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BMW basis by descending Kauffman tangles
Statement
Let and Let and map it to by , , and . A framed tangle is an isotopy class, fixing the boundary, of pairwise disjoint embedded ribbons in a rectangle times an interval, with prescribed ribbon intervals at each end. An ordinary tangle diagram is a generic immersed collection of arcs and circles in the rectangle with those fixed endpoints, with each transverse double point marked over/under. Regular isotopy means planar isotopy fixing the boundary together with Reidemeister moves II and III, but not move I; this is the framed-diagram convention of Goodman–Hauschild, §§2.1–2.2. Multiplication is vertical stacking, and the identity is the diagram of vertical strands. Define as the quotient of the free -module on regular-isotopy classes by the local rules of Goodman–Hauschild, Definition 2.6, after the displayed parameter substitution: the crossing skein relation is , the two opposite single-crossing curls evaluate to and times the straight strand, and an isolated unknotted, untwisted circle is removed with coefficient . Here and differ by the crossing, while and are its identity and cup-cap smoothings; all four diagrams agree outside a small disk. Order the boundary labels by . The standard orientation of a diagram orients each nonclosed strand from its lower-ordered endpoint to its higher-ordered endpoint and traverses the nonclosed strands by increasing initial endpoint. Such an oriented diagram is totally descending if every crossing is first met as an over-crossing in this traversal. For every perfect matching of the boundary points there is a unique regular-isotopy class with that matching which is totally descending, has no strand self-crossings, and has no closed component. The universal BMW-to-tangle isomorphism over of Goodman–Hauschild, Theorem 5.41, base-changes along to an isomorphism in the convention of BMW algebra in a fixed Kauffman skein convention. Both algebras are free over on these classes, so their rank is .
Facts & Assumptions
Given: The BMW generators and relation convention in BMW algebra in a fixed Kauffman skein convention and the pair-partition connector convention in Typed Brauer and partition diagram categories.
BMW algebra in a fixed Kauffman skein convention: the skein and untwisting relations define the source BMW algebra.
Typed Brauer and partition diagram categories and Ranks of the Brauer and partition diagram bases: pair partitions of the ordered boundary vertices index the ordinary Brauer connectors and their number is .
Scalar evaluation of framed Kauffman link diagrams: the universal coefficient ring is an integral domain with the indicated rational-function-field embedding, and the universal framed Kauffman scalar evaluation is well defined, including the empty diagram.
Tensoring is right exact: tensoring any module cokernel presentation preserves that cokernel, with no flatness hypothesis.
Proof
Work first over and write , so , where denotes the skein variable called in the statement. The coefficient ring is the domain of [F3], under ; the coefficient injection and its factorization arguments were proved in that supplier. The scalar evaluation of Scalar evaluation of framed Kauffman link diagrams, with , and , identifies the closed-diagram skein module with . Its positive crossing is the usual positive braid crossing, with identity smoothing first. A positive braid closed as a two-strand braid gives a positive self-curl with factor ; if the same crossing is followed by a cup-cap, the cup forces opposite strand directions, giving a negative self-curl with factor . Thus the helper's framing rules give exactly and the displayed source convention.
Choose a direction, order and initial point on every closed component as well as the standard directions and order of the boundary strands. A crossing is incorrect if first encountered underneath. The skein relation replaces an incorrect crossing by its reversal and two diagrams with one fewer crossing. Induct first on the total crossing number and, for the unchanged-crossing term, on incorrect crossings of this fixed traversal. Reversal changes no component or traversal and removes exactly that incorrect crossing. Smoothing terms use the outer induction, with newly chosen traversals if needed. Hence the quotient is spanned by descending diagrams. A descending component is unknotted; successively lifting its traversed portion above its remaining portion and pulling that initial arc away leaves only framing curls. Earlier components lie above later ones, so closed components can be separated and removed. Removing curls multiplies by powers of , and removing circles by . The surviving diagrams are descending with no closed components and no self-crossings.
For a fixed connector, draw simple arcs in separate height layers ordered by their initial endpoints and join them to the fixed boundary intervals. This gives a descending, loop-free, self-crossing-free representative . Any two such representatives can be put in those same layers: each earlier strand is over every later strand, so changing its height introduces no intersection. Within its layer, a simple arc with specified endpoints in a disk deforms to any other such arc, while other arcs are in different layers. Its framing has no self-curl. These deformations give framed isotopy, equivalently regular isotopy of the diagrams. Thus the class is unique. Step 2.1 proves that these classes span.
Close all boundary strands outside the rectangle without new crossings and evaluate by step 1.1, multiplying by ; call the resulting linear functional . Let reflect a diagram top to bottom. For any choice of diagrams with connector , form . Specialize to . Switching crossings and deleting curls then have no effect, so the entry becomes , where is the number of closed components of and counts the alternating cycles in the union of the two matching edge sets on the same vertices. This is at most , and equals precisely when every cycle has two vertices, that is, . Factor the units from row and from column . The remaining matrix has diagonal and off-diagonal terms of strictly negative -degree. The determinant of this remaining matrix has constant term , because every nonidentity permutation uses an off-diagonal entry. Therefore the specialized determinant is nonzero. Therefore in the domain . A relation among the , paired with every , has zero coefficient vector over and hence over . This proves independence of any representatives with distinct connectors, in particular the .
The tangle quotient over any -algebra is the base change of its universal quotient. Indeed it is a cokernel of the map from the free module on all defining regular-isotopy, skein, curl and loop relations to the free module on all diagrams, and [F4] says tensor product preserves this cokernel. Thus and the classes form an -basis. The same base-change argument applies to the generators-and-relations presentation of BMW. It suffices to prove the universal BMW-to-tangle map injective. In the rest of the proof write for the universal BMW algebra, with , , , and write , . The tangle generators obey these relations: inverse crossings cancel by II, three crossings give III, disjoint disks commute, a cup and cap satisfy the snake move, and the remaining cup slides and curls give the mixed and untwisting relations. This defines .
We give the required algebraic reductions before using tangle independence. For adjacent , the defining relations and snake relation give : first , and . They also give and its word reversal , by multiplying on the right by and using . These are identities in the presentation, not consequences pulled back from diagrams. Finally , and .
We prove , with braces meaning linear span. Induct on ; it is immediate at from the quadratic reduction in step 6.1. To prove closure at the next rank, use the lower-rank expression for the factor between two occurrences of or . Its outer factors commute with these two generators, so only need reduction, with and . For , quadratic, loop and untwisting relations suffice. For the four reductions are braid, , , and . For they are , , its word reversal, and . Every result contains at most one rank- generator between factors. This proves the asserted span.
Let reverse words and let shift all indices by one; reflection sends an index to . These preserve the relations. Moving distant generators and applying braid gives for , and the analogous cup slide . The latter uses at the only adjacent positions. Reversing words gives the corresponding identities for . Another useful identity is : both equal by the defining mixed relations and distant commutation.
The preceding span gives . Its middle factors reduce to , , and ; reverse inclusion uses invertibility of . It also gives : for left stability under , expand over and use , , and . Stability under follows from the first identity, and follows from the skein expression. Word reversal gives all right-handed identities.
Put and . Define for . Then . To verify this formula inductively, substitute the formula for into the recursion. Move into the central odd-index product and move the other -columns through the two -strings using step 7.2. The remaining middle identity is : group its left side into , replace each by , and commute the even terms left. Apply also its word reversal. The resulting columns are exactly the displayed diamond expression. Hence , and its diagram is the crossing-free nested pairing at top and bottom, by successively applying these cup slides.
The positive permutation braid is well defined for : use a reduced adjacent-transposition expression. Any two strands in its positive braid cross at most once, and conversely a positive braid with that property has crossing count equal to the inversion number of its permutation. In our positive left-over-right convention, increasing top-vertex order makes them descending: a pair that crosses once has its initially left strand still on the left just before that crossing, so that strand crosses over. Their uniqueness as braid words can also be checked by a monotone sorting procedure. Bring the strand with the rightmost target endpoint to its canonical rightmost route, sliding its crossings past crossings of other strands; a disjoint slide is distant commutation, and a slide past a crossing sharing one strand is the three-strand braid move. Since two strands cross at most once, the partners to be passed are exactly the inversion partners prescribed by the permutation, so this removes the same list of crossings in any diagram. Delete that strand and repeat. Thus both braid words reduce by distant and braid relations to the same recursively sorted wiring, giving equality in , without pulling an arbitrary tangle isotopy back through . If is an shuffle, its first and last images increase. Every permutation factors uniquely as a shuffle followed by a block permutation, with lengths adding, by sorting its two blocks; hence its positive lift factors likewise. Finally if , then and . For the cup identity, induct on the length of . A leftmost letter distant from commutes with ; the other possibilities are or , and the cup-slide equality in step 7.2 moves the cup past that pair. Removing it decreases length by two, completing the induction.
For one has and . For the identity use induction on . At , by step 7.2. For , commute through the recursion to obtain , replace by using induction and commute back, obtaining . For , substitute the recursion once more for ; the braid relations rewrite the two initial strings as . The adjacent middle block can be replaced by using step 7.2. Move left and the two 's right, recovering . Multiplying the resulting identity by the commuting inverses gives its inverse version. For the identity and the same recursion applies with the cup-slide identity. The remaining case is an explicit column cancellation: at it is . At , commute past ; then , by . Moreover : commute matching odd generators together and cancel successively , then , through the final pair. Thus , an expression fixed by index reflection. Reflecting gives . Word reversal and shifting give all right and shifted versions.
The map is surjective. A descending basis diagram with upper cups and lower caps can be factored into a braid, then , then another braid, with on the through strands. Move the boundary ends of each cup or cap to consecutive positions using braids, then straighten each strand; the separate layers ensure these moves introduce no extra framing curls. A braid is a product of elementary positive or negative adjacent crossings, by reading its crossings in height order. This factorization puts every in the image of .
It follows that and , and likewise on the right. To prove the first equality, show stable under the remaining generators. For indices they commute with and step 9.1 replaces their action on by index . For index write using its first diamond column, and apply from step 8.1. The shifted diamond starts with , and its reflection index is , giving the same argument at rank .
For , let be the two-sided ideal generated by ; set as required by parity. They give the increasing parity filtration ending at . The recursion for expresses it as an invertible braid on each side of , so it generates the same ideal. If , its shift generates the same ideal, since shifting these cups is conjugation by using step 7.2. Therefore step 10.1 gives and . The image of consists of tangles factoring through intermediate strands. Descending reduction separately in the two factors expresses them using representatives whose connectors have at most through pairs.
Suppose is injective at ranks below . If , choose preimages of the tangle basis at rank . The elements span by step 11.1, and their images have distinct connectors: bending a -connector along the nested rainbow gives a bijection with pairings of the upper vertices, independently for the lower vertices. Thus their images are independent by step 4.1 and is injective on . For , use a basis at rank on either side of . Bending its paired positions leaves one free endpoint, so a -connector corresponds bijectively to a pairing of boundary vertices together with one free vertex: append that free vertex as the extra nd vertex to give the inverse bijection. Consequently the resulting upper and lower partial pairings give all distinct rank-one connectors. Again step 4.1 proves injectivity on . For , both algebras are the scalar ring, giving the induction bases.
For let be the span of , where , are shuffles and . When , interpret . Under the induction hypothesis, use the rank-zero basis of step 12.1 for . Its images, together with the two shuffles and the through-strand permutation, have distinct connectors: the shuffles specify the upper and lower cup positions, specifies their pairings, and specifies the remaining bijection. Thus is injective on . Combining these representatives with descending representatives for connectors having at most through pairs, step 4.1 gives . Hence injectivity on implies injectivity on .
For , the induction hypothesis identifies with its rank-zero tangle image. It is spanned by elements with and , interpreting the product as empty at . To see this, choose descending representatives with the strand at vertex above all other strands. If its partner is , the positive string brings that partner to position , giving the indicated cup followed by a rank-zero diagram. The adjacent-partner case uses to duplicate that cup without changing its value. The representative can have any ordering of its strands: step 2.1 still gives spanning with that chosen order. Lift this factorization through the known lower-rank isomorphism. The case needs no such factorization: its cup block is empty, so the mixed-block case below never arises.
We prove this sum equals . At , and the cup ideal is zero; hence directly, with . For , modulo its cup ideal is spanned by its positive permutation lifts: multiplication by increases length, giving , or decreases length and the quadratic identity of step 6.1 expresses the product using , and a cup-ideal term. Thus for , . Tensoring its cup ideal with lands in , because its generator is . It follows that . By length-additive block/shuffle factorization of positive permutation braids, the same containment holds after multiplying on either side by arbitrary positive permutation lifts: their block factors are absorbed in the two-sided ideal and the algebra .
Check left stability of under . Write a spanning element . If , remove the leftmost from to obtain a shorter shuffle ; then and . It therefore suffices to treat increasing preimages. Multiplication by then gives a positive permutation lift, handled by step 14.1. For , if both preimages lie in one block, they are consecutive because is a shuffle. Move through using step 8.3; it acts inside , so step 14.1 applies.
The remaining case is . Let move position to and position to , preserving the order of the other positions within each block: explicitly for , for , , , for , and for . Shuffle factorization gives , and step 8.3 gives . Absorb into the block ideal and . We must therefore show .
Put . The images increase for , so this is a positive permutation lift. Its final three relevant images are . Moving past the -string and applying the defining mixed relations gives . For the second equality, both products of the last two 's times equal ; for adjacent , expanding both inverses with step 6.1, using , and reducing cups gives by the coefficient relation. This supplies the inverse identity without assuming invariance of the presentation under crossing reversal. If , the positive-sign string is a positive permutation braid; if , the negative-sign string removes exactly those two crossings from and is a positive permutation braid. No other case exists since the images are distinct. Thus the entire expression is for a positive permutation lift. Step 14.1 now puts each term of step 13.2 in . This proves the mixed-block case, and hence left stability. Word reversal preserves , so it is two-sided.
The ideal lies in and contains its generator , which belongs to the block ideal in . Its two-sided stability therefore proves . Induct on , beginning at , and within a fixed on the through-strand parity . Step 12.1 starts the inner induction at or ; step 13.1 and the equality just proved advance it by two. At it proves injectivity on . Together with step 9.2 this proves the universal isomorphism. Finally base-change along using step 5.1. The tangle basis tensors to the asserted BMW basis, and its cardinality is by [F2], including the empty matching at .
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Sources
- Goodman and Hauschild, Affine Birman-Wenzl-Murakami Algebras and Tangles in the Solid Torus, §§2, 3.1, 5.1–5.5 (standard reference, not scraped)