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Complexification dichotomy for a real simple lie algebra
Statement
Assume the Axiom of Choice. Let be a finite-dimensional real simple Lie algebra (Simple, semisimple, and reductive Lie algebras) with complexification (Complexification of a real Lie algebra). Then exactly one of the following holds:
- is a complex simple Lie algebra;
- is a direct sum of two simple ideals interchanged by the canonical conjugation of over (Complexification has a canonical conjugation with fixed algebra g zero), and the two ideals are isomorphic complex Lie algebras. In this case is isomorphic, as a real Lie algebra, to the complex simple Lie algebra regarded as a real Lie algebra.
In particular a real simple Lie algebra is either a complex simple Lie algebra viewed as a real Lie algebra, or a noncomplex simple Lie algebra whose complexification is simple.
Facts & Assumptions
Given: AC; a finite-dimensional real simple Lie algebra that is nonabelian with no nonzero proper ideal, with complexification and canonical conjugation ; and the notation of Simple, semisimple, and reductive Lie algebras, Complexification of a real Lie algebra and Complexification has a canonical conjugation with fixed algebra g zero.
We assume The Axiom of Choice, including the hypotheses of the Cartan-existence and Chevalley-basis results in [L6].
A Lie algebra is simple if it is nonabelian and has no nonzero proper ideal, and semisimple if its radical is zero; a solvable ideal of a semisimple algebra is zero (Simple, semisimple, and reductive Lie algebras).
The complexification of a finite-dimensional real Lie algebra carries the bracket , every element has a unique expression with , and embeds as a real form (Complexification of a real Lie algebra).
The canonical conjugation is a well-defined conjugate-linear bracket-preserving involution of with fixed locus , so it is additive and real-linear, , and for (Complexification has a canonical conjugation with fixed algebra g zero).
is semisimple if and only if is semisimple (Complexification preserves semisimplicity).
Every finite-dimensional semisimple Lie algebra over a characteristic-zero field is a finite direct sum of simple ideals, and the simple ideals are nonabelian with trivial center and satisfy (Semisimple Lie algebras decompose into simple ideals, Semisimple Lie algebras are centerless and perfect).
Under AC, every complex semisimple Lie algebra has a Cartan subalgebra; relative to it, the algebra has a root-space decomposition with one-dimensional root spaces and admits a Chevalley basis with integer, hence real, structure constants (Existence of Cartan subalgebras, Root-space decomposition, Root spaces of a complex semisimple Lie algebra are one-dimensional, Chevalley basis and real structure constants, Cartan subalgebra).
Proof
is semisimple: its radical is an ideal, and the only ideals of the nonabelian simple algebra are and , so either the radical is zero and is semisimple, or the radical is . The latter is impossible: the nonzero derived ideal must equal by simplicity, so the derived series never reaches zero.
is a conjugate-linear involutive automorphism of , hence additive and real-linear with , its fixed locus is exactly , and for every .
is semisimple by [L4] and step 1.1, so it is a nonzero finite direct sum of simple ideals. Moreover every ideal of is the sum of the simple ideals it contains: the projection is a Lie algebra homomorphism, so is an ideal of the simple algebra and is therefore or ; and forces , because for with one has , which would be zero if and would then put the nonzero in the center . Hence the simple ideals are exactly the minimal nonzero ideals, and for every .
Let be the permutation of determined by , which is well defined because carries simple ideals to nonzero simple ideals by step 1.2 and step 2.1; then is transitive. Suppose it has at least two orbits, let be one of them and put and . Both are nonzero ideals of , both are -stable because and its complement are unions of orbits, and . Every is -fixed, so by uniqueness of the decomposition its components in and are -fixed as well by step 1.2; hence , and each summand is an ideal of because it is the intersection of the subalgebra with an ideal of . Both summands are nonzero: for any nonzero in either sigma-stable complex ideal, the two fixed vectors and cannot both vanish. Thus would have two nonzero proper ideals, contradicting simplicity. Hence is transitive.
All orbits of have one or two elements: applying twice to gives by step 1.2, so and every orbit of the resulting involution has at most two elements. Transitivity and nonzero therefore give or , with the two ideals exchanged in the latter case.
In the case the projection restricts to an isomorphism of real Lie algebras , where denotes the complex Lie algebra with scalars restricted to . Indeed is a Lie algebra homomorphism; it is injective on because , an element of that intersection being -fixed and at the same time lying in by ; and it is surjective because for the element lies in by step 1.2 and is mapped to . Moreover restricts to a conjugate-linear isomorphism , so is isomorphic to the complex conjugate Lie algebra .
If , then is a complex simple Lie algebra, which is alternative 1 of the Statement. If , then with and both ideals simple; by step 4.2 the real Lie algebra is isomorphic to , so is the complex simple algebra regarded as a real Lie algebra. The two ideals are isomorphic as complex Lie algebras: by [L6], choose a Chevalley basis of with real structure constants . If denotes the corresponding basis of the conjugate algebra , then is complex-linear and bracket-preserving because every is real. Thus , while the conjugate-linear isomorphism is equivalently a complex-linear isomorphism ; hence . This is alternative 2. The alternatives are disjoint because a direct sum of two nonzero ideals is not simple.
Finally, if is a complex Lie algebra with complex structure , extend complex-linearly to its complexification. Then and , so the and eigenspaces are ideals and their sum is the whole complexification. They are interchanged by canonical conjugation since is defined over . Both are nonzero: for , the vectors and are nonzero and lie in the respective eigenspaces, by the unique real-imaginary decomposition of [L2]. Hence case 1 cannot occur for a complex algebra regarded as real. Together with step 5.1 this proves the last assertion as well.
Depends on
- Complexification of a real Lie algebra
- Complexification preserves semisimplicity
- Semisimple Lie algebras decompose into simple ideals
- Simple, semisimple, and reductive Lie algebras
- Complexification has a canonical conjugation with fixed algebra g zero
- Semisimple Lie algebras are centerless and perfect
- Existence of Cartan subalgebras
- Root-space decomposition
- Root spaces of a complex semisimple Lie algebra are one-dimensional
- Chevalley basis and real structure constants
- Cartan subalgebra
- The Axiom of Choice
Used by
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Sources
- Anthony W. Knapp, Lie Groups Beyond an Introduction, 2nd ed., Chapter VI (standard reference, not scraped)
- Pavel Etingof, Lie Groups and Lie Algebras (standard reference, not scraped)