How statement and proof provenance work
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These labels describe origin, not correctness: citations and verification chips remain separate evidence.
Schemes Subschemes and Morphisms Locally of Finite Type
1 · Prerequisites
- Affine Schemes and the Structure Sheaf
- Algebraic Extensions, Extension Degree, and Finite Fields
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Compactness
- Compactness in Metric Spaces
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Limits and Colimits
- Linear Independence, Bases and Dimension
- Metric Spaces
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Polynomial Rings, the Division Algorithm and Roots
- Presheaves Sheaves Stalks and Sheafification
- Prime Spectra and Radicals
- Products Segre and Veronese Embeddings and Grassmannians
- Projective Algebraic Sets Projective Morphisms and Cones
- Rees Modules Artin Rees and Hilbert Samuel Theory
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Set Theory Beyond Choice: Recorded, Not Proved Here
- Sheaf Operations Exactness Ringed Spaces and Module Pullback
- Simple Field Extensions and the Construction of the Complex Numbers
- Suprema and Infima
- Tensor Products of Modules
- The Field of Fractions and Localisation
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Zariski Topology on Prime Spectra
2 · Summary
This page builds the affine-local language of schemes: open charts, gluing, morphisms, reductions, closed subschemes, and the two finiteness conditions. It deliberately keeps the finite-presentation distinction visible over non-Noetherian bases.
The affine quotient description supplies the local proof of the quasi-coherent-ideal/closed-subscheme correspondence. Quasi-compact morphisms then have a scheme-theoretic image obtained from the kernel ideal sheaf.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Classical algebraic prevarieties, regular maps, and varieties
Definition
Fix an algebraically closed field . A classical algebraic prevariety over is a quasi-compact locally ringed space over that is covered by open subspaces isomorphic, as locally ringed spaces over , to affine algebraic sets with their regular-function sheaves. Equivalently, it admits a finite such affine cover. A map is regular when it is a morphism of these locally ringed spaces over ; equivalently, this can be checked on affine charts. Thus its maps on structure sheaves respect the fixed -algebra structures.
A prevariety is separated when the equalizer of every pair of regular maps into it is closed. A (classical) algebraic variety is a separated prevariety. In the comparison below, “irreducible classical variety” means a nonempty variety whose underlying topological space is irreducible.
Schemes
Definition
A scheme is a locally ringed space such that every point has an open neighbourhood which, with the restricted structure sheaf, is an affine scheme. The empty locally ringed space is consequently a scheme.
Affine open subschemes
Definition
For a scheme and an open set , the open subscheme means . It is an affine open subscheme when this restricted locally ringed space is affine; thus “affine open” always includes its restricted structure sheaf, not merely an open subset of .
Intersections of affine opens admit principal affine covers
Statement
If are affine open subschemes of a scheme , then is covered by open subschemes which are principal opens in and are also principal opens in affine open charts of .
Facts & Assumptions
Given: Affine open subschemes .
Proof
For , regard as an open neighbourhood of in the affine scheme . Distinguished opens form a basis there, so choose with .
The same construction in an affine neighbourhood in refines around each of its points by a distinguished open in that chart. These refinements cover , and each is principal in the indicated affine charts.
Gluing affine schemes along compatible open isomorphisms
Statement
Affine schemes equipped with open subschemes and isomorphisms on overlaps satisfying the identity and cocycle conditions glue to a scheme, uniquely up to unique isomorphism; the given affine schemes become an open affine cover.
Facts & Assumptions
Given: Affine schemes, open overlap subschemes, and compatible cocycle isomorphisms.
Proof
The data are gluing data for locally ringed spaces, so the gluing theorem produces a locally ringed space covered by open subspaces identified with the given affine schemes.
Since every point of lies in one of those affine open subspaces, is a scheme by definition.
Let be another gluing with the same chart identifications. On every affine chart, compose the identification into with the inverse of the corresponding identification into . The cocycle condition says these chartwise locally ringed-space isomorphisms agree on overlaps, so their underlying maps and sheaf maps glue to an isomorphism . The inverse is obtained by reversing the chart maps. Any isomorphism respecting all chart identifications has these restrictions and is therefore equal to this one. Thus the gluing is unique up to a unique chart-compatible isomorphism.
Morphisms of schemes
Definition
A morphism of schemes is a morphism of the underlying locally ringed spaces. In particular its maps on stalks are local homomorphisms.
Morphisms to an affine scheme and global sections
Statement
For a scheme and a ring , taking global sections induces a natural bijection
Facts & Assumptions
Given: A scheme and a commutative ring .
Proof
A morphism induces the ring map on global sections .
Conversely, a ring map gives the canonical morphism from to the affine scheme , checked on affine opens by the affine anti-equivalence and glued over an affine cover of .
On each affine open the two constructions are inverse by the affine anti-equivalence; equality of scheme morphisms is local on the source, hence they are mutually inverse and natural.
Morphisms of schemes are local on compatible open covers
Statement
Compatible morphisms of schemes on an open cover of a scheme glue uniquely to a morphism from ; two morphisms out of are equal if their restrictions to an open cover are equal. Both assertions may be checked after affine-open refinement of source and target.
Facts & Assumptions
Given: An open cover of and compatible local scheme morphisms.
Proof
The underlying continuous maps agree on overlaps and therefore glue to a unique continuous map from .
Compatibility of the maps of structure sheaves on overlaps glues their sheaf maps, and locality on stalks is local on ; thus the glued map is a scheme morphism.
Restricting a hypothetical equality to the cover proves necessity, while uniqueness in the gluing construction proves sufficiency; refining by affine opens preserves the same argument.
Schemes and morphisms over a base
Definition
An -scheme is a scheme equipped with a morphism . An
-morphism is a scheme morphism commuting with the maps to .
For , choose an affine open cover
. Over each chart take
. On overlaps, localization in the
coefficients gives canonical isomorphisms that fix the variables; these
satisfy the cocycle condition and glue by thm-gluing-affine-schemes. The
result, independent of the cover up to the unique -isomorphism respecting the coefficient maps and the ordered coordinate functions , is the relative affine
space . Its structure morphism is affine, although its total
scheme need not be affine when is not. For it is ; for the construction gives the empty scheme. The uniqueness assertion concerns these coordinate-compatible identifications, not arbitrary -isomorphisms.
Open immersions of schemes
Definition
A morphism is an open immersion if it identifies isomorphically with an open subscheme of .
Open immersions are monomorphisms
Statement
An open immersion is a monomorphism of schemes, and a composite of open immersions is an open immersion.
Facts & Assumptions
Given: An open immersion .
Proof
Replace by its isomorphic open subscheme of , so that is the inclusion of an open subset with restricted sheaf.
If have , their underlying maps and their sheaf maps agree after restriction to that open subscheme, hence ; thus is a monomorphism.
A composite of two such identifications identifies the source with an open subscheme of the final target, so it is again an open immersion.
Quasi-compact and quasi-separated schemes
Definition
A scheme is quasi-compact if is quasi-compact. It is quasi-separated if the intersection of every two affine open subschemes is quasi-compact. These conditions are properties of the indicated underlying open covers; they do not mean that is separated.
Affine schemes are quasi-separated
Statement
Every affine scheme is quasi-separated.
Facts & Assumptions
Given: An affine scheme and affine open subschemes .
Proof
Write . Since and are quasi-compact open subsets of , each is a finite union of distinguished opens, say and .
Hence is a finite union of quasi-compact distinguished opens, and is therefore quasi-compact.
This is exactly the affine-intersection criterion in the definition of quasi-separatedness.
Ideal sheaves
Definition
An ideal sheaf on a scheme is a subsheaf such that is an ideal of for every open , compatibly with restriction.
Quasi-coherent ideal sheaves
Definition
An ideal sheaf on is quasi-coherent if, for every affine open , there is an ideal such that is the ideal sheaf associated to the -module .
Closed immersions of schemes
Definition
A morphism is a closed immersion if its underlying map is a homeomorphism onto a closed subset and the morphism is surjective.
Closed immersions into affine schemes are quotient spectra
Statement
For a ring , closed immersions are, up to unique isomorphism over , precisely the morphisms for ideals .
Facts & Assumptions
Given: A closed immersion .
Proof
By Stacks Project, Tag 01IN, there is an ideal whose associated quasi-coherent sheaf is the kernel of , and for every distinguished open one has In particular, for this gives over . This avoids the false inference that an arbitrary surjection of sheaves must be surjective on global sections.
Conversely, a quotient induces a morphism with closed image ; on every distinguished open it is the quotient , so the structure-sheaf map is surjective. Thus it is a closed immersion.
The kernel ideal and quotient construction recover each other, giving the claimed classification up to unique isomorphism.
Quasi-coherent ideals and closed subschemes
Statement
For a scheme , the assignments and give mutually inverse correspondences between quasi-coherent ideal sheaves on and closed subschemes of .
Facts & Assumptions
Given: A scheme .
For a ring , closed immersions into are precisely quotient-spectrum morphisms for ideals , up to unique isomorphism over Closed immersions into affine schemes are quotient spectra.
Proof
Let be quasi-coherent and let be an affine open. By its defining local form, is associated to an ideal , and [F1] gives the closed immersion .
Conversely, let be a closed immersion. Restricting to , [F1] identifies with , and identifies the kernel of with the ideal sheaf associated to . Thus the global kernel is quasi-coherent.
On an overlap of two affine opens, both local quotient immersions have kernel the restricted ideal sheaf ; hence their quotient rings and their closed immersions agree after restriction. They therefore glue to a closed subscheme, denoted , of .
On every affine open the two constructions are the inverse quotient-ring constructions of [F1]. Since both the ideal sheaves and closed immersions agree on the affine open cover, the constructions are mutually inverse on .
The reduction of a scheme
Definition
For a scheme , let be the ideal sheaf whose germs are the nilpotent elements of the local rings of ; equivalently, a section lies in when it is locally nilpotent on . The reduction is the closed subscheme with the same underlying topological space and structure sheaf . On it is .
Universal property of scheme reduction
Statement
For every morphism from a reduced scheme , there is a unique morphism whose composite with is .
Facts & Assumptions
Given: A reduced scheme and a morphism .
Proof
On affine opens, the map on coordinate rings sends every nilpotent of the target ring to a nilpotent of the reduced source ring, hence to zero.
It therefore factors uniquely through the quotient by the nilradical on each affine chart, producing compatible local maps to .
The local maps glue uniquely, and their uniqueness on charts proves uniqueness globally.
Irreducible components as schemes
Definition
An irreducible component of a scheme is a maximal irreducible closed subset of , equipped, when regarded as a scheme, with its reduced induced closed subscheme structure.
Integral schemes
Definition
An integral scheme is a nonempty scheme that is reduced and whose underlying topological space is irreducible. Equivalently, it is nonempty and every nonempty affine open is the spectrum of a domain. The latter criterion is independent of the chosen affine open cover.
Locally Noetherian and Noetherian schemes
Definition
A scheme is locally Noetherian if it has an affine open cover by spectra of Noetherian rings. It is Noetherian if it is locally Noetherian and quasi-compact; equivalently, it has a finite affine open cover by spectra of Noetherian rings.
Locally finite type and finite type morphisms
Definition
A morphism is locally of finite type if every point of has an affine open neighbourhood and lies in an affine open of such that and is of finite type. It is of finite type if it is locally of finite type and quasi-compact.
Locally finite presentation morphisms
Definition
A morphism is locally of finite presentation if it admits affine charts as in the locally finite-type definition for which is a finitely presented -algebra. This is stronger than locally finite type over a non-Noetherian base.
Finite type is affine-local on source and target
Statement
Being locally of finite type is affine-local on both source and target. A quasi-compact morphism locally of finite type is of finite type; equivalently, over each affine target open it may be tested on a finite affine source cover.
Facts & Assumptions
Given: A morphism and affine source and target covers.
Proof
Restricting a finite-type ring map to distinguished affine opens localizes the map and retains a finite generating set, so the condition survives affine refinement.
Conversely, let be an affine target and an affine source open. If a source cover already verifies local finite type, quasi-compactness of and the principal-open refinement lemma give a finite distinguished cover for which every is a finite-type -algebra. Choose finitely many localized generators on each member and clear their finitely many denominators. Since , the standard finite-localization criterion then shows that is finite type over . This is the ring argument in Stacks Project, Tag 01T2.
Refining target overlaps by distinguished opens gives the same argument on the target side. Finally, quasi-compactness of supplies a finite affine source subcover over each affine target open, so locally finite type plus quasi-compactness is exactly finite type.
Quasi-compact and quasi-separated morphisms
Definition
A morphism is quasi-compact if is quasi-compact for every quasi-compact open . It is quasi-separated if, for affine opens lying over a common affine open of , the intersection is quasi-compact. This affine criterion is the definition used here, before the diagonal construction is available.
Affine-overlap separation condition
Definition
An -scheme satisfies the affine-overlap separation condition if, for every pair of affine opens mapping into a common affine open , the intersection is affine and the canonical map is surjective. This is the affine criterion for usual separatedness; the diagonal formulation is developed later.
Scheme-theoretic varieties
Definition
For a field , a -variety in this scheme-theoretic convention is an integral -scheme of finite type whose structural morphism satisfies the affine-overlap separation condition over .
Irreducible classical varieties and integral separated finite-type schemes
Statement
Let be algebraically closed. The closed-point construction and its inverse whose points are the nonempty irreducible closed subsets (with each original point identified with its singleton) give an equivalence between irreducible classical -varieties (which have a finite affine cover by definition) and integral finite-type -schemes satisfying the affine-overlap separation condition.
Facts & Assumptions
Given: An algebraically closed field and the two categories in the statement.
Proof
For a classical space , define to have one point for each nonempty irreducible closed subset , identifying an existing point with . Thus only nonsingleton subsets supply new points. For each open , put . Irreducibility gives ; unions are also preserved, and singleton points show injectivity. Give this open-set lattice and set with the same restrictions. On a classical affine chart with coordinate ring , nonempty irreducible closed subsets correspond to prime ideals of by the affine Nullstellensatz; corresponds to the prime-spectrum open , and both sheaves have ring on this basis. Thus this ringed chart is , so is a reduced scheme. Conversely the closed-point construction recovers these classical charts by lem-classical-points-inside-affine-scheme.
For a classical regular map , define as the point indexed by . This is a nonempty irreducible closed subset. For any open , its closure meets exactly when meets , so the inverse image of is . The classical sheaf map therefore defines a sheaf map on the new open lattices. On affine source/target charts a regular map induces a -algebra map ; the extension is the spectrum map on primes, and its stalk homomorphisms , with the contracted prime, are local. Hence it is a scheme morphism. These local maps agree on overlaps, being the same point and sheaf maps just defined. Conversely, a scheme -morphism between finite-type -schemes sends a closed point to a closed point: on affine neighbourhoods the composite to its residue field is a surjective -algebra map, so its kernel is maximal. Restricting the sheaf map then gives a classical regular map. The affine ring maps show that the two operations on morphisms are inverse and respect composition.
The constructions are inverse on objects as locally ringed spaces, since on each affine chart prime ideals and their closed-point zero loci are inverse correspondences, and the sheaves agree on the principal-open basis. These chart identifications are compatible on overlaps. A finite classical affine cover becomes a finite affine cover by spectra of finite-type -algebras, hence a finite-type scheme. Conversely a finite-type scheme has such a finite affine cover. The open-lattice correspondence preserves irreducibility and nonemptiness, and all classical coordinate rings are reduced. Thus it restricts to nonempty irreducible classical prevarieties and integral finite-type schemes.
It remains to compare separation. For two nonempty classical affine opens in an irreducible classical prevariety, their affine product exists with ring by thm-affine-variety-product-coordinate-ring. The equalizer of its two maps into the prevariety is the locus of pairs representing the same point, naturally isomorphic to by either projection; locally the inverse is the pair of the two open inclusions. Classical separatedness makes this locus closed, hence affine, and restriction from the product coordinate ring onto its coordinate ring is surjective. Under the affine identifications of step 1.1, these are exactly the requirements of def-affine-overlap-separation-condition. Conversely that condition makes each such overlap a closed locus in the affine product. For any pair of classical maps into the space, cover the source by opens on which their images lie in such ; their equalizer is the inverse image of this closed locus and is therefore locally, hence globally, closed. Thus separation is preserved in both directions. Combining this with step 3.1 proves the claimed equivalence.
Scheme-theoretic image
Definition
For a morphism , its scheme-theoretic image, when it exists, is the smallest closed subscheme through which factors. Existence is not part of this definition.
Scheme-theoretic image of a quasi-compact morphism
Statement
Let be a quasi-compact morphism of schemes and put . Then is a quasi-coherent ideal sheaf, and the closed subscheme is the scheme-theoretic image of . For every open , its restriction is the scheme-theoretic image of .
Facts & Assumptions
Given: A quasi-compact morphism .
A morphism is quasi-compact when inverse images of quasi-compact opens are quasi-compact Quasi-compact and quasi-separated morphisms.
For a scheme, quasi-coherent ideal sheaves and closed subschemes are in mutually inverse correspondence Quasi-coherent ideals and closed subschemes.
Proof
Let be an affine open of . By [F1], is quasi-compact, so its affine-open cover has a finite subcover ; when is empty, take the finite empty cover.
Write . The sheaf condition makes inject into , so the kernel of equals the kernel of . The latter is an ideal of , and its localizations give the corresponding kernels on principal opens of .
Thus is the ideal sheaf associated to on every affine , so is quasi-coherent.
By [F2], defines a closed subscheme . On each affine , the map factors through , so factors through it. If a closed subscheme defined on by also receives , then ; hence factors through that competing closed subscheme. This proves minimality.
Repeating the kernel computation on an open gives the restriction of to . The correspondence in [F2] therefore identifies with the scheme-theoretic image of .
A support does not determine its scheme structure
A closed subset of does not by itself specify a closed subscheme. Its scheme structure also records the quotient of , including nilpotents. The reduction retains only the reduced structure on the same support, while a scheme-theoretic image may retain a different closed structure.
5 · Examples, counterexamples and false statements
None yet.
Sources
- J. S. Milne, Algebraic Geometry, Definitions 5.2 and 5.7
- The Stacks Project, Schemes, Definition 9.1
- The Stacks Project, Schemes, Definition 9.1 and Lemma 9.2
- Ravi Vakil, Foundations of Algebraic Geometry, Section 6.3
- The Stacks Project, Schemes, Section 14
- The Stacks Project, Morphisms of Schemes, Section 1
- Ravi Vakil, Foundations of Algebraic Geometry, Section 7.3.F
- Ravi Vakil, Foundations of Algebraic Geometry, Section 7.3
- The Stacks Project, Schemes, Section 10
- The Stacks Project, Schemes, Section 19
- Ravi Vakil, Foundations of Algebraic Geometry, Section 6.1.1
- The Stacks Project, Schemes, Section 8
- The Stacks Project, Schemes, Section 7
- The Stacks Project, Morphisms of Schemes, Definition 2.1
- The Stacks Project, Lemma 26.10.1
- The Stacks Project, Morphisms of Schemes, Lemma 2.3
- The Stacks Project, Schemes, Lemma 12.4
- The Stacks Project, Schemes, Section 12
- The Stacks Project, Schemes, Section 11
- The Stacks Project, Morphisms of Schemes, Definition 15.1
- The Stacks Project, Morphisms of Schemes, Definition 22.1
- The Stacks Project, Morphisms of Schemes, Lemma 15.2
- The Stacks Project, Schemes, Lemma 21.7
- J. S. Milne, Algebraic Geometry, 10.158
- The Stacks Project, Morphisms of Schemes, Definition 6.2
- The Stacks Project, Morphisms of Schemes, Lemma 29.6.3
- The Stacks Project, Morphisms of Schemes, Section 2