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Kahler Differentials Conormal Sequences and Infinitesimal Lifting
1 · Prerequisites
- Abelian Categories
- Affine Schemes and the Structure Sheaf
- Algebraic Closure, Embeddings, and Separability
- Algebraic Differentials Separability and Smooth Local Presentations
- Algebraic Extensions, Extension Degree, and Finite Fields
- Artinian Rings and Length
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Determinants of Matrices over a Commutative Ring
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Exactness and the Member Calculus
- Fibre Products Base Change and Scheme Theoretic Fibres
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Limits and Colimits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Localisation of Modules and Support
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Polynomial Rings, the Division Algorithm and Roots
- Preadditive and Additive Categories and Biproducts
- Presheaves Sheaves Stalks and Sheafification
- Prime Spectra and Radicals
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Schemes Subschemes and Morphisms Locally of Finite Type
- Sheaf Operations Exactness Ringed Spaces and Module Pullback
- Simple Field Extensions and the Construction of the Complex Numbers
- Splitting Fields
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Field of Fractions and Localisation
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Universal Coefficients and Kunneth Theorems
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Zariski Topology on Prime Spectra
2 · Summary
Kähler differentials linearise derivations. The page begins with derivations and the universal property that defines , proves existence by generators and relations for an arbitrary ring homomorphism, and records the resulting representation of the derivation functor, the freeness of , the conormal sequence of a quotient and the Jacobian presentation it produces, and the transitivity sequence . Localization and scalar base change are shown to commute with , and the first arrow of each sequence is deliberately not asserted to be injective.
The same package is then sheafified on schemes: relative differentials are built by gluing the affine constructions, their universal property is a bijection onto derivations of the structure sheaf, and on they are computed by the sheaf attached to the module , for which the affine module-sheaf universal property is supplied locally. From there the page develops the conormal sequence of a closed immersion, the transitivity sequence of composable morphisms, base change , the cotangent space at a -rational point together with its identification with , the bijection between dual-number points and tangent vectors, and the map induced by a morphism on differentials with its identity and chain rules.
The final part reads infinitesimal lifting off the differentials. Formally unramified, formally smooth and formally étale morphisms are defined, the diagonal ideal is identified through , and is proved equivalent to formal unramifiedness. An unramified morphism of finite type is characterised by its diagonal being an open immersion; conversely, the finite-type field lemma (which, like the residue-extension lemma finite separable with , assumes the Axiom of Choice and states its exact uses) feeds the structure theorem for unramified morphisms with locally finite type. Smoothness of relative dimension is recorded as smoothness together with locally free of rank ; the page closes with two remarks: the left map of the conormal sequence need not be injective, and differentials detect infinitesimal thickening but not every singularity on their own.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Derivation of an algebra
Definition
Let be a homomorphism of commutative rings (Commutative ring), so that is an -algebra, and let be a -module (Unital left and right modules over a ring; unqualified module means left module). An -derivation of into is a map satisfying, for all and all , the three laws
The first law says that is additive; the second that is -constant (it kills the image of ); the third is the Leibniz rule. The set of all such maps is written . It is a -module under the pointwise operations and : the sum and scalar multiples are again additive -constant maps satisfying Leibniz, because each law is linear in , and the zero map is a derivation.
Three conventions are part of the definition.
- No finiteness. Nothing is assumed about as an -algebra: it need not be finitely generated, finitely presented, or flat, and need not be Noetherian. The definitions used later on this page are the same ones used for the earlier algebraic-differentials interface of this track.
- -linearity, not -linearity. Every -derivation is -linear in the sense that for , : by Leibniz, and the second term vanishes. A derivation is in general not -linear, and this failure is exactly what the Leibniz rule measures; it also shows , since makes -constant.
- Functored variables. For a fixed ring map and a -linear map of -modules, composition is a -module map . Consequently is a functor from -modules to -modules, and the Leibniz rule is preserved by postcomposition with any module map.
Universal Kähler differential module
Definition
Let be a homomorphism of commutative rings and let be the derivation functor of Derivation of an algebra. A Kähler differential module for is a pair consisting of a -module and an -derivation such that for every -module the assignment
is a bijection, and such that these bijections are natural in : for every -linear map the square
commutes. In other words, represents the covariant functor on -modules, and is the universal -derivation of over ; the element is the image of under it. Whether such a pair exists for a given is not part of the definition; when it does, the pair is uniquely determined up to a unique compatible isomorphism, as the next paragraph records.
Uniqueness. If and are both Kähler differential modules for the same ring map , the universal property of the first applied to the derivation produces a unique -linear with , and the property of the second applied to produces a unique -linear with . Then and , while the identity maps of and have the same property; the injectivity clause of the universal property applied twice gives and . So is an isomorphism with inverse , and is the only -linear map from to compatible with the two universal derivations. In particular is determined by the ring map up to canonical isomorphism, which is what justifies writing it as without further qualification.
Functoriality in ring maps. Given a commutative square of ring maps , , and , and universal pairs for its two horizontal maps, regard as a -module through . The composite is an -derivation: it is additive, satisfies Leibniz with this module action, and kills since the square commutes. Universality gives a unique -linear map sending to . For identity squares this is the identity; for composable squares the composite has the prescribed values on and so equals the map of the composite square by uniqueness. This proves functoriality in ring maps separately from naturality in the target module .
Existence and generators of Kähler differentials
Statement
Let be a homomorphism of commutative rings. Let be the free -module on the set underlying , with basis written for , let be the -submodule generated by all elements
for and , and put with , . Then is a Kähler differential module for in the sense of Universal Kähler differential module: for every -module the assignment is a bijection , natural in . In particular a Kähler differential module exists for every ring homomorphism , with no finiteness hypothesis on over , and is generated as a -module by the classes of the elements of .
Facts & Assumptions
Given: A homomorphism of commutative rings, the free -module on the set underlying , the submodule of the three relator families, and the pair with and .
Universal algebraic differentials and A-derivations: the module of algebraic differentials is for the free -module on the set underlying with basis symbol , modulo the submodule generated by , and , and is its universal -derivation.
Derivation of an algebra: an -derivation of into a -module is an additive, -constant map satisfying , and is the -module of all such maps.
Universal Kähler differential module: is a Kähler differential module for when is a bijection for every -module , naturally in .
Proof
The pair of [F1] is a -module with an -derivation. The free module is a -module and is a -submodule by construction, so is a -module and is a map . Each of the three relator families lies in , hence vanishes in the quotient: gives , the element gives , and gives . So is additive, -constant and satisfies Leibniz, that is, by [F2].
Every derivation descends to a map out of . Let be a -module and . Since is free with basis , there is a unique -linear map with for all . By [F2] the map is additive, -constant and satisfies Leibniz, so kills each relator: , similarly , and ; here we used that is -linear, so that . The three families generate as a -submodule and [F1] presents , so factors through a -linear with , that is, .
The construction of step 2.1 is the unique inverse. Let be -linear with for some . Evaluating on gives for every , where is the map produced in step 2.1. The classes range over the images of a basis of the free module , so they generate as a -module, and two -linear maps agreeing on a generating set are equal; hence . Therefore is a bijection for every -module .
Naturality in . Let be -linear and let . Then as maps , since both sides send to , and is again -linear, so the assignment of step 3.1 carries followed by to the derivation ; this is exactly the commutativity required of the bijections in [F3].
Conclusion. Steps 1.1, 2.1 and 3.1 verify both clauses of [F3] for the pair of [F1], and step 4.1 verifies naturality, so that pair is a Kähler differential module for . The construction used only the free module on the set and the submodule generated by the three relator families, so it exists for every ring homomorphism with no finiteness hypothesis, and step 3.1 exhibits the classes as a generating set of over .
Derivations are maps out of Ω
Statement
Let be a homomorphism of commutative rings, let be a Kähler differential module for it (Universal Kähler differential module), which exists by Existence and generators of Kähler differentials, and let be a -module. Then composition with is an isomorphism of -modules
natural in : for every -linear the two composites obtained by applying before and after the isomorphism agree. Equivalently, represents the covariant functor on -modules.
Facts & Assumptions
Given: A ring homomorphism , a Kähler differential module for it, and a -module .
Existence and generators of Kähler differentials: for the module presented by the free -module on the symbols modulo the additive, Leibniz and -constant relators, and for every -module , the assignment is a bijection , natural in .
Universal Kähler differential module: a Kähler differential module for is a pair with an -derivation of into such that is a bijection for every -module , and such that these bijections are natural in .
Derivation of an algebra: is a -module under pointwise addition and scalar multiplication, and for -linear composition is a -module map .
Proof
Bijectivity. By [F1] the pair is a Kähler differential module for , so [F2] gives, for every -module , that is a bijection ; the same statement holds for any Kähler differential module, since any two are related by a unique compatible isomorphism identifying the two assignments.
Additivity and -linearity of the bijection. Both sides are -modules: under pointwise operations, and under the operations of [F3]. For and one has and as maps , because evaluation at any gives on both sides. Hence is a homomorphism of -modules.
Naturality. Let be -linear. By [F3] the composite is a derivation for every and the assignment is -linear; moreover for every -linear , since both sides send to . Thus applying after the isomorphism agrees with applying before it, and the isomorphism of step 1.2 is natural in : the -module represents the functor by [F2].
Polynomial differentials are free
Statement
Let be a commutative ring and let be the polynomial algebra on finitely many indeterminates, . Then:
- is a free -module with basis ; for this says ;
- for every -module and every -tuple there is exactly one -derivation with ;
- writing for the derivation with , one has for every .
Neither statement assumes anything of beyond commutativity, and the correspondence is natural in .
Facts & Assumptions
Given: A commutative ring , an integer , the polynomial algebra , and a -module .
Derivations are maps out of Ω: for every -module , composition with the universal derivation is a natural -module isomorphism .
Derivation of an algebra: an -derivation of into is an additive -constant map satisfying the Leibniz rule, and is a -module under pointwise operations.
Universal property of a polynomial ring on an arbitrary family of indeterminates: for commutative rings , a ring homomorphism and a family in , there is a unique ring homomorphism restricting to on and sending to .
Proof
Sections of a square-zero thickening. Let be the commutative ring whose underlying abelian group is with product , made into an -algebra by . The first projection is an -algebra homomorphism with kernel the square-zero ideal . If is an -algebra homomorphism with , write ; additivity of gives , the identity and -linearity give , and multiplicativity , expanded with in , gives ; conversely these three laws make the formula multiplicative and unital. So sections of over the identity correspond bijectively to the elements of by [F2].
Every tuple of values is realised. Let . By [F3] applied to and the family , , there is a unique -algebra homomorphism with and . The composite is an -algebra endomorphism of with , so by the uniqueness clause of [F3] it is the identity; hence for the map given by the second coordinate, and . By step 1.1 the map is an -derivation of into .
Uniqueness of the values on generators. If satisfies for all , then is an -algebra homomorphism by step 1.1, it agrees with on and on each , and hence equals by the uniqueness clause of [F3]; therefore . So for every -module the evaluation map , , is a bijection; it is -linear, and natural in because a -linear sends to with values .
Freeness. Composing the natural bijections of [F1] and of step 3.1 gives natural bijections for every -module . The image of the identity of is a -linear map , and its inverse image is a -linear map with and : both identities are checked on generating sets, the standard basis of and, by the explicit construction of the bijection in step 3.1, the elements . Hence is an isomorphism sending to , so is free with basis . For we have and , so step 3.1 says that every -derivation of into any -module is zero, and [F1] gives .
Conormal exact sequence for an algebra quotient
Statement
Let be a homomorphism of commutative rings, let be an ideal and let , with quotient map . Then the sequence of -modules
is exact, where is regarded as a -module and the first map sends the class of to , while the second is induced by and . No injectivity of the first arrow is asserted; it fails in general, and the failure is recorded on the examples page.
Facts & Assumptions
Given: A ring homomorphism , an ideal and the quotient with quotient map .
Derivations are maps out of Ω: for every ring map with Kähler differential module and every -module , composition with is a natural -module isomorphism .
Existence and generators of Kähler differentials: a Kähler differential module exists for every ring map, is generated as an -module by the elements , and the representability statement of [F1] holds for it.
Tensoring is right exact: if is an exact sequence of modules over a commutative ring and is an -module, then is exact.
Derivation of an algebra: an -derivation is additive, -constant and satisfies the Leibniz rule; is an -module under pointwise operations.
Proof
The second map exists and is surjective. Regard as a -module along . The composite is an -derivation of into : it is additive, kills , and satisfies Leibniz because is a ring map and is a derivation. By [F1] it corresponds to a -linear map with . For we have , and -linearity gives , so kills the submodule . By [F3] applied to tensored with we have , so induces a -linear map with . It is surjective: every is for some , and the elements generate over by [F2].
The first map is well defined. The assignment defines a -linear map , and it kills : for , in the -module , because the classes of and in are zero. Hence it induces a -linear map with .
The composite vanishes. For , ; thus factors through the cokernel , giving a surjective -linear map .
A left inverse for . Let send to the class of ; it is the composite of the -derivation with the -linear quotient map, hence an -derivation, and it kills because the class of is for . Since is a -module, is constant on cosets of and satisfies Leibniz, so it descends to an -derivation : any has a lift , and is well defined because kills . Applying [F1] to the ring map gives a -linear map with for all .
is inverse to . For we have , and the classes generate over because the generate , so . Conversely, for with lift , , and the generate by [F2], so . Hence is an isomorphism, , and with surjective the displayed sequence is exact.
Jacobian presentation of Ω
Statement
Let be a commutative ring, let and let be the ideal generated by finitely many elements, with quotient . Then is the cokernel of the -linear map whose -th column is the vector of partial derivatives , that is,
This is a presentation of by relations and is not by itself a smoothness criterion: it carries no flatness or fibre hypothesis, and the number of generators of is not asserted to be minimal.
Facts & Assumptions
Given: A commutative ring , the polynomial algebra , elements , the ideal and .
Polynomial differentials are free: is free with basis , and for the derivations with one has for every .
Conormal exact sequence for an algebra quotient: for every ideal and the sequence is exact, the first map sending the class of to .
Derivation of an algebra: an -derivation is additive, kills and satisfies Leibniz. The particular universal derivation on and the free -basis of come from [F1].
Proof
The middle term. By [F1] the elements form a -basis of . Since extension of scalars along carries a free module with basis to the free -module with basis , there is an isomorphism of -modules sending to the standard basis vector .
The conormal term. In , every class is a -linear combination of the classes : an element of has the form with , and by bilinearity of the class map for , , its class is .
The Jacobian columns. By [F1] the universal derivation, which obeys the laws of [F3], satisfies , so the first map of the conormal sequence of [F2] sends to , which under the identification of step 1.1 is the -th column of the Jacobian matrix.
Conclusion. By the exactness of [F2] applied to the quotient , the module is the cokernel of the first map , which by steps 1.2 and 2.1 is the -linear map with the Jacobian columns on a generating set of ; under step 1.1 this is the displayed presentation . Since , and the generating family were arbitrary, the presentation holds without additional hypotheses, and no smoothness conclusion is drawn from it.
Transitivity sequence for differential modules
Statement
Let be homomorphisms of commutative rings. Then the sequence of -modules
is exact, where the first map sends to and the second is induced by . The first arrow is not asserted to be injective, and it fails to be injective in general; exactness on the left is not part of the statement.
Facts & Assumptions
Given: Ring homomorphisms of commutative rings.
Derivations are maps out of Ω: for every ring map with Kähler differential module and every -module , composition with is a natural -module isomorphism .
Existence and generators of Kähler differentials: a Kähler differential module exists for every ring map, and it is generated as a module by the elements .
Derivation of an algebra: an -derivation is additive, -constant and satisfies the Leibniz rule; an -derivation that kills the image of is a -derivation, since .
Proof
The first map. The composite is an -derivation of into the -module ; by [F1] it corresponds to a -linear map with . Its extension of scalars along is the -linear map with .
The second map. The universal -derivation is also an -derivation, so [F1] applied to gives a -linear map with . It is surjective because the elements generate over by [F2].
The composite vanishes. For and , , since is -constant: is the image of an element of , so in the definition of a -derivation of . Hence there is an induced -linear map out of , and it is surjective by step 1.2.
A left inverse for . The map sending to the class of is the composite of the -derivation with the -linear quotient map, hence an -derivation, and it kills because is the class of , which is zero in . As is -linear and kills , it satisfies for , by the Leibniz rule, so is a -derivation; [F1] applied to the ring map gives a -linear map with .
is inverse to . For all we have and by the defining property of in step 3.1. The elements generate and the classes generate over by [F2], so and . Hence is an isomorphism, , and with surjective the displayed sequence is exact.
Kähler differentials commute with localization
Statement
Let be a homomorphism of commutative rings, let be a multiplicative subset and let be a multiplicative subset with . Then the canonical -linear map induced by the localization map , namely
is an isomorphism of -modules. The subsets and are allowed; in the second case the map is the identity on . No finiteness hypothesis is imposed on over , and the result is not asserted for an arbitrary ring homomorphism that is not a localization.
Facts & Assumptions
Given: A ring homomorphism , a multiplicative subset and a multiplicative subset with .
Derivations are maps out of Ω: for every ring map with Kähler differential module and every -module , composition with is a natural -module isomorphism .
Localisation of a module at a multiplicative subset: the localization of an -module consists of the classes with , the canonical map is , and the elements of are exactly the classes .
Universal property of localisation for modules: for an -linear map with an -module, there is a unique -linear with .
Universal property of localisation: maps that invert factor uniquely through : if sends every to a unit, there is a unique unital ring homomorphism with , given by .
Derivation of an algebra: derivations are additive, constant on the base and satisfy the Leibniz rule, and these three laws characterise ring sections of the square-zero extension by .
Multiplicative subsets and the localisation as equivalence classes of fractions: is a commutative ring, is a ring homomorphism, each maps to a unit , and is defined likewise.
Proof
The canonical map. Since , [F4] extends uniquely to a ring map , and is an -algebra homomorphism, and the composite is an -derivation of into : it is additive, kills , and satisfies Leibniz. By [F1] it corresponds to a -linear with , and by [F3] applied to the canonical map the map factors uniquely through a -linear map with ; in particular . This is the canonical map of the statement.
A derivation of the localization. Let with the product , a commutative ring in which the second summand is an ideal of square zero, and let , . Then is a unital ring homomorphism: it is additive, and multiplicativity is exactly the Leibniz rule of [F5]. For the element is a unit of with inverse , since . By [F4] there is a unique unital ring homomorphism with ; writing , the first coordinate is a unital ring homomorphism with , so by the uniqueness clause of [F4] applied to the identity. Hence .
The second coordinate is a derivation. Multiplicativity of in the square-zero extension gives , and additivity of gives . For we have , so kills ; since also kills for and satisfies Leibniz with , it kills the inverse of each such unit, hence the image of . So is a -derivation of into the -module , and by [F1] it corresponds to a -linear map with .
The two maps are inverse. For and , multiplicativity of gives , and because with from ; hence . Therefore , the last equality being the derivation identity for the fraction with invertible, obtained from the Leibniz rule and . Since the elements generate over , this gives . Conversely for all , , and the elements generate over by [F2], so . Hence is an isomorphism. Taking gives and taking makes the identity, so both degenerate cases are covered by the same computation.
Kähler differentials commute with scalar base change
Statement
Let and be homomorphisms of commutative rings, and put , so that , , is a ring map and is an -algebra. Then the canonical -linear map
is an isomorphism. It is natural in the base-change data , and it does not assert that is unchanged under an arbitrary ring map that is not one of these base-change maps.
Facts & Assumptions
Given: Ring homomorphisms and , the ring and the canonical map .
Derivations are maps out of Ω: for every ring map with Kähler differential module and every -module , composition with is a natural -module isomorphism .
Universal property of the tensor product for balanced maps into abelian groups: for a balanced map out of a right -module and a left -module there is a unique group homomorphism with .
Universal mapping property of the tensor product of commutative algebras: is the coproduct of the two commutative -algebras, so there is a unique -algebra structure in which and are -algebra maps, and the pure tensors generate as an -algebra.
Derivation of an algebra: derivations are additive, constant on the base and satisfy the Leibniz rule; a -module map out of is determined by its values on a generating set of .
Proof
Restriction and extension of derivations. Let be a -module. Restriction along sends a derivation in to an element of , because the composite is additive, -constant and satisfies Leibniz. Conversely, given , the map , , is -bilinear: it is additive in each variable and for . By [F2] it factors through a group homomorphism with ; this is -linear because , and it is a derivation, since . Also , so is -constant. The two assignments are inverse: restriction of gives , and an extension of a restricted derivation agrees with on the pure tensors , which generate over by [F3]. So restriction is a natural bijection for every -module .
The canonical map. The composite is an -derivation of into the -module , so by [F1] it corresponds to a -linear with . The map , , is -balanced, so by [F2] it factors through a group homomorphism with ; it is -linear by construction.
The inverse map. Let , a -module, and let be ; this is an -derivation, since is one and is additive. By step 1.1 there is a unique -derivation with and . By [F1] applied to it corresponds to a -linear map with .
The maps are inverse. On the one hand , and the elements generate over because the elements generate over ; hence . On the other hand , where the last equality uses , the Leibniz rule and ; since the elements generate over by [F3] and [F4], we get . Hence is an isomorphism. The construction used only the given base-change maps, so no statement is made about an arbitrary ring map .
Sheaf of relative Kähler differentials
Definition
Let be a morphism of schemes (Morphisms of schemes), so that is in particular a morphism of ringed spaces and comes with a map of sheaves of rings (Inverse image presheaf and inverse image sheaf); the pair is an -scheme (Schemes and morphisms over a base). Let be a sheaf of -modules (Modules on a ringed space).
-derivations. An -derivation of into is a morphism of sheaves of abelian groups such that for all local sections of over a common open set one has
and such that annihilates the image of : the composite is the zero map. Here the products and sums are taken in the rings . The set of all such is written ; it is a -module under the pointwise operations, and for a morphism of -modules, postcomposition maps to . For -schemes and -morphisms the condition is that kills ; when is fixed one simply says derivation.
Construction of . Consider the presheaf of -modules
where is open, the ring maps to by , and is the Kähler differential module of that ring map (Universal Kähler differential module), which exists by Existence and generators of Kähler differentials. For the restriction is the unique -linear map induced, via the universal property of , by the derivation , where is viewed as an -module by restriction of scalars; the restriction maps compose, so is a presheaf of -modules. Define
the sheafification of (Sheafification of a presheaf); this is a sheaf of -modules by defining scalar multiplication on local representatives in the double-plus construction, with equality on germs making the operation well defined. The universal derivations are compatible with the restriction maps by construction, so they define a morphism of presheaves and hence a morphism of sheaves
the universal -derivation of over , and is an -derivation because each is an -derivation for and the maps are the structure maps .
Local descriptions. Two descriptions are used constantly and are recorded here for orientation; both are proved from the universal property in Universal property of relative differential sheaves and Affine charts recover the algebraic module of differentials.
- Functor of points form. For every -module there is a natural bijection , ; this is the universal property that characterizes .
- Affine charts. If is an affine open subscheme and for an affine open , then the map , exhibits as , compatibly with the universal derivations, and restriction to a basic open corresponds to the localization .
Affine module convention. The affine description (2) identifies on each affine chart with the sheaf attached to , with localization as restriction. This local description is the part used below; it needs no finiteness, flatness or separatedness hypothesis on and also applies to the identity .
Universal property of relative differential sheaves
Statement
Let be a morphism of schemes and let with universal derivation (Sheaf of relative Kähler differentials). For every -module , composition with is a bijection natural in . No quasi-coherence or finiteness is assumed on , and no condition is imposed on ; the sheaf is determined up to unique compatible isomorphism by this property.
Facts & Assumptions
Given: A morphism of schemes , the presheaf of Sheaf of relative Kähler differentials, and an -module .
Sheaf of relative Kähler differentials: , the universal derivations assemble to , and an -derivation is a morphism of sheaves of abelian groups that is additive, satisfies the Leibniz rule on sections over every open , and kills the image of .
Sheafification is left adjoint to the inclusion of sheaves into presheaves: every morphism of presheaves with a sheaf factors uniquely through the canonical map .
Derivations are maps out of Ω: for a ring map and every -module , composition with the universal derivation is an isomorphism .
Modules on a ringed space: an -module has section groups that are modules over the section rings, restriction is linear after restricting scalars, and morphisms are linear on every open set.
Derivation of an algebra: an -derivation is additive, kills the image of and satisfies the Leibniz rule; sums and scalar multiples of derivations are derivations.
Proof
Sheafification adjunction. Restriction along gives a bijection : [F2] gives the factorization on underlying presheaves, and the factor is -linear because sections of are locally represented by sections of , with scalar multiplication defined on those representatives by [F1]. Linearity therefore holds locally and hence globally. A morphism of presheaves is exactly a compatible family of -linear maps .
Algebraic universal property on each open. Since is an -algebra, [F3] turns into the derivation , an -derivation by [F5]; conversely every such derivation arises from exactly one . Compatibility of the family under restriction is equivalent to compatibility of the family , because the restriction maps of are defined so that for .
Compatible families of derivations are -derivations. The families in step 1.2 are in canonical bijection with morphisms of sheaves of abelian groups that are additive and satisfy Leibniz on every open and kill the image of each ; by gluing, the last condition is exactly , so these are precisely the -derivations of [F1]. The two passes are inverse because a derivation determines its components , and is recovered from by the universal property of .
Conclusion. Composing the bijections of steps 1.1, 1.2 and 2.1 gives the displayed bijection , since corresponds to the composite of its components with and is assembled from the by [F1]. Each step is natural in : a morphism of -modules composes with and with , so the bijection is compatible with postcomposition, and by the Yoneda lemma is determined up to unique compatible isomorphism.
The sheaf attached to a module on an affine scheme
Statement
Let be a commutative ring, let be a -module and let with structure sheaf (The underlying space of an affine spectrum). Let be the presheaf of abelian groups with restrictions induced by those of ; it is a presheaf of -modules. Its sheafification is a sheaf of -modules, the sheaf attached to , and for every -module the map where and is the canonical identification from , is a bijection, natural in and in . Its inverse sends a -linear to the unique morphism whose component over , after precomposition with , is A -linear map induces a morphism , so is a functor; it is right exact, and with . No finiteness assumption is made on or on .
Facts & Assumptions
Given: A commutative ring , a -module , the affine scheme and the presheaf .
Sheafification of a presheaf: for a presheaf the sheafification is a sheaf equipped with a morphism ; it is the double plus construction using germ-compatible local presentations (The plus construction for a presheaf).
Sheafification is left adjoint to the inclusion of sheaves into presheaves: for every morphism of presheaves with a sheaf there is a unique morphism of sheaves with .
Modules on a ringed space: an -module is a sheaf of abelian groups whose section groups are -modules compatibly with restriction, and a morphism of -modules is -linear on every open set.
Universal property of the tensor product for balanced maps into abelian groups: for a -bilinear map into a -module there is a unique -linear with .
Global functions on Spec A recover A: the canonical map is an isomorphism.
Tensoring is right exact: tensoring an exact sequence of -modules with any -module preserves its cokernel and surjectivity.
Proof
is a presheaf of -modules. The restriction is for , it is additive and functorial, and shows that it is -linear after restricting scalars along ; the module structure on is constructed as follows. For a presheaf of -modules , a scalar acts on a plus-section represented by by . This is independent of the representative because equality of germs is preserved by multiplication. Addition is defined on the common refinement of two covers. All module laws and compatibility with restriction follow on these local representatives from the corresponding laws in . Apply this construction twice to obtain the module structure on ; its unit map is linear. Moreover every section of is locally represented by a section of , by refining twice the presentations in [F1].
Morphisms of presheaves of -modules with a sheaf are the compatible families of -linear maps , and these are in canonical bijection with -linear maps : the map is recovered as , while for a given the formulas define a family that is well defined and -bilinear in , hence -linear by [F4], and compatible with restrictions by the compatibility of the restrictions of . The two assignments are inverse because the values on the elements determine an -linear map on all of .
By [F2] a linear presheaf map extends uniquely as a morphism of sheaves. This extension is linear: locally write a section as using step 1.1, and then ; additivity is checked on a common local presentation in the same way. Equality of sheaf sections is local. Conversely precomposition of a linear sheaf map with the linear unit is linear. Thus [F2] restricts to the module morphisms, and step 1.2 gives a bijection ; under it, corresponds to , using the identification from [F5]. The displayed formula is the component of the presheaf map , hence the composite of the induced sheaf morphism with . Naturality in and in is immediate from the formula , and a -linear induces and hence a morphism .
For one has , so because is already a sheaf, and by [F5]. For an exact sequence , [F6] makes the corresponding sequence of presheaves objectwise right exact; sheafification, as the left adjoint supplied by [F2], preserves its cokernel and gives exact.
Affine charts recover the algebraic module of differentials
Statement
Let be a homomorphism of commutative rings, let be the induced morphism of affine schemes, and let be the sheaf attached to the -module (The sheaf attached to a module on an affine scheme). Then there is a unique isomorphism of -modules and it is natural in the ring map , in particular compatible with restriction to a further affine open. Consequently, for every , compatibly with and with the localization maps ; for the two displays agree. No finiteness, flatness or separatedness hypothesis is imposed on .
Facts & Assumptions
Given: A ring map , the induced morphism and an -module .
The sheaf attached to a module on an affine scheme: the sheaf attached to a -module satisfies naturally in and , the bijection being .
Universal property of relative differential sheaves: via , naturally in , for every -module .
Derivations are maps out of Ω: for a ring map and a -module , via precomposition with the universal derivation.
Kähler differentials commute with localization: for a multiplicative subset the canonical map is an isomorphism of -modules; for this reads , compatible with the universal derivations.
Global functions on Spec A recover A: the canonical map is an isomorphism, so and global sections of any -module are a -module.
Sections and restrictions on distinguished opens of an affine scheme: , and for the restriction is the canonical localization map .
Sheaf of relative Kähler differentials: an -derivation kills the image of ; in particular it kills the image of under the structure map.
Proof
Restriction of derivations. Let be an -derivation. Its global component is additive and satisfies Leibniz, and it kills the image of , because maps into through and kills that image by [F7]. So is a map .
Localizing a derivation of global sections. Conversely let be an -derivation. For every the composite is an -derivation, so by [F3] it corresponds to a -linear map , which by [F4] is the same as a -linear map ; put . These maps are compatible with restriction to a smaller basic open, since both restrictions are induced by the same -derivation composite and [F4] is compatible with the universal derivations.
Gluing. For an open and , the elements , indexed by basic opens , are compatible on intersections by step 1.2, so they glue to a unique element . The resulting are additive and satisfy Leibniz because this can be checked on a basic-open cover. They kill locally: a germ in the image of at comes from a section of on an open neighbourhood of ; after shrinking to an affine neighbourhood of and then to a basic open around , that section is a fraction of elements of . The derivation kills , and the Leibniz rule applied to an inverse shows it kills such fractions. Vanishing at every stalk implies the sheaf composite is zero.
The two constructions are inverse. If is an -derivation with global component , then for each the map of step 1.2 is the composite induced by and restriction, so agrees with on ; by the sheaf property, the derivation produced in step 2.1 equals . Conversely the derivation produced from has global component , since its component on restricts from . Hence restriction of global sections is a bijection natural in .
The comparison isomorphism. By [F1] with and [F3], , and by step 3.1 and [F2] the last group is . All identifications are natural in , so the Yoneda lemma produces a unique isomorphism ; tracking the universal elements (the identity of corresponds to the derivation and the identity of to ) shows that the isomorphism sends to . Naturality in the ring map follows from the functoriality of [F1] in and of [F3].
Sections over affine and basic opens. The sheaf attached to is computed from its values on the distinguished-open basis: the assignment with the localization maps as restrictions is a sheaf on the basis (the localization exactness makes fractions glue; see Localisation of a module at a multiplicative subset and [F4]) and extends to the sheaf with those values and restrictions, exactly as Sections and restrictions on distinguished opens of an affine scheme records for itself. Hence and under step 4.1, compatible with by the characterization of that isomorphism and with the localization maps because those are the restriction maps of .
Conormal sequence for a closed immersion
Statement
Let be a scheme, let be an -scheme and let be a morphism of -schemes which is a closed immersion (Closed immersions of schemes, Schemes and morphisms over a base). Let
be its ideal sheaf (Ideal sheaves), let be the image of the multiplication map (Tensor product of sheaves of modules, Kernel sheaves are objectwise, while cokernels and images are sheafified), and put as a sheaf on . In the sequence below the notation means , a sheaf on (Inverse image presheaf and inverse image sheaf). The ideal annihilates it, so its -action factors through . This last identification follows on stalks from the closed immersion: . Then the sequence of -modules
is exact, where sends the class of a local section of to , and is the pullback of the universal -derivation, characterised by for local sections of . The map is not asserted to be injective, and it is not injective in general; no finiteness, flatness or separatedness hypothesis is imposed on or on the structure morphisms.
Facts & Assumptions
Given: A scheme , an -scheme , and a closed immersion of -schemes .
Closed immersions of schemes: a morphism is a closed immersion if its underlying map is a homeomorphism onto a closed subset and is surjective.
Pullback of a module along a morphism of ringed spaces: the pullback of an -module is ; the canonical map , , is -linear, and is an -algebra, so a local section of acts on as .
Quasi-coherent ideals and closed subschemes: for a closed immersion and an affine open , the kernel of is the ideal sheaf associated to an ideal .
Affine charts recover the algebraic module of differentials: for a ring map with induced morphism , the sheaf has compatibly with , and restriction to a basic open corresponds to the localization .
Conormal exact sequence for an algebra quotient: for a ring map , an ideal and , the sequence is exact, the first map sending the class of to and the second sending to .
A sequence of abelian sheaves is exact exactly when it is exact on every stalk: a sequence of sheaves of abelian groups is exact if and only if all its stalk sequences are exact.
Universal property of relative differential sheaves: for every -module , composition with is a natural bijection .
Pullback of modules is left adjoint to pushforward: for a morphism of ringed spaces there is a natural bijection ; the map corresponding to sends to the germ .
Localisation of modules is exact: localization of modules at a prime is exact, so an exact sequence of -modules remains exact after applying .
Polynomial differentials are free: for the module is free on .
Kernel sheaves are objectwise, while cokernels and images are sheafified and The stalk of a presheaf at a point: images and cokernels of morphisms of sheaves are computed by sheafifying the objectwise constructions, and the stalk at a point is the filtered colimit of the sections over the open neighbourhoods of that point.
Proof
The map . For a local section of over an open let be the image of under the canonical map of [F2], i.e. . For a local section of over one has , hence because lies in the kernel of , so that ; thus these formulas define an -linear map . For local sections of one has , so kills , and since annihilates both and the pullback (a local section of acts on as ), the descended formulas on germs define a map . It is linear over and hence over its quotient , so this is the required -linear .
The map . Since and are -schemes and is an -morphism, the composite of the structure map with is additive, satisfies Leibniz for the -module structure of transported along , and kills the image of : the image of is the image of for the structure morphism , which annihilates. Hence is an -derivation of into , and [F7] applied to the -scheme gives a unique -linear map with . Let be the -linear map corresponding to under the adjunction [F8]; it satisfies by the description of the correspondence, and it is unique with this property.
The composite vanishes. For a local section of one has by the characterisations of steps 1.1 and 1.2, so the image of is contained in the kernel of .
Affine charts. Let be an affine open with image in an affine open , and take . Since is a closed immersion, [F3] identifies with for , where , and with the quotient morphism. By [F4], and are attached to and . The ideal sheaf is attached to by [F3]; on every principal open , multiplication has image , so is attached to and on is attached to . For the pullback, let correspond to and to . By [F2] and the stalk construction [F11], . The last equality follows by localising the tensor product; it does not identify with . Thus the pullback is the sheaf attached to . On these stalks the maps of steps 1.1 and 1.2 agree with [F5]: sends to and sends to .
Surjectivity of . By [F6] surjectivity of a morphism of sheaves may be checked on stalks. Every point of lies in a chart as in step 2.2, and on that chart becomes the second map of the exact sequence [F5], which is surjective; forming the stalk at a point of the chart is a filtered colimit of localizations and preserves surjectivity. Hence is surjective.
Exactness at the middle term. Let , choose a chart and as in step 2.2 with corresponding to a prime and to . By step 2.2 the stalks of the three sheaves at are , and , and the stalk maps are the localizations of the maps of [F5] at . Applying to the exact sequence [F5] and using [F9], the stalk sequence is exact at the middle term, so . Since was arbitrary, [F6] gives as subsheaves of .
Failure of injectivity. Take a field, , and , so that , in which the class of is nonzero. By [F10] we have with a free generator, and , because in : the class of lies in the kernel of and is nonzero. Hence the left map of the conormal sequence is not injective in general, and in particular no injectivity is claimed.
Conclusion. Steps 1.1 and 1.2 construct -linear maps and with the asserted descriptions, step 2.1 shows , step 3.1 shows that is surjective and step 3.2 that its kernel is exactly the image of ; step 3.3 exhibits a case where has nonzero kernel. Hence the displayed sequence of -modules is exact and its left map is not generally injective, with no finiteness, flatness or separatedness hypothesis used anywhere.
Transitivity sequence for schemes
Statement
Let be morphisms of schemes. Then the sequence of -modules
is exact, where is characterised by for local sections of , and is characterised by for local sections of . The maps and are natural in the morphisms and , and the first arrow is not asserted to be injective: it fails to be injective in general. No finiteness, flatness or separatedness hypothesis is imposed.
Facts & Assumptions
Given: Morphisms of schemes and .
Sheaf of relative Kähler differentials: for a morphism of schemes there is an -module with universal -derivation , and an -derivation of kills the image of the structure map from .
Universal property of relative differential sheaves: for every -module , composition with is a natural bijection , and likewise over .
Pullback of a module along a morphism of ringed spaces: , the canonical map , , is -linear, and a local section of acts on as .
Pullback of modules is left adjoint to pushforward: there is a natural bijection ; the map corresponding to sends to .
Transitivity sequence for differential modules: for ring maps the sequence is exact, with the first map and the second induced by .
Affine charts recover the algebraic module of differentials: for a ring map with induced morphism , the sections of over a basic open are , compatibly with the universal derivations and with localization.
A sequence of abelian sheaves is exact exactly when it is exact on every stalk: a sequence of sheaves of abelian groups is exact if and only if every stalk sequence is exact.
Localisation of modules is exact: localization at a prime is exact.
The stalk of a presheaf at a point: the stalk is the filtered colimit of the sections over a basis of neighbourhoods.
Polynomial differentials are free and Jacobian presentation of Ω: is free on , and for the module is presented as the cokernel of the Jacobian map on .
Proof
The map . The composite is an -derivation: it is additive, satisfies Leibniz for the -module structure of transported along , and kills the image of because [F1] applied to says that annihilates it. By [F2] applied to the -scheme there is a unique -linear with , and by [F4] there is a unique -linear with , where is the pullback of [F3] and the elements generate it; the value on is by the description of the adjunction.
The map . The universal -derivation annihilates the image of , hence also the image of under ; so it is an -derivation, and [F2] over gives a unique -linear with . It is surjective because the sections generate over by [F1].
The composite vanishes. For a local section of one has , because is the image of a section of ; hence .
Affine charts. Let be an affine open whose image lies in , and let be an affine open with . The structure maps give . By [F6], and are attached to and . For , let correspond to and to . The pullback definition [F3] and stalk construction [F9] give . Consequently is the sheaf attached to . These stalk identifications use tensor products after taking inverse-image stalks; no equality between and is needed. The maps and become the maps of [F5] because their values on and are those of steps 1.1 and 1.2.
Exactness at . Let and take a chart as in step 2.2 with corresponding to a prime . By step 2.2 the stalks of the three sheaves at are , and , and the stalk maps are the localizations at of the maps of [F5]. Applying to the exact sequence [F5] and using [F8], the stalk sequence is exact at the middle term, so . As was arbitrary, [F7] gives and the sequence of the statement is exact at ; combined with step 1.2 and step 2.1 this is the asserted exactness.
Failure of injectivity of the first arrow. Let be a field of characteristic , let , , , so that is free on by [F10] and is the cokernel of for . By [F10] the module has the two -linearly independent elements and , while shows that lies in the kernel of ; since in , the element does not, so this map has a nonzero kernel and is not injective in general.
Conclusion. Steps 1.1 and 1.2 construct and with the stated properties, step 2.1 shows that the composite vanishes, step 3.1 identifies the kernel of with the image of and makes surjective by step 1.2, and step 3.2 shows that need not be injective. Hence the displayed sequence is exact and the first arrow is not injective in general. Naturality in and follows because and are determined by the universal properties of [F2] and [F4] applied to the morphisms and , which are natural in those morphisms, and no finiteness, flatness or separatedness assumption was used.
Relative differentials commute with scheme base change
Statement
Let be a morphism of schemes and let be a morphism, with fibre product Then the canonical map is an isomorphism of -modules. It is natural in the base-change data and compatible with the universal derivations of and ; no flatness, finiteness, separatedness or tor-independence hypothesis is imposed on or on .
Facts & Assumptions
Given: Morphisms of schemes and , with fibre product and projections , .
Kähler differentials commute with scalar base change: for ring maps and with , the canonical -linear map , , is an isomorphism.
Affine fibre products are spectra of tensor products: for affine opens over and over , the open subscheme is affine with ring .
Sheaf of relative Kähler differentials: carries the universal -derivation , an -derivation of kills the image of the structure map from , and is defined analogously.
Universal property of relative differential sheaves: composition with is a natural bijection for every -module .
Pullback of modules is left adjoint to pushforward: there is a natural bijection , and the map corresponding to sends to .
Pullback of a module along a morphism of ringed spaces: , and a local section of acts on as .
Affine charts recover the algebraic module of differentials and The stalk of a presheaf at a point: on an affine chart, is the sheaf attached to the relevant algebraic module with the restriction maps given by localization, and stalks are filtered colimits of sections over basic opens.
Proof
The canonical map. The composite is an -derivation of into the -module : it is additive, satisfies Leibniz for the -module structure transported along , and kills the image of , because that image is mapped into the image of the -structure of , which annihilates by [F3]. By [F4] there is a unique -linear with , and by [F5] there is a unique -linear map sending to .
Affine charts compute . Let have image and , and choose an affine open containing ; then choose an affine open containing with image in and an affine open containing the image of with image in . By [F2], for is an open affine neighbourhood of . By [F7], and are attached to and . If corresponds to and to , the pullback definition [F6] and stalk construction [F7] give . Hence the pullback is the sheaf attached to on . The map sends to by step 1.1, so on these stalks it is the localisation of the canonical isomorphism of [F1].
is an isomorphism. Every point lies in a chart as in step 2.1, on which is the isomorphism of [F1]; a morphism of sheaves whose restriction to each member of an open cover is an isomorphism is an isomorphism (equivalently, its stalk maps are isomorphisms), and forming stalks of the sheaves attached to -modules at points of is compatible with the identifications of step 2.1. Hence is an isomorphism of -modules, with the asserted description on generators.
Naturality and hypotheses. The map was produced from the universal properties of [F4] and the adjunction [F5] applied to the given morphisms and ; replacing the base-change data by a morphism of squares replaces by the corresponding pullback of , and on affine charts this is the naturality statement of [F1]. Only the existence of the fibre product and the affine descriptions of were used, so no flatness, finiteness, separatedness or tor-independence hypothesis enters.
Relative cotangent and tangent spaces
Definition
Let be a morphism of schemes, let be a point with image , and let be the sheaf of relative differentials (Sheaf of relative Kähler differentials), an -module.
Relative cotangent space. The relative cotangent space of over at is the -vector space
where is the local ring and is the residue field of (The residue field at a point of an affine scheme) and the tensor product is formed along the residue map ; equivalently it is the fibre of the -module at in the sense of the tensor product with the residue field. Its elements are written and, for a local section of near , is the relative cotangent vector of at .
Relative tangent space. The relative tangent space of over at is the -linear dual
Residue-field dependence. The residue field map induced by is part of the data: the -module is a vector space over , and the -structure obtained by restriction of scalars along is used whenever the base field is fixed. No finiteness hypothesis is imposed: the spaces above may be infinite-dimensional over their residue fields, and the notation applies to any point of any morphism of schemes, including non-closed points and points of relative dimension .
Cotangent space at a rational point
Statement
Let be a field, let be a -scheme (Schemes and morphisms over a base) and let be a -rational point, that is, a point whose residue field is under the canonical map (The residue field at a point of an affine scheme). Write and , so that . Then the map
is an isomorphism of -vector spaces; here denotes the class of modulo and the relative cotangent space is as in Relative cotangent and tangent spaces. The isomorphism is natural in pairs of -schemes with a -rational point. No analogous statement is made for a point whose residue field is a nontrivial extension of , not even a purely inseparable one.
Facts & Assumptions
Given: A field , a -scheme and a -rational point with , and .
Conormal exact sequence for an algebra quotient: for a ring map with ideal and , the sequence is exact, the first map sending the class of to .
Derivations are maps out of Ω: for a ring map and every -module , composition with the universal derivation is a natural bijection . In particular , since for every -module .
Affine charts recover the algebraic module of differentials and Kähler differentials commute with localization: on an affine chart the sections of over basic opens are , so passing to the stalk at gives and hence .
Relative cotangent and tangent spaces: the relative cotangent space at is , an object over .
Proof
The conormal sequence at the point. Apply [F1] to the ring map and the ideal with quotient : the sequence is exact, the first map sending to , and the middle term is with . By [F2] the last term vanishes, so the first map is surjective.
A retraction. Define by , where is the residue map and is the class modulo . Then is additive, kills since is the identity on , and is a -derivation: in , because both and belong to . Here elements of are viewed in via its structure map, which splits , and acts on through . By [F2] applied to there is an -linear with ; since , it kills and therefore factors through an -linear, hence -linear, map .
The identification of the target. By [F3] applied to an affine chart of containing , the stalk of at is , so the relative cotangent space of [F4], namely the residue-field tensor product of the statement, is ; under this identification the element for corresponds to . Hence the map of the statement is the first map of the exact sequence of step 1.1, and it is natural in because the identification is induced by the universal derivation and localization.
is a left inverse of the first map. For one has , because . Hence is a left inverse of the map of step 1.1, which is therefore injective.
Conclusion. The map of step 1.1 is surjective by step 1.1 and injective by step 2.2, hence an isomorphism ; by step 2.1 this is exactly the map of the statement, which is therefore an isomorphism of -vector spaces, natural in . Nothing was used about beyond , and the hypothesis is essential to the argument: for a point with the residue map is not a -algebra section of in general, and no such retraction is constructed.
Tangent vectors as dual-number points
Statement
Let be a morphism of schemes and let with image . Write and let be the dual-numbers scheme (The affine scheme of dual numbers), regarded as an -scheme through the canonical point . Consider -morphisms whose reduction is the canonical -point , i.e. the composite of with the closed immersion () is the canonical morphism . Then evaluation of the -coefficient induces a natural bijection with the relative tangent space at (Relative cotangent and tangent spaces). If is -rational for a field and , the bijection reads , recovering the classical description of the tangent space as the dual of . The -coefficient of is a -linear functional whose vanishing on exactly means that is the constant (reduction) morphism.
Facts & Assumptions
Given: A morphism , a point with , and the dual-numbers scheme .
Morphisms of schemes are local on compatible open covers: morphisms of schemes may be constructed and compared after passing to an affine chart around a point of the source; a morphism from a one-point scheme into with image factors through an affine open containing .
The affine scheme of dual numbers: is affine with ring , whose maximal ideal is nilpotent and whose quotient by is .
Derivations are maps out of Ω: for a ring map and -module there is a natural bijection .
Cotangent space at a rational point: for a -rational point of a -scheme there is a natural isomorphism .
Proof
Dual-number points are local homomorphisms. Let be an -morphism reducing to . Since is a one-point scheme with closed point mapping to , [F2] lets us work on an affine chart and shows that corresponds to a ring map whose composite with is the restriction of the residue map . Passing to the local ring gives a well-defined ring map with and for , and the -morphism condition says that restricted to lands in . Conversely such a determines by the same description on an affine chart containing ; two charts give the same morphism by [F2].
Dual-number points are derivations. A ring map with has the form with the class of in and a unique map ; the map is additive exactly when is, and for all is equivalent to the Leibniz rule , since . Moreover lands in exactly when kills the image of . Hence passage to is a bijection between the ring maps of step 1.1 and the -derivations ; the derivation is recovered from the product expansion of , so the correspondence is natural in .
Derivations are tangent vectors. Evaluation gives by [F4] (with , an -module through ), and restriction and extension of scalars along give . By [F5] the latter is , which is the relative tangent space as recalled in [F1]. Composing the bijections of steps 1.1 and 2.1 with this identification gives the asserted bijection between the dual-number points reducing to and the relative tangent space.
Naturality and the rational-point case. The correspondence of steps 1.1–3.1 is natural for morphisms of pointed -schemes with a fixed coefficient field : if sends the chosen -point over to a -point over , composition sends a map to a map . On local rings the -coefficient is the derivation , matching pullback of cotangent vectors after tensoring with along . If the residue-field map is an isomorphism, this is the usual map of relative tangent spaces; for a nontrivial residue-field extension, the target is instead the -dual of the base-extended cotangent space, with no map from to assumed. In the case and -rational, [F6] identifies with , so the bijection becomes the classical tangent-space description. A dual-number point whose -coefficient functional vanishes has , hence is the residue map and is the constant morphism, and conversely.
Differential of an S-morphism
Statement
Let be a scheme and let be a morphism of -schemes. Then the universal derivations of and induce a unique -linear map the differential of . It satisfies:
- (identity) for the map is the canonical identification ;
- (chain rule) for over the composite , formed with the canonical identification , equals ;
- (fibres) at each , with , the map induces a -linear map Dualising over gives a -linear tangent map If , this target is .
No finiteness, flatness or separatedness hypothesis is imposed.
Facts & Assumptions
Given: A scheme and a morphism of -schemes.
Transitivity sequence for schemes: the first arrow of the transitivity sequence is the unique -linear map with .
Relative cotangent and tangent spaces and Pullback of a module along a morphism of ringed spaces: the relative cotangent space at is , and the source stalk of is ; its fibre is the cotangent space at extended along .
Pullback of a module along a morphism of ringed spaces: the composite of pullbacks is canonically identified with the pullback along the composite, , by associativity of the sheaf tensor products defining pullback; on generators the identification is the identity.
Universal property of relative differential sheaves: a map out of is determined by its values on the universal differentials, since these generate the module.
Sheaf of relative Kähler differentials: the modules and and their universal derivations exist for arbitrary morphisms and kill the images of the structure maps from .
Proof
Construction. By [F1], applied to the -morphism , there is a unique -linear with for local sections of ; it is obtained by applying the universal property [F4] to the -derivation , , and then the adjunction of Pullback of modules is left adjoint to pushforward, and it is natural in the data by construction.
Identity. For the map sends to ; since the elements generate over by [F4], this is the canonical identification .
Chain rule. Let be morphisms of -schemes. Both and the composite are -linear maps (the composite being formed with the identification [F3]), and on a generator both take the value : the composite because and , and by its definition. As the generators generate the source over , the two maps agree.
Fibres and the tangent map. Fix and put . By [F2], the source stalk of is . Tensoring it with gives , canonically , because factors through the residue field . Thus the fibre of is the -linear cotangent map displayed in the statement. Dualising over gives the stated map from to the -dual of the extended cotangent space at . When the residue-field map is an isomorphism, this target is ; without that hypothesis, the latter is only a -vector space and cannot be the target of a -linear map.
Conclusion. Step 1.1 gives the asserted map and its characterisation, steps 2.1 and 2.2 give the identity and chain rules, and step 2.3 gives the fibre and tangent maps; nothing beyond the universal property of and the functoriality of pullback and of extension of scalars was used, so no finiteness, flatness or separatedness hypothesis enters.
Formally unramified morphism
Definition
Let be a morphism of schemes (Morphisms of schemes, Schemes and morphisms over a base).
Square-zero thickenings. A square-zero thickening of a scheme is a closed immersion (Closed immersions of schemes) whose ideal sheaf (Ideal sheaves) satisfies , meaning that the product of any two local sections of over a common open set is zero. Such a thickening is an -thickening when is an -scheme and is an -morphism.
Formally unramified. The morphism is formally unramified if for every commutative diagram of schemes
in which is a square-zero thickening and the square is over — that is, and are compatible with — there is at most one -morphism whose restriction to is . In other words, two -morphisms agreeing on a square-zero closed subscheme agree everywhere.
The condition is a uniqueness condition only: no existence is required, no finite-type, finite-presentation, flatness or separatedness hypothesis is imposed on , and the test thickenings are required to be square-zero but are otherwise arbitrary, in particular not assumed to be affine or of finite type over . For the affine case , with induced by , the condition is the algebraic one: for every -algebra with an ideal satisfying , two -algebra maps that agree modulo are equal.
Formally smooth morphism
Definition
Let be a morphism of schemes (Schemes and morphisms over a base) and let be a square-zero thickening, namely a closed immersion (Closed immersions of schemes) whose ideal sheaf (Ideal sheaves) satisfies .
Formally smooth. The morphism is formally smooth if for every commutative -diagram
every point has an open neighbourhood over which a lift exists: there is an -morphism extending . In other words, lifts exist Zariski locally on the test scheme , and there is no uniqueness requirement.
Equivalent formulation. Since the lifting problem is local on , it is equivalent to require that the sheaf-theoretic lifting problem be surjective locally on ; equivalently, by the universal property of the fibre product, the projection admits a section locally on over the given morphism . No finite-type, finite-presentation or flatness hypothesis is imposed, and no uniqueness of lifts is asserted; in particular a formally smooth morphism need not be an open immersion or a submersion in any topological sense, and "formally smooth" is not by itself the same condition as "the relative differentials are locally free" nor as "smooth of finite presentation", which is treated elsewhere.
Formally etale morphism
Definition
A morphism of schemes (Schemes and morphisms over a base) is formally etale if it is both formally smooth (Formally smooth morphism) and formally unramified (Formally unramified morphism).
Uniqueness of the local lifts. Explicitly, is formally etale exactly when every commutative -diagram with a square-zero thickening admits lifts extending the given Zariski locally on , and any two such local lifts agree on the overlaps of their domains of definition: local existence is formal smoothness, and uniqueness is formal unramifiedness. Consequently the local lifts glue uniquely, by Morphisms of schemes are local on compatible open covers, to a single -morphism extending the given morphism from . Thus for a formally etale morphism every square-zero lifting problem has a unique lift, and the unique lift is obtained by gluing the local ones.
No finite-type, finite-presentation or flatness hypothesis is part of the definition: those enter the notion of an etale morphism of schemes, which is a formally etale morphism that is additionally locally of finite presentation (and flat); the comparison with that finite-presentation notion is made on a later page and is not claimed here.
The diagonal ideal modulo its square is Omega
Statement
Let be a homomorphism of commutative rings, let be the multiplication, and let . Then is a -module through , and the map
is an isomorphism of -modules, natural in the ring map . Its inverse sends the class of to .
Facts & Assumptions
Given: A ring map , the ring with multiplication , and .
Existence and generators of Kähler differentials and Derivations are maps out of Ω: exists and every -derivation into a -module factors uniquely as with -linear.
Universal mapping property of the tensor product of commutative algebras and Universal property of the tensor product for balanced maps into abelian groups: is the coproduct of the two -algebras , with the -algebra maps and , and -bilinear maps on correspond to maps on .
Derivation of an algebra: an -derivation is additive, -constant and satisfies the Leibniz rule.
Proof
The class map is a derivation. Put and . For , expansion in gives , so . The factors and act identically on , since their difference lies in and . Also is additive and for , since . Hence is an -derivation into the -module , and [F1] gives a unique -linear with .
is surjective. Every satisfies , hence in , using and . Thus is generated as a left -module by the , and is generated by their classes , which lie in the image of . Hence is surjective.
A left inverse. The assignment is -bilinear, so [F2] defines an -linear map with . It is linear for the left -action . For , expand . Then by the Leibniz rule. By step 2.1, is generated as a left -module by the , so is generated as a left -module by their pairwise products; left -linearity of therefore gives . Restricting to and passing to the quotient gives a -linear map with .
The maps are inverse. For one has . The differentials generate , so . Since is surjective by step 2.1, it follows also that . Thus is an isomorphism. The formulas defining and commute with maps of ring homomorphisms , so the isomorphism is natural.
Formal unramifiedness iff Omega vanishes
Statement
Let be a morphism of schemes. Then is formally unramified (Formally unramified morphism) if and only if (Sheaf of relative Kähler differentials). No finite-type, finite-presentation, flatness or separatedness hypothesis is imposed on , and no existence of lifts is asserted in either direction.
Facts & Assumptions
Given: A morphism of schemes .
Formally unramified morphism: is formally unramified if for every square-zero thickening over and every -morphism there is at most one -morphism restricting to it; over affine opens this says that two -algebra maps into a ring with square-zero ideal that agree modulo are equal.
The diagonal ideal modulo its square is Omega: for a ring map and one has via .
Universal property of relative differential sheaves: for every -module the map is a bijection .
Affine charts recover the algebraic module of differentials: for an affine open lying over an affine open one has ; hence if and only if for all such charts.
Sheaf of relative Kähler differentials: an -derivation is additive, satisfies Leibniz, and kills the image of the structure map from .
Closed immersions of schemes and Schemes and morphisms over a base: a closed immersion with ideal sheaf is a square-zero thickening when ; a morphism is determined by its map of structure sheaves, so two morphisms of schemes are equal exactly when their sheaf maps are.
Proof
Assume ; we show that lifts are unique. Let be a square-zero thickening over and let be an -morphism with two -morphism lifts . Since and have the same underlying map on points, the direct images and are the same sheaf of rings pushed forward along this common map, and both and are maps ; the difference is a morphism of sheaves of abelian groups valued in , where , because and agree on after composition with . The sheaf is an -module through , and is an -derivation: it is additive, and for local sections of one has , since and . It kills the image of because and are -morphisms. By [F3] with and , , so , that is ; by [F6] . Hence is formally unramified.
Assume formally unramified; we show on every affine chart. Let be affine over an affine open , put with , and let be the quotient. The ideal has square zero, so is a square-zero thickening over ; the two -algebra maps and from to both compose with to the identity, so the -morphisms induced by agree on . By [F1] applied to this thickening, , and therefore the maps on global sections agree: . Hence in for all , that is , and [F2] gives .
Conclusion. Step 1.1 proves that implies that is formally unramified and step 1.2 that a formally unramified has on every affine chart, hence by [F4]. This proves the equivalence; nowhere were finiteness, flatness or separatedness used, and no lift was constructed, only used for uniqueness in step 1.1.
Unramified morphism
Definition
A morphism of schemes is unramified if it is locally of finite type (Locally finite type and finite type morphisms) and formally unramified (Formally unramified morphism). By Formal unramifiedness iff Omega vanishes this is equivalent to asking that be locally of finite type and that (Sheaf of relative Kähler differentials); either formulation may be used.
Convention: finite type versus finite presentation. The convention here is the one for which "unramified" requires only locally of finite type, in accordance with the Stacks Project. Some authors (and the older terminology of EGA) use the stronger convention, asking for local finite presentation instead of local finite type; a morphism with that stronger property is sometimes called G-unramified. The two notions coincide when the source and target are locally Noetherian, but not in general. This page uses the finite-type convention throughout; where a later page needs the finite-presentation notion, it says so explicitly.
An unramified morphism has an open diagonal
Statement
Let be a morphism of schemes and let be its diagonal (The diagonal morphism).
- If is unramified (Unramified morphism) then is an open immersion (Open immersions of schemes).
- Conversely, if is locally of finite type and is an open immersion, then is unramified.
No separatedness hypothesis is needed in either direction: the diagonal of an unramified morphism need not be closed, and the diagonal need not be a closed immersion for the argument. Only local finite type is used, never finite presentation or flatness.
Facts & Assumptions
Given: A morphism with diagonal .
Unramified morphism and Formal unramifiedness iff Omega vanishes: is unramified if and only if is locally of finite type and ; equivalently if and only if is locally of finite type and formally unramified.
Locally finite type and finite type morphisms: over affine opens and with , the induced ring map exhibits as a finitely generated -algebra.
The diagonal morphism and Affine fibre products are spectra of tensor products: on affine charts over the diagonal restricts to , the morphism induced by the multiplication ; it is a closed immersion by Closed immersions into affine schemes are quotient spectra because is surjective, with .
Determinant trick for Nakayama: if is a finitely generated module over a commutative ring and for an ideal , then there is with .
Open immersions of schemes: an open immersion identifies its source isomorphically with an open subscheme of its target. A morphism which is injective on points and restricts, over the members of an open cover of its source, to isomorphisms onto open subschemes of the target is an open immersion; morphisms glue by Morphisms of schemes are local on compatible open covers.
Affine charts recover the algebraic module of differentials and An idempotent partitions the spectrum into complementary clopen subsets: vanishes if and only if on every affine chart; an idempotent of a ring gives a clopen partition with , and for an idempotent the restriction ring is .
Proof
Chart description. Let be affine over an affine open , and write , for the multiplication . By [F3] the diagonal restricts to the morphism induced by , a closed immersion with ideal . The elements for in a generating set of over generate as a -module, so if is a finitely generated -algebra, is a finitely generated -module; and by [F4] .
Unramified implies finite generation and on charts. If is unramified then by [F1] it is locally of finite type and , so is a finitely generated -algebra and on every chart; hence is a finitely generated -module with by [F4]. Applying [F5] inside the ring to the ideal and the -module , we find with ; then , since , and : indeed for and as is an ideal.
Conversely, assume locally of finite type and an open immersion. Let be an affine chart over as in step 1.1. Since , the restriction is again an open immersion, and by [F3] it is also the closed immersion induced by the surjection with kernel . Its image is therefore open and closed in .
The chart diagonal is an open immersion when is unramified. With as in step 2.1, has radical , so the image of the closed immersion equals , which is open in by [F7]. Moreover is exactly the ring of the open subscheme , and is the morphism over ; hence identifies isomorphically with the open subscheme of , so is an open immersion.
The image is a principal open. Let for the radical ideal of the closed image and . Since these closed sets are complementary, and because . Choose and with , and choose with . Expanding , every monomial is divisible by either or , so for some . Put ; then and , hence . Since and , we have , so .
is an open immersion when is unramified. The affine charts of step 3.1 cover , and for each of them is an isomorphism onto the open subset of . The diagonal is injective on points, since determines , and an open immersion is exactly a morphism which is locally on the source an isomorphism onto an open subscheme and injective on points; by [F6] the local isomorphisms glue to an isomorphism of with the open subscheme of . Hence is an open immersion.
The conormal module vanishes. The open immersion identifies with the open subscheme , whose ring is by [F7]; since the structure map of is , the two descriptions of the same ring map give . Hence , so and [F4] gives . As the charts cover and was an arbitrary chart, [F7] gives ; with locally of finite type, [F1] makes unramified.
Conclusion. Steps 2.1, 3.1 and 4.1 prove that an unramified has open diagonal, and steps 2.2, 3.2 and 4.2 prove that a locally finite type with open diagonal is unramified. No separatedness assumption was made: the diagonal is used as a closed immersion only on affine charts, where the multiplication is surjective, and the open condition comes from the idempotent splitting .
A field has only the zero ideal and itself, hence is Noetherian
Statement
Let be a field (Field). Then the only ideals of are the zero ideal and itself (Left, right and two-sided ideals, The ideal generated by a subset and principal ideals); consequently every ideal of is finitely generated, and is a Noetherian ring (Noetherian commutative rings and modules). No choice principle is used.
Facts & Assumptions
Given: A field and an ideal .
Field: in a field every nonzero element has a multiplicative inverse with , and .
Left, right and two-sided ideals: an ideal is an additive subgroup closed under multiplication by elements of , so for all , ; hence as soon as .
The ideal generated by a subset and principal ideals: for the ideal is the intersection of all ideals containing ; in particular is generated by and is generated by , so both are generated by a single element.
Noetherian commutative rings and modules: the ring is Noetherian if and only if every ideal of is finitely generated; the definition states the two conditions as equivalent.
Proof
A nonzero ideal is everything: if choose with ; by [F1] is invertible with inverse , and since is closed under multiplication by elements of , by [F2]; then for every by [F2] again, so .
The ideal list: by step 1.1 every ideal of is either or ; the zero ideal is generated by the single element and is generated by the single element , so every ideal of is finitely generated.
Conclusion: by step 2.1 every ideal of is finitely generated, so [F4] makes a Noetherian ring. The argument used only the field axioms, the ideal axioms and the two-element list of ideals, so it invokes no choice principle.
Finite-type field extensions with zero Ω
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be fields with finitely generated over (Finitely generated field extensions ), and let be the Kähler differential module of (Universal Kähler differential module).
- If , then is finite (The degree of a finite field extension) and separable (Separable algebraic elements and separable extensions).
- Conversely, if is finite and separable, then .
The Axiom of Choice is used to obtain an algebraic closure of (Assuming Choice, every field has an algebraic closure), to select a -basis of the localisation and to produce maximal ideals, prime intersections and the Nakayama input inside the finite-type -algebra below; claim 2 is choice-free. Claim 1 assumes nothing about and no separability beyond the vanishing of ; in particular no algebraicity of is assumed in advance.
Facts & Assumptions
Given: Fields with for some and , and the Kähler differential module of .
Finitely generated field extensions and Field extensions, generated subrings , generated subfields , and simple extensions: is the smallest subfield of containing and the . The image of the polynomial ring under the homomorphism sending to (Universal property of : a coefficient homomorphism and the image of determine a unique ring homomorphism) is a subring of containing , it is a domain because is a field, and it is a finitely generated -algebra in the sense of Subalgebra generated by a subset, algebras of finite type, and module-finite algebras; since is the smallest subfield containing and the , the fraction field of is .
Existence and generators of Kähler differentials, Jacobian presentation of Ω, A field has only the zero ideal and itself, hence is Noetherian, If is Noetherian then is Noetherian for every and Noetherian commutative rings and modules: a field is a Noetherian ring, so is Noetherian and every ideal of it is finitely generated. Hence for the ideal is generated by finitely many elements and a quotient of the free module , so is a finitely generated -module.
Kähler differentials commute with localization: for a ring map and multiplicative subsets , with , the canonical map is an isomorphism. With this gives , and with it gives .
A finite module that vanishes at a prime vanishes on some principal neighbourhood of that prime: if is a finitely generated module over a commutative ring and is a prime ideal with , then there is with , where is the localisation at .
Assuming Choice, every field has an algebraic closure, An algebraically closed field: every nonconstant polynomial has a root in the field, Fields of characteristic zero, finite fields, and algebraically closed fields are perfect, A field is perfect exactly when it has characteristic zero or its Frobenius map is surjective, Frobenius is an injective endomorphism in characteristic , and an automorphism for finite fields, The binomial theorem over an arbitrary commutative ring and A prime divides for : assuming Choice, has an algebraic closure , which is algebraically closed; every algebraically closed field and every field of characteristic zero is perfect, and a field of characteristic is perfect exactly when its Frobenius map is surjective, in which case its -th power map is surjective for every . In any commutative ring of characteristic the binomial theorem together with for gives , hence as well.
Kähler differentials commute with scalar base change: for ring maps and with there is a canonical isomorphism .
Principal localisation , Subalgebra generated by a subset, algebras of finite type, and module-finite algebras and Presentations and localization under base extension: the principal localisation has elements , and if is generated as a -algebra by then is generated as a -algebra by . For a finitely generated -algebra presented as there is a ring isomorphism ; consequently is generated as a -algebra by the images of and of , hence is of finite type over , and for .
Modules over a field are projective, flat, and injective, Every vector space has a basis, Flatness is equivalent to preserving injections and to the ideal and finitely generated ideal tests, The regular module is a tensor unit: and and Tensor products commute with arbitrary direct sums: assuming Choice, every module over a field is free and flat, and every vector space has a basis. A flat module over a commutative ring carries every injection of -modules to an injection . Moreover and .
A maximal ideal of an affine algebra has finite residue field over the base field and A field is algebraically closed exactly when every nonconstant polynomial splits, equivalently when it has no nontrivial finite extension: in a finite-type -algebra every maximal ideal has residue field a finite extension of ; a field is algebraically closed exactly when it has no nontrivial finite extension.
Cotangent space at a rational point, Affine charts recover the algebraic module of differentials, Relative cotangent and tangent spaces and Schemes and morphisms over a base: for a finite-type -algebra , regarded as the -scheme , and a maximal ideal with , which is therefore a -rational point, the cotangent space is
Localisation at a prime ideal: , is local with unique maximal ideal , Localisation of modules is exact, A localised module fraction is zero exactly when one denominator kills its numerator and is the residue field at : for a prime of the localisation is a nonzero local ring with maximal ideal , its residue field is , an element satisfies in exactly when for some , and localisation preserves short exact sequences.
Assuming the Axiom of Choice, Nakayama's lemma, The Jacobson radical of a ring and A local ring is a nonzero commutative ring with a unique maximal ideal: assuming Choice, if is an ideal of a commutative ring and is a finitely generated -module with then ; here is the intersection of all maximal ideals, so in a local ring is the unique maximal ideal.
Prime ideals of a localization are exactly the primes disjoint from the denominator set: for a commutative ring , a multiplicative subset and the localisation map , contraction along is a bijection from the prime ideals of onto the prime ideals of disjoint from .
In a nonzero commutative ring, every proper ideal is contained in a maximal ideal, Prime ideals and maximal ideals in a commutative ring and Correspondence theorem: ideals of correspond to ideals of containing : assuming Choice, every proper ideal of a nonzero commutative ring is contained in a maximal ideal, every maximal ideal is prime, and ideals of correspond to ideals of containing , so every prime of a nonzero ring is contained in a maximal ideal.
The nilradical and reduced rings, The nilradical is the intersection of all prime ideals, A Noetherian ring has finitely many minimal prime ideals and Every algebra of finite type over a Noetherian ring is a Noetherian ring: assuming Choice, the nilradical of a commutative ring is the set of nilpotent elements and equals the intersection of all its prime ideals, and the ring is reduced exactly when that intersection is zero; a finite-type algebra over a Noetherian ring is Noetherian, and a Noetherian ring has only finitely many minimal prime ideals.
Chinese remainder theorem for pairwise comaximal ideals: for pairwise comaximal ideals of a commutative ring with the canonical map is surjective with kernel .
Rank-nullity: : for a linear map with finite-dimensional, ; in particular an injective -linear endomorphism of a finite-dimensional -vector space is surjective.
Separable algebraic elements and separable extensions, Every finite field extension is algebraic, A finite extension generated by elements all but possibly one of which are separable is simple, The evaluation kernel and the unique monic irreducible minimal polynomial of an algebraic element, For a nonconstant in , the ideal is maximal and is a field exactly when is irreducible and An irreducible polynomial over a field is separable exactly when its derivative is nonzero: an element is separable over the base when it is algebraic with separable minimal polynomial, and an extension is separable when all its elements are; every finite extension is algebraic; every finite separable extension is simple, so for some ; the minimal polynomial of is monic and irreducible, implies , and is a field; an irreducible polynomial is separable exactly when its derivative is nonzero.
In characteristic , every irreducible polynomial is uniquely with irreducible and separable: let and let be nonconstant and irreducible. There are unique and with , irreducible and separable; the case occurs exactly when is separable.
Extension of scalars carries flat modules to flat modules, Associativity of tensor products for compatible bimodules and The tensor product of -algebras has multiplication : extension of scalars carries flat modules to flat modules, and for fields and there is a canonical isomorphism of rings induced by , since tensor products of commutative algebras associate and commute with the multiplications.
If has a spanning set with elements, then every linearly independent subset of is finite with at most elements; in particular has no linearly independent subset equinumerous with : if a vector space has a spanning set with elements, then every linearly independent subset of it is finite with at most elements.
Proof
Converse, setup. Assume that is finite and separable. By [F18] there is with (if take any ). Let be the minimal polynomial of ; it is monic, irreducible, of degree , and separable because is separable over . If then and . If , then is irreducible and separable, so by [F18]; as and is irreducible, , so , since would give by [F18]. In both cases .
Forward, the finite-type model. Put . By [F1] the ring is a finitely generated -algebra, a domain, and . Writing for the kernel of the evaluation , [F2] shows that is finitely generated and that is a quotient of the free module ; hence is a finitely generated -module.
Choice and the algebraic closure. Assume the Axiom of Choice (The Axiom of Choice). By [F5] there is an algebraic closure of , so is algebraically closed with ; by [F8] every vector space over a field has a basis and every module over a field is flat; and by [F14] every proper ideal of a nonzero ring lies in a maximal ideal.
Converse, conclusion. The evaluation homomorphism , , has kernel by [F18], so ; the one-relation form of the Jacobian presentation [F2] gives . Since in the field , the ideal is all of and . This proves claim 2 for every finite separable extension.
Forward, localising at the zero prime. The set is a multiplicative subset of the domain with [step 1.2], so [F3] gives ; under the hypothesis of claim 1 this is .
Clearing denominators. The -module is finitely generated [step 1.2] and vanishes at the prime ideal of the domain [step 2.2], so [F4] provides with . Fix such an and put , the principal localisation being as in [F7].
The differentials of vanish. By [F3] applied to the multiplicative set we have , and [F6] gives .
is nonzero. The localisation map is injective, since is a domain with . The canonical map , , is obtained by tensoring the injection with the -module , which is flat by [F8]; hence it is injective by [F8], and because .
is a finitely generated -algebra. The -algebra is generated by , so is generated by the images of and of [F7]; hence is generated as a -algebra by the images of these same elements, using the presentation , where represents in and represents . Its base change is [F7]. So is of finite type over .
is Noetherian. The field is a Noetherian ring [F2], and is a finitely generated -algebra [step 4.3], so is Noetherian by [F15]; in particular every ideal of is a finitely generated -module.
Maximal ideals are rational and have vanishing cotangent space. Let be a maximal ideal; one exists because [step 4.2] and every proper ideal lies in a maximal ideal [F14]. By [F9] the field is a finite extension of , and since is algebraically closed [step 1.3] it has no nontrivial finite extension [F9], so : thus is a -rational point of . By [F10], together with [step 4.1],
The local ring at each maximal ideal is a field. Let be a maximal ideal and , the maximal ideal of the local ring [F11]. Localising the short exact sequence at is exact [F11] and gives [step 5.2], so . The ideal is finitely generated [step 5.1], hence so is the -module ; since is the Jacobson radical of the local ring [F12], Nakayama's lemma [F12] with and gives . Therefore the maximal ideal of the nonzero ring is zero, so is a field, and its residue field is, by [F11], [step 5.2]; in particular .
Primes inside a maximal ideal. Let be a prime ideal of with maximal. Taking in [F13], the primes of correspond bijectively to the primes of contained in ; the field [step 6.1] has only the prime ideal , so exactly one prime of is contained in . Since itself is a prime ideal contained in and is another, .
Every prime of is maximal, and the minimal primes are the maximal ideals. Let be a prime ideal of . Since [step 4.2] and , the quotient is a nonzero ring, so it has a maximal ideal; by [F14] its preimage in is a maximal ideal with , and step 7.1 gives . So every prime is maximal, and conversely every maximal ideal is prime [F14]. Hence the primes of are exactly the maximal ideals; no prime is strictly contained in another, so each prime is a minimal prime ideal.
is reduced. By [F15] the nilradical of is the intersection of the prime ideals, which by step 8.1 is the intersection of all maximal ideals. Let and let be any maximal ideal. The image is nilpotent and is a field [step 6.1], so ; by [F11] there is with , so the annihilator of is not contained in . As this holds for every maximal ideal and every proper ideal lies in a maximal ideal [F14], the annihilator of is and . Hence and is reduced [F15].
is a finite product of copies of . By [F15] the Noetherian ring [step 5.1] has only finitely many minimal primes, which by step 8.1 are exactly its maximal ideals ; here because has a maximal ideal [step 4.2, F14]. Distinct maximal ideals are comaximal, and the intersection of all primes is the nilradical of [F15], which is zero [step 9.1]. The Chinese remainder theorem [F16] therefore gives using from step 5.2.
is finite-dimensional over . Choose a -basis of [F8]. For any finitely many basis elements , put , so that is injective; tensoring with the flat -module [F8] gives an injection [step 3.1], and [F8] gives using . Hence the elements are -linearly independent in . Therefore is a -linearly independent subset of , and since has a spanning set with elements [step 10.1], [F21] shows that it is finite with at most elements. The map is injective [step 4.2], so the image of the basis also has elements and : the -vector space is finite-dimensional.
is finite over . The ring is a domain, being a subring of the field , and finite-dimensional over [step 11.1]. For the multiplication map is -linear with kernel zero; by rank-nullity [F17] it is surjective, so some satisfies and is a unit. Hence is a field. Since and [step 1.2], we get , so ; in particular is finite-dimensional over , that is, is finite.
An element with non-separable minimal polynomial. Suppose now that is not separable. Since it is finite [step 12.1], it is algebraic [F18], and by [F18] some fails to be separable over , which for an algebraic element means that its minimal polynomial is not separable. If then would be perfect [F5], so every irreducible polynomial over would be separable, a contradiction; hence . By [F19] there are a unique and an irreducible separable with , and since is not separable the case does not occur, so . Then is nonconstant of some degree , and .
A nonzero nilpotent in . The field has characteristic and is perfect, so by [F5] its -th power map is surjective. Write and choose with , and set . Since , like , has characteristic , the binomial theorem gives in [F5], whence in ; also . Let , which by [F18] satisfies and is a field; by [F7] the -algebra contains the class of , which is nonzero because , while because .
The canonical map is injective. The field is a subfield of , so is injective, and is flat over the field because it is the extension of scalars of the flat -module [F8, F20]. Hence is injective [F8], and by the canonical identification [F20, step 12.1] this map is the canonical map , .
Conclusion. The image of the nonzero nilpotent of step 14.1 under the injective map of step 15.1 is a nonzero element of whose -th power is ; this contradicts step 10.1, since in the product of fields the only nilpotent element is . Hence is separable, and together with step 12.1 it is finite and separable, so claim 1 holds; claim 2 is step 2.1.
Unramified residue extensions are finite separable
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a morphism of schemes, let and put . Suppose that is locally of finite type at (Locally finite type and finite type morphisms): there are affine opens containing and containing with and a finitely generated -algebra. Suppose further that the stalk at of vanishes (Sheaf of relative Kähler differentials). Write for the maximal ideal of and for the maximal ideal of , and let and be the residue fields (The residue field at a point of an affine scheme). Then
- is a finite separable extension (Separable algebraic elements and separable extensions), and
- .
In particular both conclusions hold at every point of an unramified morphism (Unramified morphism), and at every point of a morphism which is locally of finite type and formally etale (Formally etale morphism). The Axiom of Choice is used only through the finite-type field lemma Finite-type field extensions with zero Ω and Nakayama's lemma; the separable-residue cotangent input Separable residue and the cotangent sequence of a local algebra is choice-free. No flatness, finite presentation or separatedness hypothesis is imposed.
Facts & Assumptions
Given: A morphism of schemes, a point with , affine opens and with , and a finitely generated -algebra, and .
Locally finite type and finite type morphisms: is locally of finite type at exactly when has an affine open neighbourhood whose image lies in an affine open of with of finite type, that is, generated as an -algebra by finitely many elements .
Affine charts recover the algebraic module of differentials, Kähler differentials commute with localization, Localisation at a prime ideal: , is local with unique maximal ideal , The residue field at a point of an affine scheme and is the residue field at : on the affine chart the sheaf is the sheaf attached to , so for the prime with and the stalk is Moreover is a local ring with maximal ideal , is the maximal ideal of the local ring , one has , and
Finitely generated field extensions : a field extension generated by finitely many elements is finitely generated; an algebraic finitely generated extension inside a fixed finitely generated one is finite by An extension generated by finitely many algebraic elements is finite.
The Axiom of Choice: the Axiom of Choice is assumed in this item; it is consumed by Finite-type field extensions with zero Ω and Assuming the Axiom of Choice, Nakayama's lemma.
Conormal exact sequence for an algebra quotient, Transitivity sequence for differential modules and Derivations are maps out of Ω: for a ring map and an ideal with the sequence is exact; for ring maps the sequence is exact; and because for every -module . In particular, if is surjective then : apply the conormal sequence to , .
Finite-type field extensions with zero Ω: assuming Choice, a finitely generated field extension with vanishing module of differentials is finite and separable.
Separable residue and the cotangent sequence of a local algebra: let be a field and a Noetherian local -algebra with maximal ideal and residue field , finitely generated and separably generated over ; then is exact. If in addition is finite separable, then and the first map is an isomorphism .
Separating transcendence basis and separably generated extensions: a finitely generated extension admitting a separating transcendence basis is separably generated, and the empty tuple is a separating transcendence basis exactly when the extension is finite separable; so every finite separable extension is separably generated.
Kähler differentials commute with scalar base change, A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring and Every quotient and every localisation of a Noetherian ring is Noetherian: for ring maps , there is an isomorphism ; a field is a Noetherian ring, every finitely generated algebra over a Noetherian ring is Noetherian, and quotients and localisations of Noetherian rings are Noetherian.
Localisation of modules is extension of scalars and naturally: for a ring , multiplicative and -module one has , and for an ideal one has .
Assuming the Axiom of Choice, Nakayama's lemma, The Jacobson radical of a ring and A local ring is a nonzero commutative ring with a unique maximal ideal: assuming Choice, if and is a finitely generated -module with , then ; in a local ring is the unique maximal ideal and the maximal ideal of a nonzero local ring is finitely generated as soon as the ring is Noetherian.
Unramified morphism, Formal unramifiedness iff Omega vanishes and Formally etale morphism: is unramified exactly when it is locally of finite type and ; a morphism is formally unramified exactly when ; and is formally etale when it is formally smooth and formally unramified, so a formally etale morphism satisfies .
Proof
The local picture. Let be the prime with and , so that corresponds to . Put and , with maximal ideals and . By [F2], , , , and the hypothesis reads .
Choice. Assume the Axiom of Choice [F4]; it is consumed below only by the two Choice-dependent results [F6] and [F11], while the separable-residue supplier [F7] is choice-free.
The residue extension is finitely generated. By [F1] the -algebra is generated by finitely many elements , so is generated as an -algebra, hence as a -algebra, by the images of the ; therefore is a finitely generated field extension of in the sense of [F3].
The differentials of the residue extension vanish. Apply the conormal sequence [F5] to the ring map and the ideal with : the sequence is exact, and by step 1.1, so . The structure map factors as with surjective, and by [F5]; the transitivity sequence [F5] for has first term and is exact at , so the natural map is an isomorphism. Hence .
The fibre ring. Put , . By [F10], , the last isomorphism because localisation is extension of scalars and ; hence is a localisation of the finitely generated -algebra [F9], so is a Noetherian local -algebra with maximal ideal and residue field .
is finite separable. By step 2.1 the extension is finitely generated and by step 2.2 it has vanishing module of differentials, so [F6], applied under the Axiom of Choice of step 1.2, shows that is finite and separable.
The differentials of the fibre ring vanish. By [F9], ; localising at and using from step 1.1 together with from step 2.3 gives .
The cotangent space of the fibre ring vanishes. The field is a finite separable extension of by step 3.1, hence separably generated over by [F8]; the ring is a Noetherian local -algebra with residue field by step 2.3, so the supplier [F7] applies and the injective cotangent map is an isomorphism , the vanishing being step 3.2.
The maximal ideal of the fibre ring is zero. Since is Noetherian [step 2.3], the ideal is finitely generated, and by step 4.1 means . As is the Jacobson radical of the local ring [F11], Nakayama's lemma [F11] with gives .
The maximal ideals match. Since is zero by step 5.1, we get , that is .
Conclusion. Steps 3.1 and 6.1 prove the two assertions under the stated hypotheses. If is unramified then by [F12], so the hypotheses hold at every point ; if is formally etale and locally of finite type then by [F12] and again the hypotheses hold at every point. The Axiom of Choice entered only through [F6] in step 3.1 and [F11] in step 5.1.
Relative differential-rank condition
Definition
Let be a morphism of schemes with sheaf of relative differentials (Sheaf of relative Kähler differentials), and let be an integer.
Locally free of constant rank . An -module is locally free of constant rank on an open subscheme when every point has an open neighbourhood together with an isomorphism of -modules Equivalently, is a locally free -module whose rank function is constant equal to on ; the locally free rank is locally constant, so if is nonempty and is locally free of constant rank , then is determined by and . On the condition holds for every and determines no rank. No quasi-coherence, finiteness or flatness hypothesis on is built into this definition; the hypothesis is placed on the module alone.
Differential rank. The morphism has differential rank on the open subscheme when the restriction is locally free of constant rank on in the sense above. Thus differential rank on means that vanishes locally on , and differential rank for means that the module of relative differentials is locally standard of rank over .
This condition alone does not define smoothness. Differential rank is a statement about the first-order infinitesimal structure of ; it is not a smoothness criterion. In the source treatment the relative-dimension notion smooth of relative dimension is defined as smoothness together with finiteness and local freeness of constant rank of , and it is equivalently described by the four hypotheses: locally of finite presentation, flat, all nonempty fibres equidimensional of dimension , and finite locally free of rank . None of these four hypotheses beyond the last is built into the definition above, and the comparison of the rank condition with flatness and fibre conditions belongs to the smooth-morphism development of the library rather than to this definition. In particular, no item on this page may conclude smoothness from differential rank alone.
Consistency with standard smooth presentations. The condition is not empty: if is a commutative ring and is an -algebra admitting a standard smooth presentation of relative dimension (Standard smooth presentations and locally standard smooth maps), that is with and with a minor of the Jacobian matrix invertible in , then is a free -module of rank , as follows. By Jacobian presentation of Ω applied to the presentation before inverting , the module for and is the cokernel of the -linear map (with ) given by the transpose of the row-oriented Jacobian matrix; localising at , which commutes with and with forming the cokernel (Kähler differentials commute with localization), presents as the cokernel of this transposed Jacobian over . Reordering the variables so that the invertible minor occupies the first columns of the row-oriented Jacobian, write its transpose in vertical blocks , with and . Then the map , has image , and the -linear map vanishes on this image and restricts to the identity on the complementary coordinates; hence it induces an isomorphism from the cokernel to . So is free of rank , and the morphism has differential rank on its whole chart, with no smoothness hypothesis needed for this computation.
The conormal sequence is only right exact
Remark
For a homomorphism of commutative rings , an ideal and , the conormal sequence of Conormal exact sequence for an algebra quotient is exact at the middle and final terms only: the left arrow is not asserted to be injective, and it need not be. The kernel of that arrow is therefore genuine information about the pair , not a defect of the construction.
The smallest witness is with a field, and . Then , and the class is nonzero there, because by degrees. Its image under the conormal map is . By Polynomial differentials are free the module is free on with , so ; after identifying this becomes , because in . The class thus lies in the kernel of the left arrow, in every characteristic: for the coefficient is already zero in , and otherwise the coefficient dies only after passing to .
Two qualifications. First, the failure is not an artefact of a badly chosen presentation: it depends on the ideal and not on the number of generators used to describe it. Second, with additional regularity hypotheses on the left arrow can become injective, so that the sequence starts as a short exact sequence; no such hypothesis is part of the general statement, and the injectivity is never to be used on this page without an explicit regular hypothesis. The companion examples page records the witness above as a counterexample with the same computation.
Differential rank alone does not prove smoothness
Remark
The vanishing, or the local freeness of constant rank, of records first-order infinitesimal information about a morphism . The differential-rank condition of Relative differential-rank condition is therefore not a smoothness criterion. Vanishing of is equivalent to formal unramifiedness (Formal unramifiedness iff Omega vanishes), a uniqueness statement about square-zero lifts; it does not by itself imply existence of lifts or flatness. It does have further consequences under finiteness hypotheses: if is locally of finite type, vanishing of makes unramified (Unramified morphism). The warning here is that differential rank alone does not establish smoothness, not that vanishing differentials carry no geometric information.
The source treatment makes the separation explicitly. Smoothness of a ring map is defined by finite presentation together with a condition on the naive cotangent complex, not by the module of differentials alone; and after defining the relative-dimension condition the Stacks text records that it is not enough to assume that is flat, of finite presentation, and finite locally free of rank : a counterexample is given by That morphism is flat of finite presentation with free of rank one, and it is precisely the Frobenius morphism discussed below; the rank of is not the fibre-dimension computation and no regularity of the fibres follows from it.
The same distinction appears at the level of tangent maps. A morphism over can have as a map between the absolute modules (Differential of an S-morphism), so that its dual fibre map vanishes at every point (with the target cotangent space extended to the source residue field), while the relative module of the morphism is nonzero, so that is not formally unramified and hence not formally etale. The companion examples page records this Frobenius witness; the moral is that a zero map on absolute differentials checks a different module from the one whose vanishing would give formal unramifiedness, and that a rank computation may not be substituted for the flatness, finiteness and fibre hypotheses that enter smoothness. In particular, no item on this page may conclude smoothness from a differential rank computation alone.
5 · Examples, counterexamples and false statements
None yet.
Sources
- Stacks Algebra 10.131.1
- Vakil §22.2.17, p.582
- Stacks Algebra 10.131.2–3
- Vakil §22.2.2, p.575
- Stacks Algebra 10.131.3
- Stacks Algebra 10.131.14
- Vakil 22.2.3, p.575
- Stacks Algebra 10.131.9
- Vakil 22.2.12, pp.579–580
- Stacks Algebra 10.131.9, 14–15
- Vakil §22.2.3 and §22.2.12
- Stacks Algebra 10.131.7
- Vakil 22.2.9–11, pp.578–579
- Stacks Algebra 10.131.8
- Vakil §22.2.L, pp.583–584
- Stacks Algebra 10.131.12
- Vakil §22.2.K, p.583
- Stacks Modules 17.28.4 and 17.28.10, tags 08TD and 08RT
- Stacks Morphisms 29.33.1 and 29.33.5, tags 01UQ and 01UT
- Vakil §22.2.20, pp.584–585
- Stacks Modules, Lemma 17.28.4 and Definition 17.28.10, tags 08TD and 08RT
- Stacks Morphisms, Lemma 29.33.2, tag 01UR
- Stacks Schemes, Lemma 26.7.1 (tag 01I7)
- Stacks Modules, Definition 17.10.1 (tag 01BE), Lemma 17.10.5 (tag 01BH) and Definition 17.10.6 (tag 01BI)
- Stacks Morphisms, Lemma 29.33.5, tag 01UT
- Stacks Morphisms, Lemma 29.33.3, tag 01US
- Vakil 22.2.20, pp.584–585
- Stacks Morphisms, Lemma 29.33.15 (tag 01UT)
- Vakil 22.2.12 and 22.2.15, pp.579-581
- Stacks Morphisms, Lemma 29.33.9 (tag 01UX)
- Vakil 22.2.9-11, pp.578-579
- Stacks Morphisms, Lemma 29.33.10 (tag 01UY)
- Vakil 22.2.K, p.583
- Stacks Morphisms, Sections 29.33 and 29.36
- Vakil 22.2.18, pp.582-583
- Stacks Algebra, Lemma 10.131.10 (tag 00RW)
- Stacks Morphisms, Section 29.33 and Stacks Properties of Schemes, Section 28.16
- Stacks Morphisms, Lemma 29.33.8 (tag 01UW)
- Stacks Algebra, Definition 10.148.1 (tag 00UM) and Stacks More on Morphisms, Section 37.6 (tag 02G3)
- Stacks Algebra, Definition 10.138.1 (tag 00TH) and Stacks More on Morphisms, Section 37.11
- Stacks Algebra, Definition 10.150.1 (tag 00U7) and Stacks More on Morphisms, Section 37.7
- Stacks Algebra, Lemma 10.131.13 (tag 00RV)
- Vakil 22.2.20, p.584
- Stacks Algebra, Lemma 10.148.3 (tag 00UO) and Stacks More on Morphisms, Lemma 37.6.7
- Stacks Morphisms, Definition 29.36.1 (tag 02G4) and Lemma 29.36.2
- Stacks Morphisms, Lemma 29.36.13 (tag 02GE) and Stacks Algebra, Lemma 10.151.4
- Stacks Project, Algebra, Section 10.31 (tag 00FM) and Lemma 10.31.3 (tag 00FO)
- Stacks Algebra, Lemma 10.158.1 (tag 090W) and Lemma 10.151.5 (tag 00UW)
- Stacks Algebra, Lemma 10.151.5 (tag 00UW) and Stacks Morphisms, Lemma 29.36.12 (tag 02G8)
- Stacks Morphisms 29.35.12-13 and the 29.35.14 warning
- Vakil 22.2.12-13, pp.579-580
- Stacks Morphisms 29.35.13 (tag 02G2) and the warning following it
- Stacks Morphisms, Lemma 29.36.2: unramifiedness and vanishing differentials
- Stacks Algebra 10.137.1, smoothness of a ring map via finite presentation and the naive cotangent complex