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Conormal sequence for a closed immersion

Statement

Let S be a scheme, let Y be an S-scheme and let i ⁣:X→Y be a morphism of S-schemes which is a closed immersion (Closed immersions of schemes, Schemes and morphisms over a base). Let

I:=ker⁡(OY⟶i∗OX)

be its ideal sheaf (Ideal sheaves), let I2⊆OY be the image of the multiplication map I⊗OYI→OY (Tensor product of sheaves of modules, Kernel sheaves are objectwise, while cokernels and images are sheafified), and put Q:=coker⁡(I2↪I) as a sheaf on Y. In the sequence below the notation I/I2 means i−1Q, a sheaf on X (Inverse image presheaf and inverse image sheaf). The ideal i−1I annihilates it, so its i−1OY-action factors through i−1OY/i−1I≅OX. This last identification follows on stalks from the closed immersion: OX,x=OY,i(x)/Ii(x). Then the sequence of OX-modules

I/I2→ α i∗ΩY/S→ β ΩX/S⟶0

is exact, where α sends the class of a local section t of I to 1⊗dY/S(t), and β is the pullback of the universal S-derivation, characterised by β(1⊗dY/S(g))=dX/S(g∘i) for local sections g of OY. The map α is not asserted to be injective, and it is not injective in general; no finiteness, flatness or separatedness hypothesis is imposed on i or on the structure morphisms.

Facts & Assumptions

Given: A scheme S, an S-scheme Y, and a closed immersion of S-schemes i ⁣:X→Y.

[F1]

Closed immersions of schemes: a morphism i ⁣:X→Y is a closed immersion if its underlying map is a homeomorphism onto a closed subset and OY→i∗OX is surjective.

[F2]

Pullback of a module along a morphism of ringed spaces: the pullback of an OY-module G is i∗G=OX⊗i−1OYi−1G; the canonical map i−1G→i∗G, s↦1⊗s, is i−1OY-linear, and OX is an i−1OY-algebra, so a local section g of OY acts on i∗G as g∘i.

[F3]

Quasi-coherent ideals and closed subschemes: for a closed immersion i ⁣:Z↪X and an affine open U=Spec⁡A⊆X, the kernel of OU→i∗OZ∩U is the ideal sheaf associated to an ideal IU⊆A.

[F4]

Affine charts recover the algebraic module of differentials: for a ring map A→B with induced morphism Spec⁡B→Spec⁡A, the sheaf ΩX/S has Γ(Spec⁡B,ΩX/S)=ΩB/A compatibly with dX/S, and restriction to a basic open D(g) corresponds to the localization ΩB/A→ΩBg/A.

[F5]

Conormal exact sequence for an algebra quotient: for a ring map A→P, an ideal I⊆P and B=P/I, the sequence I/I2→B⊗PΩP/A→ΩB/A→0 is exact, the first map sending the class of t to 1⊗dt and the second sending 1⊗dp to d(p+I).

[F6]

A sequence of abelian sheaves is exact exactly when it is exact on every stalk: a sequence of sheaves of abelian groups is exact if and only if all its stalk sequences are exact.

[F7]

Universal property of relative differential sheaves: for every OX-module F, composition with dX/S is a natural bijection Hom⁡OX(ΩX/S,F)≅Der⁡S(OX,F).

[F8]

Pullback of modules is left adjoint to pushforward: for a morphism of ringed spaces f there is a natural bijection Hom⁡OX(f∗G,F)≅Hom⁡OY(G,f∗F); the map corresponding to u ⁣:G→f∗F sends 1⊗s to the germ u(s).

[F9]

Localisation of modules is exact: localization of modules at a prime is exact, so an exact sequence of B-modules remains exact after applying −⊗BBp.

[F10]

Polynomial differentials are free: for P=A[x1,…,xn] the module ΩP/A is free on dx1,…,dxn.

[F11]

Kernel sheaves are objectwise, while cokernels and images are sheafified and The stalk of a presheaf at a point: images and cokernels of morphisms of sheaves are computed by sheafifying the objectwise constructions, and the stalk at a point is the filtered colimit of the sections over the open neighbourhoods of that point.

Proof

technique · direct
1.1

The map α. For a local section t of I over an open V⊆Y let α(t)∈(i∗ΩY/S)(i−1V) be the image of dY/S(t) under the canonical map i−1ΩY/S→i∗ΩY/S of [F2], i.e. 1⊗dY/S(t). For a local section g of OY over V one has d(gt)=g dt+t dg, hence 1⊗d(gt)=(g∘i) (1⊗dt)+(t∘i) (1⊗dg)=(g∘i) (1⊗dt) because t lies in the kernel of OY→i∗OX, so that t∘i=0; thus these formulas define an OY-linear map I→i∗i∗ΩY/S. For local sections t,t′ of I one has 1⊗d(tt′)=(t∘i)(1⊗dt′)+(t′∘i)(1⊗dt)=0, so α kills I2, and since I annihilates both I/I2 and the pullback (a local section t of I acts on i∗ΩY/S as t∘i=0), the descended formulas on germs define a map i−1Q→i∗ΩY/S. It is linear over i−1OY and hence over its quotient OX, so this is the required OX-linear α.

F1F2given
1.2

The map β. Since Y and X are S-schemes and i is an S-morphism, the composite D ⁣:OY→i∗OX→i∗ΩX/S of the structure map i♯ with i∗dX/S is additive, satisfies Leibniz for the OY-module structure of i∗ΩX/S transported along i♯, and kills the image of OS: the image of g−1OS→OY→i∗OX is the image of f−1OS→OX for the structure morphism f ⁣:X→S, which dX/S annihilates. Hence D is an S-derivation of OY into i∗ΩX/S, and [F7] applied to the S-scheme Y gives a unique OY-linear map u ⁣:ΩY/S→i∗ΩX/S with u(dY/S(g))=dX/S(g∘i). Let β ⁣:i∗ΩY/S→ΩX/S be the OX-linear map corresponding to u under the adjunction [F8]; it satisfies β(1⊗dY/S(g))=dX/S(g∘i) by the description of the correspondence, and it is unique with this property.

F7F8given
2.1

The composite vanishes. For a local section t of I one has β(α(t))=β(1⊗dt)=dX/S(t∘i)=dX/S(0)=0 by the characterisations of steps 1.1 and 1.2, so the image of α is contained in the kernel of β.

step 1.1step 1.2
2.2

Affine charts. Let V=Spec⁡P⊆Y be an affine open with image in an affine open W=Spec⁡A⊆S, and take U=i−1(V). Since i is a closed immersion, [F3] identifies U with Spec⁡B for B=P/I, where I=I(V), and U→V with the quotient morphism. By [F4], ΩX/S∣U and ΩY/S∣V are attached to ΩB/A and ΩP/A. The ideal sheaf I∣V is attached to I by [F3]; on every principal open D(h)⊆V, multiplication has image (I2)h, so I2∣V is attached to I2 and I/I2 on U is attached to I/I2. For the pullback, let x∈U correspond to p⊆B and i(x) to q⊆P. By [F2] and the stalk construction [F11], (i∗ΩY/S)x=ΩY/S,i(x)⊗OY,i(x)OX,x≅(ΩP/A)q⊗PqBp≅(B⊗PΩP/A)p. The last equality follows by localising the tensor product; it does not identify i−1OV with OU. Thus the pullback is the sheaf attached to B⊗PΩP/A. On these stalks the maps of steps 1.1 and 1.2 agree with [F5]: α sends [t] to 1⊗dt and β sends 1⊗dg to d(g+I).

F2F3F4F5F11step 1.1step 1.2
3.1

Surjectivity of β. By [F6] surjectivity of a morphism of sheaves may be checked on stalks. Every point of X lies in a chart as in step 2.2, and on that chart β becomes the second map of the exact sequence [F5], which is surjective; forming the stalk at a point of the chart is a filtered colimit of localizations and preserves surjectivity. Hence β is surjective.

F5F6step 2.2
3.2

Exactness at the middle term. Let x∈X, choose a chart U=Spec⁡B and V=Spec⁡P as in step 2.2 with x corresponding to a prime p⊆B and i(x) to p∩P⊇I. By step 2.2 the stalks of the three sheaves at x are (I/I2)⊗BBp, (B⊗PΩP/A)⊗BBp and ΩB/A⊗BBp, and the stalk maps are the localizations of the maps of [F5] at p. Applying −⊗BBp to the exact sequence [F5] and using [F9], the stalk sequence is exact at the middle term, so im⁡αx=ker⁡βx. Since x was arbitrary, [F6] gives im⁡α=ker⁡β as subsheaves of i∗ΩY/S.

F5F6F9step 2.2
3.3

Failure of injectivity. Take A=k a field, P=k[x], I=(x2) and B=k[x]/(x2), so that I/I2=(x2)/(x4), in which the class of x3 is nonzero. By [F10] we have B⊗PΩP/A=B dx with dx a free generator, and α([x3])=1⊗d(x3)=3x2(1⊗dx)=0, because x2=0 in B: the class of x3 lies in the kernel of α and is nonzero. Hence the left map of the conormal sequence is not injective in general, and in particular no injectivity is claimed.

F5F10step 2.2
4.1

Conclusion. Steps 1.1 and 1.2 construct OX-linear maps α and β with the asserted descriptions, step 2.1 shows β∘α=0, step 3.1 shows that β is surjective and step 3.2 that its kernel is exactly the image of α; step 3.3 exhibits a case where α has nonzero kernel. Hence the displayed sequence of OX-modules is exact and its left map is not generally injective, with no finiteness, flatness or separatedness hypothesis used anywhere.

step 2.1step 3.1step 3.2step 3.3∎

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