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Surgery on a normal map preserves its normal bordism class

Statement

Assume ACω (The Axiom of Countable Choice (ACω)). Let X and M be closed connected oriented smooth m-manifolds and let (f,b):M→X be a degree-one normal map with respect to the stable normal bundle νX of X (Degree-one normal map for the surgery program), let 0≤p≤m−1 and q=m−p, and let φ be a framed embedded surgery sphere in M with underlying sphere φ0. Require the framing to be orientation-compatible with M in the trace sense of Surgery trace cobordism; this condition is essential for the two attaching components when p=0.

A b-framed surgery datum on (f,b) along φ consists of:

  • a null-homotopy h:Dp+1→X of f∘φ0 (for p≥1 and supplied basepoint data this represents an element of πp+1(f); for p=0 no group structure on π1(f) is asserted);
  • for the extension F:Wφ→X of f over the trace constructed from h in (i) below, an extension B:νWφ→F∗νX of the stable isomorphism b to a stable isomorphism of stable normal bundles over the trace.

The second item is the extension of the normal data over the trace handle; it is taken as part of the datum, as in the source's definition of a b-framed embedding (Ranicki, Definition 10.6). The datum requires this extension for the chosen framing and chosen extension F; triviality of the sphere normal bundle and a null-homotopy alone do not supply it. Ranicki Definition 10.6 includes B as part of the datum. Let Wφ be the trace, oriented as an oriented bordism from M to Mφ (Surgery trace cobordism, Oriented smooth cobordism). Then:

(i) f extends to a continuous map F:Wφ→X restricting to f on the incoming face M and to a map fφ on the outgoing face Mφ; it may be taken to agree with f∘pr⁡M on M×[0,1]. If f is smooth, F can be chosen smooth before supplying the bundle extension B; a continuous nonsmooth f cannot be the restriction of a smooth F;

(ii) the stable isomorphism B restricts to b over M and to a stable isomorphism bφ:νMφ→fφ∗νX over Mφ;

(iii) fφ has degree one, so (fφ,bφ) is a degree-one normal map, and (F,B) is a normal bordism from (f,b) to (fφ,bφ): the surgery step changes the source manifold and map but preserves the normal bordism class;

(iv) for p≥1 in the below-middle range p≤q−2 the class killed by the step is the class z=[φ0]∈πp(M): it lies in the kernel of πp(M)→πp(Mφ).

Facts & Assumptions

Given: the degree-one normal map (f,b):M→X over the closed connected oriented smooth m-manifold M, the integers 0≤p≤m−1 and q=m−p, the framed embedded surgery sphere φ, the null-homotopy h of f∘φ0, and the extension B of the stable bundle data.

[F1]

Degree-one normal map for the surgery program: a normal map (f,b):M→X with respect to a vector bundle ξ over X consists of a map f together with a stable isomorphism b:νM→f∗ξ; it is of degree one when f∗[M]=[X] for the class [X] generating Hn(X;Z), fixed as part of the target datum, and in the manifold-target case ξ=νX is the stable normal bundle. A normal bordism between degree-one normal maps over the same target datum consists of an oriented bordism (W;M0,M1) with a map F:W→X restricting to the given maps and a stable isomorphism B:νW→F∗ξ restricting to the given data over the faces.

[F2]

Surgery trace cobordism: the trace is Wφ=(M×[0,1])∪φ×{1}(Dp+1×Dq), with incoming face M×{0}, core disk, cocore disk and belt sphere; when M is oriented it is an oriented bordism from M to its outgoing face.

[F3]

The upper boundary of the surgery trace is the surgered manifold: the outgoing face is diffeomorphic to Mφ, by the identity on M∖φ(Sp×int⁡Dq); the two-sided homotopy models give Wφ≃M∪φ0Dp+1 relative to M.

[F4]

Stable normal bundle of a compact smooth manifold and Stable normal bundle is independent of the embedding: stable normal bundles are equivalence classes under adding trivial summands, independent of the Euclidean embedding, and a stable isomorphism is an isomorphism after adding trivial summands on both sides.

[F5]

Every continuous map between smooth manifolds is homotopic to a smooth map and Relative Whitney approximation for manifold-valued maps: a continuous map from a manifold to a manifold with target data prescribed and smooth on a neighbourhood of a closed subset may be replaced by a smooth map agreeing there and homotopic to it relative to that set.

[F6]

The fundamental class of a boundary pushes forward to zero: for a compact oriented smooth (m+1)-manifold W with boundary and inclusion i:∂W↪W, one has i∗[∂W]=0 in Hm(W;R).

[F7]

Oriented smooth cobordism: in an oriented bordism the induced boundary orientation of the incoming face is the negative of the supplied orientation and that of the outgoing face is the supplied orientation, so [∂W]=−[M]+[Mφ] under the boundary decomposition.

[F8]

p-surgery kills the represented pi-p class below the middle dimension: for p≤q−2 the class represented by the underlying sphere lies in the kernel of πp(M)→πp(Mφ).

[F9]

Relative CW inclusions are cofibrations: a relative CW pair (Z,A) has the homotopy extension property, so a null-homotopy on A, starting at the restriction of a constant map on Z when read backwards, extends to a homotopy on Z; with a CW structure on Dp+1 in which Sp is a subcomplex, the product CW structure makes the attaching region Sp×Dq a subcomplex of the handle Dp+1×Dq.

Proof

Given: the objects and hypotheses of the statement.

1.1F2F9givenconstruct

Contract the disk factor to see that f∘φ on Sp×Dq is homotopic to f∘φ0∘pr⁡Sp, which the supplied disk h makes null-homotopic. The attaching region is a subcomplex of the product handle. Start with the constant map on the handle and apply [F9] to the reversed null-homotopy on its attaching region. At the end this gives a handle map extending f∘φ, and its union with f∘pr⁡M on the cylinder gives a continuous F:Wφ→X. This proves the continuous assertion in (i).

1.2F2F3F4given

By hypothesis the stable bundle isomorphism B:νWφ→F∗νX extends b, and by [F3] the outgoing face is identified with Mφ, whose stable normal bundle restricts to νWφ along the face; hence bφ:=B∣Mφ is a stable isomorphism νMφ→fφ∗νX over the outgoing face, and B restricts to b over the incoming face, with the identifications of [F4]. This proves (ii).

2.1F2F5F9step 1.1construct

If f is smooth, first prescribe the extension on a small collar on both sides of the attaching region by f(φ(x,y)), constant in the transverse collar coordinate; the boundary-local extension convention and a slightly extended disk factor give a smooth map on a neighbourhood of the cylinder in the rounded trace. Its restriction to the inner collar boundary is homotopic to f∘φ, hence null-homotopic, so the reversed-HEP argument of step 1.1 extends it continuously over the remaining handle. Apply [F5] relative to the closed cylinder, where this map is now smooth on a neighbourhood, to obtain a smooth F with the same cylinder values. Supply B for this chosen F, as required by the datum; the proof does not keep a fixed bundle map while changing its covered base map. If f is merely continuous, use the continuous F of step 1.1. This proves the remaining assertion in (i).

2.2F6F7step 1.1

Degree of fφ. The compact oriented (m+1)-manifold Wφ has boundary M⊔Mφ, and by [F6] the boundary class pushes forward to zero in Hm(Wφ;Z). Applying F∗ and using that F restricts to f and fφ gives f∗[M]−(fφ)∗[Mφ]=0, with the signs fixed by the orientation convention of [F7]; since f∗[M]=[X] by hypothesis, (fφ)∗[Mφ]=[X], so fφ has degree one in the total-fundamental-class sense, even if Mφ is disconnected (which can happen when q=1).

3.1F1F2step 1.2step 2.2

The data (Wφ,F,B) are an oriented bordism from M to Mφ together with a map to X restricting to f and fφ on the faces and a stable isomorphism νWφ→F∗νX restricting to b and bφ: this is exactly a normal bordism in the sense of [F1]. Hence (fφ,bφ) is a degree-one normal map normally bordant to (f,b), and the normal bordism class is preserved. This proves (iii).

4.1F8given∎

If p≥1 and p≤q−2, the class z=[φ0]∈πp(M) represented by the underlying sphere lies in the kernel of πp(M)→πp(Mφ) by [F8], independently of the bundle data. This proves (iv).

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