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Cauchy integral formula and Cauchy estimates for Banach-valued holomorphic functions

Statement

Assume Countable Choice (The Axiom of Countable Choice (ACω)) for the cited integral and semigroup suppliers.

Let Y be a complex Banach space (Banach space), let U⊆C be open (A complex domain is a nonempty connected open subset of C), and let F:U→Y be continuous and complex-differentiable on U (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions). Suppose R>0 and that the closed disc D(z0,R)‾={w:∣w−z0∣≤R} is contained in U. For 0<r<R write Cr for the positively oriented circle ∣w−z0∣=r and ∮CrΦ(w) dw:=∫02πΦ(z0+reit) rieit dt, a Bochner integral (Bochner-integrable function, The complex line integral over a rectifiable path as a componentwise Riemann–Stieltjes integral). Then:

  1. for every r with 0<r<R and every z with ∣z−z0∣<r the Cauchy integral formula holds: F(z)=12πi∮∣w−z0∣=rF(w)w−z dw;
  2. F has norm-convergent power-series expansions about z0 on D(z0,R), with an=12πi∮∣w−z0∣=rF(w)(w−z0)n+1 dw for every r with 0<r<R; these coefficient integrals are independent of r;
  3. F is norm-C∞, and with M(r):=sup⁡∣w−z0∣=r∥F(w)∥ one has the Cauchy estimates ∥F(n)(z0)∥≤n! M(r)rn(n≥0, 0<r<R).

No choice principle beyond Countable Choice is used.

Facts & Assumptions

Given: A complex Banach space Y, an open U⊆C, a continuous complex-differentiable F:U→Y, a closed disc D(z0,R)‾⊆U, numbers 0<r<R, a point z with ∣z−z0∣<r, the positively oriented circle Cr with its Bochner parametrization γ(s)=z0+reis, and M(r)=sup⁡Cr∥F∥.

[L1]

The disc D(z0,R) is convex, hence star-shaped with base point z0; by Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains, F has a primitive G on D(z0,R) with G′=F, every closed piecewise C1 contour in D(z0,R) has ∫γF dw=0, and the same supplier applies to any holomorphic map on a smaller open disc. In particular, ∮CρF dw=0 for every 0<ρ<R.

[L2]

The Bochner integral is linear in the integrand and ∥∫Ef∥≤∫E∥f∥ (Linearity of the Bochner integral, Bochner integral norm inequality); closed contours and their reversals and concatenations are those of Rectifiable complex contours, reversal, concatenation, closedness, and orientation.

[L3]

If two Y-valued power series ∑anζn and ∑bnζn converge on a disc and their sums agree at every real point of that disc, then an=bn for all n (Banach-valued power series are determined by their real values, Series and absolute convergence in a normed space).

Proof

technique · direct
1.1L1L2givenconstruct

The filled quotient. Put h(w)=(F(w)−F(z))/(w−z) for w≠z and h(z)=F′(z). Differentiability of F at z makes h continuous on D(z0,R), and the quotient rule makes it holomorphic away from z. The triangle-subdivision argument of Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains proves that a holomorphic map has zero integral around every closed triangle in its domain. This also holds for h on triangles containing z: split such a triangle into at most three triangles with vertex z; in each remove a similar corner triangle of diameter η. The remaining quadrilateral can be split into triangles avoiding z, whose integrals vanish. Its boundary differs from the original by edges of total length O(η), and h is bounded near z, so the norm of this difference tends to zero by [L2]. Thus every triangle integral of h in the disc vanishes. Degenerate triangles cancel by reversal.

1.2L2givenalgebra

Scalar circle integrals. Parametrizing γ(s)=z0+reis and setting ρ:=z−z0 with ∣ρ∣<r, the geometric series 1w−z=1w−z0∑n≥0(z−z0w−z0)n=∑n≥0(z−z0)n(w−z0)n+1 converges uniformly on Cr; integrating termwise and using 12πi∮Cr(w−z0)m dw=1 for m=−1 and =0 for integers m≠−1 (a direct computation from ∫02πeiktdt=2π for k=0 and 0 otherwise) gives 12πi∮Crdww−z=1 and ∮Crdw=0.

2.1step 1.1L1L2givenalgebra

A primitive for the filled quotient. Define H(w)=∫[z0,w]h(ζ) dζ on the disc. The zero triangle integrals in step 1.1 give H(w+k)−H(w)=k∫01h(w+tk) dt for small k. Continuity of h gives H′=h, exactly as in the segment-primitive argument of Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains. Applying its piecewise chain-rule and fundamental-theorem argument to H along Cr yields ∮Crh(w) dw=0. This uses continuity at the exceptional point, without assuming that h is differentiable there.

3.1step 1.2step 2.1L2givenalgebra

Cauchy's integral formula. Put J:=∮Crh(w) dw=0. Writing F(w)w−z=F(z)w−z+F(w)−F(z)w−z and using [step 2.1] and [step 1.2], 12πi∮CrF(w)w−z dw=F(z)2πi∮Crdww−z+J2πi=F(z).

4.1step 1.2step 3.1L2L3givenalgebra

Power series and coefficients. For ∣z−z0∣<r the kernel expansion of [step 1.2] is uniformly convergent on Cr, so termwise integration of the identity of [step 3.1] gives F(z)=∑n≥0an(r)(z−z0)n with an(r):=12πi∮CrF(w)(w−z0)n+1 dw, and ∥an(r)∥≤M(r)/rn by [L2]. Two radii r1<r2<R give two power series with the same sum for every real ζ with ∣ζ∣<r1 after the translation z=z0+ζ; applying [L3] to these series centered at 0 gives an(r1)=an(r2) for every n; writing an for the common value, F is represented on D(z0,R) by the norm-convergent series ∑an(z−z0)n, and in particular the coefficient integrals are independent of r.

5.1step 3.1L2givenalgebra∎

Norm-C∞ regularity and Cauchy estimates. Since ∥an∥≤M(r′)/r′n for every 0<r′<R, for each 0<ρ<r′ the differentiated series ∑n≥1nan(z−z0)n−1 is dominated on ∣z−z0∣≤ρ by ∑n≥1nM(r′)ρn−1/r′n=M(r′)r′−1(1−ρ/r′)−2<∞, so it converges uniformly there; the standard difference-quotient estimate ∣(z+h−z0)n−(z−z0)nh−n(z−z0)n−1∣≤n(n−1)2∣h∣∑k(n−2k)∣z−z0∣k∣h∣n−2−k together with the same geometric majorant shows that the difference quotients of the sum converge to the differentiated sum, so F is complex-differentiable with F′=∑nan(⋅−z0)n−1; iterating gives F(n)(z0)=n!an for every n, so F is norm-C∞ and the estimate ∥F(n)(z0)∥=n!∥an∥≤n!M(r)/rn follows from ∥an∥≤M(r)/rn at any 0<r<R. Together with [step 3.1] this proves the formula, the expansion with radius-independent coefficients, and the Cauchy estimates, and no choice principle beyond Countable Choice was used.

Remarks

The circle integral is the norm limit of its Riemann sums: the parametrized integrand is continuous on the compact interval, so its Bochner integral is the limit of the Riemann sums of any sequence of partitions of mesh tending to zero, by uniform continuity and the norm inequality. The proof above separates the three mechanisms usually conflated in the scalar Cauchy theorem: the continuous filled quotient has zero triangle integrals even at its exceptional point, its primitive gives the circle vanishing, and the geometric expansion produces the coefficients; the strict margin r<R keeps every circle compactly contained in the disc of holomorphy.

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