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The smooth Whitney trick fails in dimension four
Remark
Recorded in the boundary case of this page, not used as a prerequisite by any result above. For and complementary sheets the dimension counts of the stable range collapse: the sufficient stable-range inequalities fail, the interior intersections of a null-homotopy disk with the sheets have dimension rather than , and a surface in a -manifold generically has isolated self-intersections which are not removable by dimension count. The failure is not an artefact of the proof: in the smooth category the four-dimensional Whitney trick is genuinely obstructed, and obstructions to cleaning immersed disks include the non-sliceness of knots; successful four-dimensional statements require the additional structure of Freedman-Quinn theory in the topological category or further hypotheses in the smooth category. Consequently no result on this page asserts the trick for , and the borderline theorem above is stated only for with the codimension-two hypothesis and the fundamental-group complement condition.
The bookkeeping of the failure is elementary and worth recording precisely. A null-homotopy disk has a two-dimensional interior, and generically it meets a sheet in dimension ; negative expected dimensions guarantee that a transverse disk interior avoids both sheets when and , equivalently . These are sufficient generic-avoidance conditions, not necessary conditions for a particular disk to be clean. For and this count gives intersections of dimension , not the of the stable range, so a transverse disk interior may meet the sheets in isolated points whose absence the general-position lemma cannot guarantee; and the self-intersections of a generic surface in a -manifold are likewise isolated, so the dimension count fails for them too. This remark is a recorded boundary and carries no proof obligation: it is used by no item of this page, and it is cited only to explain why the main theorem and the borderline theorem stop where they do. The two source locators above record the statements consulted: Ranicki's remark that the four-dimensional Whitney trick requires the special Freedman-Quinn theory, and Milnor's restriction of the cancellation theorem to the dimensions he checks.
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Sources
- Andrew Ranicki, Algebraic and Geometric Surgery (Oxford Mathematical Monographs, Oxford University Press 2002; complete electronic copy) (standard reference, not scraped)
- John Milnor, Lectures on the h-Cobordism Theorem (notes by L. Siebenmann and J. Sondow, Princeton University Press 1965; scanned edition with searchable text layer) (standard reference, not scraped)