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BMW basis by descending Kauffman tangles

Statement

Let n≥0 and R=Z[q±1,ρ±1,δ±1]/((q−q−1)(δ−1)−(ρ−ρ−1)),z=q−q−1. Let Λ0=Z[λ±1,z0,δ±1]/(λ−1−λ−z0(δ−1)) and map it to R by λ↦ρ, z0↦−z, and δ↦δ. A framed (n,n) tangle is an isotopy class, fixing the boundary, of pairwise disjoint embedded ribbons in a rectangle times an interval, with n prescribed ribbon intervals at each end. An ordinary (n,n) tangle diagram is a generic immersed collection of arcs and circles in the rectangle with those 2n fixed endpoints, with each transverse double point marked over/under. Regular isotopy means planar isotopy fixing the boundary together with Reidemeister moves II and III, but not move I; this is the framed-diagram convention of Goodman–Hauschild, §§2.1–2.2. Multiplication is vertical stacking, and the identity is the diagram of n vertical strands. Define KTn(R) as the quotient of the free R-module on regular-isotopy classes by the local rules of Goodman–Hauschild, Definition 2.6, after the displayed parameter substitution: the crossing skein relation is L+−L−=z(Lid−Lcup−cap), the two opposite single-crossing curls evaluate to ρ−1 and ρ times the straight strand, and an isolated unknotted, untwisted circle is removed with coefficient δ. Here L+ and L− differ by the crossing, while Lid and Lcup−cap are its identity and cup-cap smoothings; all four diagrams agree outside a small disk. Order the 2n boundary labels by 1<⋯<n<n′<⋯<1′. The standard orientation of a diagram orients each nonclosed strand from its lower-ordered endpoint to its higher-ordered endpoint and traverses the nonclosed strands by increasing initial endpoint. Such an oriented diagram is totally descending if every crossing is first met as an over-crossing in this traversal. For every perfect matching of the 2n boundary points there is a unique regular-isotopy class with that matching which is totally descending, has no strand self-crossings, and has no closed component. The universal BMW-to-tangle isomorphism over Λ0 of Goodman–Hauschild, Theorem 5.41, base-changes along Λ0→R to an isomorphism BMWn(R;q,ρ,δ)→KTn(R) in the convention of BMW algebra in a fixed Kauffman skein convention. Both algebras are free over R on these classes, so their rank is (2n−1)!!.

Facts & Assumptions

Given: The BMW generators and relation convention in BMW algebra in a fixed Kauffman skein convention and the pair-partition connector convention in Typed Brauer and partition diagram categories.

[F1]

BMW algebra in a fixed Kauffman skein convention: the skein and untwisting relations define the source BMW algebra.

[F2]

Typed Brauer and partition diagram categories and Ranks of the Brauer and partition diagram bases: pair partitions of the ordered 2n boundary vertices index the ordinary Brauer connectors and their number is (2n−1)!!.

[F3]

Scalar evaluation of framed Kauffman link diagrams: the universal coefficient ring A is an integral domain with the indicated rational-function-field embedding, and the universal framed Kauffman scalar evaluation is well defined, including the empty diagram.

[F4]

Tensoring is right exact: tensoring any module cokernel presentation preserves that cokernel, with no flatness hypothesis.

Proof

1.1givenF3algebra

Work first over Λ0 and write s=−z0, so s(δ−1)=λ−λ−1, where z0 denotes the skein variable called z0 in the statement. The coefficient ring is the domain A of [F3], under a=λ,s=−z0,d=δ; the coefficient injection and its factorization arguments were proved in that supplier. The scalar evaluation of Scalar evaluation of framed Kauffman link diagrams, with a=λ, s=−z0 and d=δ, identifies the closed-diagram skein module with Λ0. Its positive crossing is the usual positive braid crossing, with identity smoothing first. A positive braid closed as a two-strand braid gives a positive self-curl with factor λ; if the same crossing is followed by a cup-cap, the cup forces opposite strand directions, giving a negative self-curl with factor λ−1. Thus the helper's framing rules give exactly GiEi=λ−1Ei and the displayed source convention.

2.1F1step 1.1induction

Choose a direction, order and initial point on every closed component as well as the standard directions and order of the boundary strands. A crossing is incorrect if first encountered underneath. The skein relation replaces an incorrect crossing by its reversal and two diagrams with one fewer crossing. Induct first on the total crossing number and, for the unchanged-crossing term, on incorrect crossings of this fixed traversal. Reversal changes no component or traversal and removes exactly that incorrect crossing. Smoothing terms use the outer induction, with newly chosen traversals if needed. Hence the quotient is spanned by descending diagrams. A descending component is unknotted; successively lifting its traversed portion above its remaining portion and pulling that initial arc away leaves only framing curls. Earlier components lie above later ones, so closed components can be separated and removed. Removing curls multiplies by powers of λ, and removing circles by δ. The surviving diagrams are descending with no closed components and no self-crossings.

3.1F2step 2.1construct

For a fixed connector, draw simple arcs in separate height layers ordered by their initial endpoints and join them to the fixed boundary intervals. This gives a descending, loop-free, self-crossing-free representative Tc. Any two such representatives can be put in those same layers: each earlier strand is over every later strand, so changing its height introduces no intersection. Within its layer, a simple arc with specified endpoints in a disk deforms to any other such arc, while other arcs are in different layers. Its framing has no self-curl. These deformations give framed isotopy, equivalently regular isotopy of the diagrams. Thus the class Tc is unique. Step 2.1 proves that these classes span.

4.1step 1.1step 3.1algebra

Close all boundary strands outside the rectangle without new crossings and evaluate by step 1.1, multiplying by δ−n; call the resulting linear functional ϵ. Let ∗ reflect a diagram top to bottom. For any choice of diagrams Uc with connector c, form B=(ϵ(UcUd∗))c,d. Specialize λ=1,z0=0 to Z[δ±1]. Switching crossings and deleting curls then have no effect, so the entry becomes δkc+kd+ℓ(c,d)−n, where kc is the number of closed components of Uc and ℓ(c,d) counts the alternating cycles in the union of the two matching edge sets on the same 2n vertices. This is at most n, and equals n precisely when every cycle has two vertices, that is, c=d. Factor the units δkc from row c and δkd from column d. The remaining matrix has diagonal 1 and off-diagonal terms of strictly negative δ-degree. The determinant of this remaining matrix has constant term 1, because every nonidentity permutation uses an off-diagonal entry. Therefore the specialized determinant is nonzero. Therefore det⁡B≠0 in the domain Λ0. A relation among the Uc, paired with every Ud∗, has zero coefficient vector over Frac⁡(Λ0) and hence over Λ0. This proves independence of any representatives with distinct connectors, in particular the Tc.

5.1F1F4step 1.1step 4.1algebra

The tangle quotient over any Λ0-algebra S is the base change of its universal quotient. Indeed it is a cokernel of the map from the free module on all defining regular-isotopy, skein, curl and loop relations to the free module on all diagrams, and [F4] says tensor product preserves this cokernel. Thus KTn(S)=KTn(Λ0)⊗Λ0S and the classes Tc form an S-basis. The same base-change argument applies to the generators-and-relations presentation of BMW. It suffices to prove the universal BMW-to-tangle map injective. In the rest of the proof write Wj for the universal BMW algebra, with gi−gi−1=s(1−ei), giei=λ−1ei, eigi±1ei=λei, and write ϕ(gi)=Gi, ϕ(ei)=Ei. The tangle generators obey these relations: inverse crossings cancel by II, three crossings give III, disjoint disks commute, a cup and cap satisfy the snake move, and the remaining cup slides and curls give the mixed and untwisting relations. This defines ϕ.

6.1F1step 5.1algebra

We give the required algebraic reductions before using tangle independence. For adjacent i,j, the defining relations and snake relation give gjeigj=gi−1ejgi−1: first gjei=gi−1ejei, and ejeigj=ejeiejgi−1=ejgi−1. They also give gjeiej=gi−1ej and its word reversal ejeigj=ejgi−1, by multiplying gigjei=ejei on the right by ej and using ejeiej=ej. These are identities in the presentation, not consequences pulled back from diagrams. Finally gi2=1+sgi−sλ−1ei, and gi−1=gi−s+sei.

7.1step 6.1induction

We prove Wm+1=Wm{1,gm,em}Wm, with braces meaning linear span. Induct on m; it is immediate at m=1 from the quadratic reduction in step 6.1. To prove closure at the next rank, use the lower-rank expression for the factor between two occurrences of gm or em. Its outer Wm−1 factors commute with these two generators, so only χηψ need reduction, with χ,ψ∈{gm,em} and η∈{1,gm−1,em−1}. For η=1, quadratic, loop and untwisting relations suffice. For η=gm−1 the four reductions are braid, gmgm−1em=em−1em, emgm−1gm=emem−1, and emgm−1em=λem. For η=em−1 they are gmem−1gm=gm−1−1emgm−1−1, gmem−1em=gm−1−1em, its word reversal, and emem−1em=em. Every result contains at most one rank-m generator between Wm factors. This proves the asserted span.

7.2F1step 6.1algebra

Let α reverse words and let S shift all indices by one; reflection r2k sends an index i to 2k−i. These preserve the relations. Moving distant generators and applying braid gives gi±1(gm⋯g1)=(gm⋯g1)gi+1±1 for i<m, and the analogous cup slide ei(gm⋯g1)=(gm⋯g1)ei+1. The latter uses eigi+1gi=eiei+1=gi+1giei+1 at the only adjacent positions. Reversing words gives the corresponding identities for g1⋯gm. Another useful identity is gigi+1eiei+2=gi+2gi+1eiei+2: both equal ei+1eiei+2 by the defining mixed relations and distant commutation.

8.1step 6.1step 7.1algebra

The preceding span gives emWmem=Wm−1em. Its middle factors reduce to em2=δem, emgm−1em=λem, and emem−1em=em; reverse inclusion uses invertibility of δ. It also gives Wm+1em=Wmem: for left stability under gm, expand Wm over Wm−1 and use gmem=λ−1em, gmgm−1em=em−1em, and gmem−1em=gm−1−1em. Stability under em follows from the first identity, and gm−1 follows from the skein expression. Word reversal gives all right-handed identities.

8.2step 7.2algebrainduction

Put f1=e1 and fk=(g1⋯g2k−2)fk−1e2k−1(g2k−2⋯g1). Define Cj=ejej+2⋯e2k−j for 1≤j≤k. Then fk=CkCk−1⋯C2C1C2⋯Ck. To verify this formula inductively, substitute the formula for fk−1 into the recursion. Move e2k−1 into the central odd-index product and move the other e-columns through the two g-strings using step 7.2. The remaining middle identity is (g1⋯g2j)(e1e3⋯e2j−1)=(e2e4⋯e2j)(e1e3⋯e2j−1): group its left side into (g1g2e1)(g3g4e3)⋯(g2j−1g2je2j−1), replace each by e2ie2i−1, and commute the even terms left. Apply also its word reversal. The resulting columns are exactly the displayed diamond expression. Hence α(fk)=r2k(fk)=fk, and its diagram Fk=ϕ(fk) is the crossing-free nested pairing i↔2k+1−i at top and bottom, by successively applying these cup slides.

8.3step 3.1step 7.2algebrainduction

The positive permutation braid gπ is well defined for π∈Sn: use a reduced adjacent-transposition expression. Any two strands in its positive braid cross at most once, and conversely a positive braid with that property has crossing count equal to the inversion number of its permutation. In our positive left-over-right convention, increasing top-vertex order makes them descending: a pair that crosses once has its initially left strand still on the left just before that crossing, so that strand crosses over. Their uniqueness as braid words can also be checked by a monotone sorting procedure. Bring the strand with the rightmost target endpoint to its canonical rightmost route, sliding its crossings past crossings of other strands; a disjoint slide is distant commutation, and a slide past a crossing sharing one strand is the three-strand braid move. Since two strands cross at most once, the partners to be passed are exactly the inversion partners prescribed by the permutation, so this removes the same list of crossings in any diagram. Delete that strand and repeat. Thus both braid words reduce by distant and braid relations to the same recursively sorted wiring, giving equality in Wn, without pulling an arbitrary tangle isotopy back through ϕ. If π is an (a,b) shuffle, its first a and last b images increase. Every permutation factors uniquely as a shuffle followed by a block permutation, with lengths adding, by sorting its two blocks; hence its positive lift factors likewise. Finally if π−1(i+1)=π−1(i)+1=j+1, then gigπ=gπgj and eigπ=gπej. For the cup identity, induct on the length of π. A leftmost letter distant from i commutes with ei; the other possibilities are gi+1gi or gi−1gi, and the cup-slide equality in step 7.2 moves the cup past that pair. Removing it decreases length by two, completing the induction.

9.1step 7.2step 8.2algebrainduction

For i<k one has gi±1fk=g2k−i±1fk and eifk=e2k−ifk. For the g identity use induction on k. At k=2, g1g2e1e3=g3g2e1e3 by step 7.2. For 2≤i<k, commute gi through the recursion to obtain (g1⋯g2k−2)gi−1fk−1e2k−1(g2k−2⋯g1), replace gi−1 by g2k−i−1 using induction and commute back, obtaining g2k−ifk. For i=1,k>2, substitute the recursion once more for fk−1; the braid relations rewrite the two initial strings as (g2⋯g2k−3)(g1⋯g2k−2). The adjacent middle block g2k−3g2k−2e2k−3e2k−1 can be replaced by g2k−1g2k−2e2k−3e2k−1 using step 7.2. Move g2k−1 left and the two e's right, recovering g2k−1fk. Multiplying the resulting identity by the commuting inverses gives its inverse version. For the e identity and 2≤i<k the same recursion applies with the cup-slide identity. The remaining i=1 case is an explicit column cancellation: at k=2 it is e1e2e1e3e2=e1e3e2=e3f2. At k≥3, commute e1 past Ck⋯C3; then e1C2C1=(e4e6⋯e2k−2)C1, by e1e2e1=e1. Moreover C3(e4e6⋯e2k−2)C1=C1: commute matching odd generators together and cancel successively e3e4e3, then e5e6e5, through the final pair. Thus e1fk=Ck⋯C4C1C2⋯Ck, an expression fixed by index reflection. Reflecting gives e2k−1fk=e1fk. Word reversal and shifting give all right and shifted versions.

9.2step 3.1step 5.1step 8.3construct

The map ϕ is surjective. A descending basis diagram with k upper cups and k lower caps can be factored into a braid, then (E1E3⋯E2k−1)⊗B, then another braid, with B on the n−2k through strands. Move the boundary ends of each cup or cap to consecutive positions using braids, then straighten each strand; the separate layers ensure these moves introduce no extra framing curls. A braid is a product of elementary positive or negative adjacent crossings, by reading its crossings in height order. This factorization puts every Tc in the image of ϕ.

10.1step 8.1step 8.2step 9.1algebra

It follows that W2kfk=Wkfk and W2k+1S(fk)=Wk+1S(fk), and likewise on the right. To prove the first equality, show Wkfk stable under the remaining generators. For indices i>k they commute with Wk and step 9.1 replaces their action on fk by index 2k−i<k. For index k write fk=ekr using its first diamond column, and apply Wk+1ek=Wkek from step 8.1. The shifted diamond starts with ek+1, and its reflection index is 2k+2−i, giving the same argument at rank 2k+1.

11.1step 2.1step 8.2step 10.1algebra

For r=n−2k≥0, let In(r) be the two-sided ideal generated by e1e3⋯e2k−1; set In(−1)=In(−2)=0 as required by parity. They give the increasing parity filtration ending at In(n)=Wn. The recursion for fk expresses it as an invertible braid on each side of e1e3⋯e2k−1, so it generates the same ideal. If n>2k, its shift generates the same ideal, since shifting these cups is conjugation by gn−1⋯g1 using step 7.2. Therefore step 10.1 gives I2k(0)=WkfkWk and I2k+1(1)=Wk+1S(fk)Wk+1. The image of In(r) consists of tangles factoring through r intermediate strands. Descending reduction separately in the two factors expresses them using representatives whose connectors have at most r through pairs.

12.1step 4.1step 5.1step 9.2step 11.1induction

Suppose ϕ is injective at ranks below n. If n=2k, choose preimages uc of the tangle basis at rank k. The elements ucfkud span In(0) by step 11.1, and their images have distinct connectors: bending a k-connector along the nested rainbow gives a bijection with pairings of the 2k upper vertices, independently for the lower vertices. Thus their images are independent by step 4.1 and ϕ is injective on In(0). For n=2k+1, use a basis at rank k+1 on either side of S(fk). Bending its k paired positions leaves one free endpoint, so a (k+1)-connector corresponds bijectively to a pairing of 2k+1 boundary vertices together with one free vertex: append that free vertex as the extra (2k+2)nd vertex to give the inverse bijection. Consequently the resulting upper and lower partial pairings give all distinct rank-one connectors. Again step 4.1 proves injectivity on In(1). For n=0,1, both algebras are the scalar ring, giving the induction bases.

13.1step 4.1step 8.3step 11.1step 12.1construct

For r=n−2k>0 let Vn(r) be the span of gπ(w⊗gτ)α(gσ), where w∈I2k(0), π,σ are (2k,r) shuffles and τ∈Sr. When k=0, interpret I0(0)=Λ0. Under the induction hypothesis, use the rank-zero basis of step 12.1 for w. Its images, together with the two shuffles and the through-strand permutation, have distinct connectors: the shuffles specify the 2k upper and lower cup positions, w specifies their pairings, and τ specifies the remaining bijection. Thus ϕ is injective on Vn(r). Combining these representatives with descending representatives for connectors having at most r−2 through pairs, step 4.1 gives ϕ(Vn(r))∩ϕ(In(r−2))=0. Hence injectivity on In(r−2) implies injectivity on In(r−2)+Vn(r).

13.2step 2.1step 9.2step 12.1induction

For 1≤k<n/2, the induction hypothesis identifies I2k(0) with its rank-zero tangle image. It is spanned by elements (gm⋯g2k−2)e2k−1w′ with 1≤m≤2k−1 and w′∈I2k(0), interpreting the product as empty at m=2k−1. To see this, choose descending representatives with the strand at vertex 2k above all other strands. If its partner is m, the positive string Gm⋯G2k−2 brings that partner to position 2k−1, giving the indicated cup followed by a rank-zero diagram. The adjacent-partner case uses δ−1E2k−1 to duplicate that cup without changing its value. The representative can have any ordering of its strands: step 2.1 still gives spanning with that chosen order. Lift this factorization through the known lower-rank isomorphism. The case k=0 needs no such factorization: its cup block is empty, so the mixed-block case below never arises.

14.1step 6.1step 8.3step 11.1step 13.1algebra

We prove this sum equals In(r). At r=1, W1=V1(1)=Λ0 and the cup ideal is zero; hence I2k(0)⊗W1⊂Vn(1) directly, with In(−1)=0. For j≥2, Wj modulo its cup ideal is spanned by its positive permutation lifts: multiplication by gi increases length, giving gsiπ, or decreases length and the quadratic identity of step 6.1 expresses the product using gsiπ, gπ and a cup-ideal term. Thus for r≥2, Wr=Vr(r)+Wre1Wr. Tensoring its cup ideal with I2k(0) lands in In(r−2), because its generator is e1e3⋯e2k+1. It follows that I2k(0)⊗Wr⊂In(r−2)+Vn(r). By length-additive block/shuffle factorization of positive permutation braids, the same containment holds after multiplying on either side by arbitrary positive permutation lifts: their block factors are absorbed in the two-sided ideal I2k(0) and the algebra Wr.

15.1step 6.1step 8.3step 14.1algebra

Check left stability of J=In(r−2)+Vn(r) under gi,ei. Write a spanning element x=gπ(w⊗gτ)α(gσ). If π−1(i)>π−1(i+1), remove the leftmost gi from gπ to obtain a shorter shuffle π1; then eigπ=λ−1eigπ1 and gigπ=gπ1+sgπ−sλ−1eigπ1. It therefore suffices to treat increasing preimages. Multiplication by gi then gives a positive permutation lift, handled by step 14.1. For ei, if both preimages lie in one block, they are consecutive because π is a shuffle. Move ei through gπ using step 8.3; it acts inside I2k(0)⊗Wr, so step 14.1 applies.

16.1step 8.3step 14.1step 15.1construct

The remaining case is u=π−1(i)≤2k<π−1(i+1)=v. Let η∈S2k×Sr move position 2k to u and position 2k+1 to v, preserving the order of the other positions within each block: explicitly η(j)=j for j<u, j+1 for u≤j<2k, η(2k)=u, η(2k+1)=v, η(j)=j−1 for 2k+1<j≤v, and η(j)=j for j>v. Shuffle factorization gives gπη=gπgη, and step 8.3 gives eigπ=gπηe2kgη−1. Absorb gη−1 into the block ideal and Wr. We must therefore show gπηe2k(I2k(0)⊗Wr)α(gσ)⊂J.

17.1step 6.1step 8.3step 14.1step 16.1step 13.2algebra

Put H=gπη(gm⋯g2k−2). The images πη(j) increase for j<2k, so this is a positive permutation lift. Its final three relevant images are πη(m),i,i+1. Moving e2k past the g-string and applying the defining mixed relations gives gπηe2k(gm⋯g2k−2)e2k−1=Hg2k−1g2ke2k−1=Hg2k−1−1g2k−1e2k−1. For the second equality, both products of the last two g's times e2k−1 equal e2ke2k−1; for adjacent i,j, expanding both inverses with step 6.1, using giejei=gj−1ei, and reducing cups gives (gi−1gj−1−gigj)ei=(s(λ−λ−1)−s2(δ−1))ei=0 by the coefficient relation. This supplies the inverse identity without assuming invariance of the presentation under crossing reversal. If πη(m)<i, the positive-sign string is a positive permutation braid; if πη(m)>i+1, the negative-sign string removes exactly those two crossings from H and is a positive permutation braid. No other case exists since the images are distinct. Thus the entire expression is gθe2k−1 for a positive permutation lift. Step 14.1 now puts each term of step 13.2 in J. This proves the mixed-block case, and hence left stability. Word reversal preserves J, so it is two-sided.

18.1F2step 5.1step 9.2step 12.1step 13.1step 17.1induction∎

The ideal J lies in In(r) and contains its generator e1e3⋯e2k−1, which belongs to the block ideal in Vn(r). Its two-sided stability therefore proves In(r)=In(r−2)+Vn(r). Induct on n, beginning at n=0,1, and within a fixed n on the through-strand parity r. Step 12.1 starts the inner induction at r=0 or 1; step 13.1 and the equality just proved advance it by two. At r=n it proves injectivity on Wn. Together with step 9.2 this proves the universal isomorphism. Finally base-change along λ↦ρ,z0↦−(q−q−1),δ↦δ using step 5.1. The tangle basis tensors to the asserted BMW basis, and its cardinality is (2n−1)!! by [F2], including the empty matching at n=0.

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