounded; integration by parts on its finitely many pieces cancels interior boundary terms by continuity, as in step 1.1, so vδ∈W1,2(0,1). Since ∣v(x)∣≤Lmin⁡(x,1−x), its difference from v is supported on strips of total length at most 4δ; there ∣v∣≤2Lδ, ∣v′∣≤L, and ∣χδ′∣≤1/δ. The product rule therefore gives ∥v−vδ∥L22≤16L2δ3 and ∥(v−vδ)′∥L22≤36L2δ. The W1,2 formula in [F1] then gives vδ→v in W1,2(0,1) as δ→0+.

3.1A1F1F5F6F7F8F9F10step 2.1algebra

Extend vδ by zero to Vδ∈W1,2(R) using [F5]. Choose the [F6] bump with r=1/2 and R=1. Its integral c is finite because it is bounded and supported in (−1,1), and c≥1 because it equals 1 on an interval of length 1. Normalize it by c and take its mollifier family from [F7]. The convolution Vδ∗ρε is smooth by [F10]. Differentiating under the integral and integrating by parts on the finitely many polynomial pieces of Vδ gives (Vδ∗ρε)′=Vδ′∗ρε: interior boundary terms cancel by continuity and outer terms vanish by compact support. By [F8]–[F9], the function and its derivative converge in L2(R) to Vδ and Vδ′ as ε→0+. The normalized bump has support in [−1,1], so 0<ε<δ places the convolution support inside (0,1) and it belongs to Cc∞(0,1).

4.1A1F1F3F4step 2.1step 3.1algebra∎

Given η>0, choose δ so that step 2.1 gives ∥v−vδ∥W1,2<η/2, and then choose sufficiently small ε in step 3.1 so that ∥vδ−(Vδ∗ρε)∣(0,1)∥W1,2<η/2. The triangle inequality [F4] gives a Cc∞(0,1) approximation to v within η. Since η was arbitrary, [F3] yields v∈H01(0,1).

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