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Closed immersions into affine schemes are quotient spectra

Statement

For a ring A, closed immersions Z→Spec⁡A are, up to unique isomorphism over Spec⁡A, precisely the morphisms Spec⁡(A/I)→Spec⁡A for ideals I⊆A.

Facts & Assumptions

Given: A closed immersion i:Z→X=Spec⁡A, with the published scheme conventions. We work with the repository's permitted Axiom of Choice.

[F1]

A closed immersion is a homeomorphism onto a closed subset with surjective structure-sheaf map; schemes have affine open neighbourhoods, and affine schemes are quasi-compact. (Closed immersions of schemes, Schemes, Affine schemes and their coordinate rings, Every affine scheme is quasi-compact)

[F2]

Closed sets in a spectrum are vanishing sets of ideals, principal opens form a basis, and localization identifies D(f) with Spec⁡Af. Under AC, a proper ideal is contained in a maximal ideal and the nilradical is the intersection of all primes. (The vanishing sets define the Zariski topology on the prime spectrum, Principal distinguished subsets of the prime spectrum, A principal localization identifies its spectrum with a distinguished open, In a nonzero commutative ring, every proper ideal is contained in a maximal ideal, The nilradical is the intersection of all prime ideals, The Axiom of Choice)

[F3]

Morphisms to affine schemes correspond to maps on global sections, and affine schemes and rings are contravariantly equivalent. (Morphisms to an affine scheme and global sections, Affine schemes are contravariantly equivalent to commutative rings)

[F4]

Affine principal-open sections and stalks are localizations; module localization is exact, and a localized element vanishes exactly when some denominator annihilates it. Sheaf surjectivity is detected on stalks. Quotient spectra identify with the vanishing set of the kernel ideal. (Sections and restrictions on distinguished opens of an affine scheme, The stalk of the affine structure sheaf at a prime is A_p, Localisation of modules is exact, Localisation of a module at a multiplicative subset, A sequence of abelian sheaves is exact exactly when it is exact on every stalk, Prime ideals of a quotient ring are exactly the prime ideals containing the ideal)

[F5]

Sections of a sheaf on an open cover are the equalizer of the restriction maps to pairwise intersections. (The sheaf axiom is the equalizer condition on a cover)

AC use: The prime-ideal and nilradical assertions in F2 detect the unit ideal and nilpotence, and detect a nonzero cokernel by localization. No choice is needed for the finite subcovers.

Proof

1.1F1F2F3givenconstruct

Write E=i(Z)=V(J)⊆X. By [F1], E and hence Z are quasi-compact. Choose a finite affine open cover Wj=Spec⁡Cj of Z. Since Z has the subspace topology on E, the principal-open basis in [F2] and quasi-compactness supply finitely many labelled functions fi∈A whose E∩D(fi) cover E, each lying in one Wj. The inverse image of D(fi) is the principal open defined by fi in that affine chart, so is affine. Empty covers are allowed.

2.1F2F3step 1.1algebra

The cover implies V(J+(fi))=∅, hence J+(fi)=A by [F2]: a proper ideal in a nonzero ring would lie in a maximal ideal. For the zero ring the equality is immediate. Thus 1=∑iaifi+∑ℓbℓgℓ for finitely many gℓ∈J. On each affine Wj, every image of gℓ lies in all primes, since every point maps into V(J); it is nilpotent by [F2]. Finiteness of the cover supplies a common exponent, so each restriction gℓ∣Z is nilpotent globally by the sheaf axiom. The finite sum h=∑ℓbℓgℓ∣Z is nilpotent by the multinomial expansion. Consequently ∑iaifi∣Z=1−h is a unit, with inverse a finite geometric sum. The fi∣Z generate the unit ideal.

3.1F2F3F4F5step 1.1step 2.1algebra

Put B=Γ(Z,OZ) and write fi also for the pulled-back global sections. The affine opens Ui=Zfi cover Z by step 1.1. If this list is empty, Z is empty and B=0, giving Z=Spec⁡0. Otherwise put Ci=Γ(Ui,OZ) and Cij=Γ(Ui∩Uj,OZ). Each intersection is the principal open defined by fj in the affine Ui, so is affine by [F2]. By [F5], B is the kernel of the difference of restriction maps ∏iCi→∏i,jCij, a map of B-modules. Fix k. Exact localization in [F4] preserves this kernel, and localization commutes with finite products by taking a common denominator in any finite tuple. Basic-open sections in [F4] identify (Ci)fk and (Cij)fk with sections on Ui∩Uk and Ui∩Uj∩Uk, respectively, respecting restrictions. Their kernel is therefore Γ(Uk,OZ)=Ck by [F5], since the Ui∩Uk cover Uk. Thus restriction gives a ring isomorphism Bfk≅Ck: all maps come from restriction and fraction multiplication. By [F3] the identity of B defines a canonical map j:Z→Spec⁡B. Its inverse image of DB(fk) is Uk, and on that open its comorphism is precisely this ring isomorphism. The sections fi generate the unit ideal by step 2.1, so the DB(fi) cover Spec⁡B. These local inverse morphisms agree on overlaps because each inverts j, and glue to an inverse of j. Hence Z=Spec⁡B in every case.

4.1F1F2F3F4step 3.1algebra

Let φ:A→B correspond to i by [F3]. For any prime p⊂A, sections of i∗OZ on D(f) are Bφ(f). Taking the colimit over f∉p identifies its stalk with (A∖p)−1B. The surjective sheaf map in [F1] therefore gives a surjection Ap→(A∖p)−1B. Exact localization in [F4] implies Mp=0 for M=coker⁡φ. If m∈M were nonzero, [F2] would give a maximal ideal p containing its proper annihilator. Then m/1≠0 in Mp: vanishing would require a denominator outside p annihilating m, contrary to that containment. Thus M=0 and φ is onto. For A=0, unitality already forces B=0. Setting I=ker⁡φ gives B≅A/I and the required isomorphism over X.

5.1F1F3F4step 4.1algebra∎

Conversely, the spectrum map of A↠A/I is a homeomorphism onto V(I) by [F4]: contraction identifies its primes and all their closed vanishing sets. At a prime containing I, its direct-image stalk map is the surjection Ap→(A/I)p/I; at a prime not containing I, the target stalk is zero, since an element of I is inverted. Hence its structure-sheaf map is surjective by [F4], proving it is a closed immersion. The kernel of A→Γ(Z,OZ) recovers I uniquely. Any isomorphism of quotient spectra over X is induced by the unique compatible quotient-ring map, so is unique. In particular I=A gives the empty immersion, also when A=0.

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