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Cauchy integral formula and Cauchy estimates for Banach-valued holomorphic functions
Statement
Assume Countable Choice (The Axiom of Countable Choice ()) for the cited integral and semigroup suppliers.
Let be a complex Banach space (Banach space), let be open (A complex domain is a nonempty connected open subset of ), and let be continuous and complex-differentiable on (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions). Suppose and that the closed disc is contained in . For write for the positively oriented circle and a Bochner integral (Bochner-integrable function, The complex line integral over a rectifiable path as a componentwise Riemann–Stieltjes integral). Then:
- for every with and every with the Cauchy integral formula holds:
- has norm-convergent power-series expansions about on , with for every with ; these coefficient integrals are independent of ;
- is norm-, and with one has the Cauchy estimates
No choice principle beyond Countable Choice is used.
Facts & Assumptions
Given: A complex Banach space , an open , a continuous complex-differentiable , a closed disc , numbers , a point with , the positively oriented circle with its Bochner parametrization , and .
The disc is convex, hence star-shaped with base point ; by Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains, has a primitive on with , every closed piecewise contour in has , and the same supplier applies to any holomorphic map on a smaller open disc. In particular, for every .
The Bochner integral is linear in the integrand and (Linearity of the Bochner integral, Bochner integral norm inequality); closed contours and their reversals and concatenations are those of Rectifiable complex contours, reversal, concatenation, closedness, and orientation.
If two -valued power series and converge on a disc and their sums agree at every real point of that disc, then for all (Banach-valued power series are determined by their real values, Series and absolute convergence in a normed space).
Proof
The filled quotient. Put for and . Differentiability of at makes continuous on , and the quotient rule makes it holomorphic away from . The triangle-subdivision argument of Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains proves that a holomorphic map has zero integral around every closed triangle in its domain. This also holds for on triangles containing : split such a triangle into at most three triangles with vertex ; in each remove a similar corner triangle of diameter . The remaining quadrilateral can be split into triangles avoiding , whose integrals vanish. Its boundary differs from the original by edges of total length , and is bounded near , so the norm of this difference tends to zero by [L2]. Thus every triangle integral of in the disc vanishes. Degenerate triangles cancel by reversal.
Scalar circle integrals. Parametrizing and setting with , the geometric series converges uniformly on ; integrating termwise and using for and for integers (a direct computation from for and otherwise) gives and .
A primitive for the filled quotient. Define on the disc. The zero triangle integrals in step 1.1 give for small . Continuity of gives , exactly as in the segment-primitive argument of Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains. Applying its piecewise chain-rule and fundamental-theorem argument to along yields . This uses continuity at the exceptional point, without assuming that is differentiable there.
Cauchy's integral formula. Put . Writing and using [step 2.1] and [step 1.2], .
Power series and coefficients. For the kernel expansion of [step 1.2] is uniformly convergent on , so termwise integration of the identity of [step 3.1] gives with , and by [L2]. Two radii give two power series with the same sum for every real with after the translation ; applying [L3] to these series centered at gives for every ; writing for the common value, is represented on by the norm-convergent series , and in particular the coefficient integrals are independent of .
Norm- regularity and Cauchy estimates. Since for every , for each the differentiated series is dominated on by , so it converges uniformly there; the standard difference-quotient estimate together with the same geometric majorant shows that the difference quotients of the sum converge to the differentiated sum, so is complex-differentiable with ; iterating gives for every , so is norm- and the estimate follows from at any . Together with [step 3.1] this proves the formula, the expansion with radius-independent coefficients, and the Cauchy estimates, and no choice principle beyond Countable Choice was used.
Remarks
The circle integral is the norm limit of its Riemann sums: the parametrized integrand is continuous on the compact interval, so its Bochner integral is the limit of the Riemann sums of any sequence of partitions of mesh tending to zero, by uniform continuity and the norm inequality. The proof above separates the three mechanisms usually conflated in the scalar Cauchy theorem: the continuous filled quotient has zero triangle integrals even at its exceptional point, its primitive gives the circle vanishing, and the geometric expansion produces the coefficients; the strict margin keeps every circle compactly contained in the disc of holomorphy.
Depends on
- Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains
- Banach space
- Bochner-integrable function
- Bochner integrability criterion
- Bochner integral norm inequality
- Linearity of the Bochner integral
- Rectifiable complex contours, reversal, concatenation, closedness, and orientation
- Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions
- A complex domain is a nonempty connected open subset of $\mathbb C$
- The complex line integral over a rectifiable path as a componentwise Riemann–Stieltjes integral
- Series and absolute convergence in a normed space
- Banach-valued power series are determined by their real values
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
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Sources
- Roland Schnaubelt, Evolution Equations, Karlsruhe Institute of Technology (2023/24 course, complete lecture notes) (standard reference, not scraped)
- Klaus-Jochen Engel and Rainer Nagel, One-Parameter Semigroups for Linear Evolution Equations, Graduate Texts in Mathematics 194 (complete author-hosted monograph) (standard reference, not scraped)