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Every real Cartan subalgebra is conjugate to a theta-stable one

Statement

Assume the Axiom of Choice. Let g0 be a finite-dimensional real semisimple Lie algebra and let θ be a Cartan involution of g0, which exists by Existence of a Cartan involution (Cartan involution of a real semisimple Lie algebra). Then every Cartan subalgebra h0 of g0 (Cartan subalgebra) is carried by an inner automorphism of g0 onto a θ-stable Cartan subalgebra (Theta-stable Cartan subalgebras and their compact and split parts).

Facts & Assumptions

Given: The Axiom of Choice; a finite-dimensional real semisimple Lie algebra g0 with Cartan involution θ and Killing form B0; a Cartan subalgebra h0 of g0; and the complexification g=g0⊗RC with its Killing form B, its canonical conjugation σ, and the subspace h:=h0⊗RC=h0⊕ih0.

[A1]

The Axiom of Choice is The Axiom of Choice; it enters through the existence of a compact real form (Existence of a compact real form), through the conjugacy theorem for Cartan subalgebras of g (Conjugacy of Cartan subalgebras) and through the conjugacy theorem for Cartan involutions of g0 (Conjugacy of Cartan involutions).

[L1]

The complexification g=g0⊕ig0 is a complex semisimple Lie algebra whose Killing form B is the complex bilinear extension of B0; the canonical conjugation σ(X+iY)=X−iY is a conjugate-linear involutive automorphism of g with fixed locus g0, and σ(h)=h; the complex-linear extension of θ to g is an involutive automorphism commuting with σ (Complexification of a real Lie algebra, Complexification preserves semisimplicity, Real forms correspond to conjugate-linear involutions, Killing form).

[L2]

g has a compact real form u0: a real form whose Killing form is negative definite. Its conjugation τ, characterized by τ∣u0=id and τ(Z)=−Z for Z∈iu0, is a conjugate-linear involutive automorphism of g with fixed locus u0 and g=u0⊕iu0 (Existence of a compact real form, Compact real form of a complex semisimple Lie algebra, Real forms correspond to conjugate-linear involutions).

[L3]

Any two Cartan subalgebras of the complex semisimple Lie algebra g are carried to one another by an inner automorphism of g, that is, by an element of the image of the adjoint map of a connected Lie group with Lie algebra g (Conjugacy of Cartan subalgebras).

[L4]

Any two Cartan involutions of g0 are conjugate by an inner automorphism: for Cartan involutions η,θ there is Y∈g0 with θ=ead⁡Yη e−ad⁡Y (Conjugacy of Cartan involutions).

[L5]

The realification gR of g is semisimple: its Killing form is BR(Z,W)=2Re⁡B(Z,W), which is nondegenerate: if Re⁡B(Z,W)=0 for every W, testing iW also gives Im⁡B(Z,W)=0, so Z=0 by nondegeneracy of B, so gR is semisimple by the Cartan criterion, and then Z(gR)=0 and Der⁡(gR)=ad⁡(gR) with ad⁡ injective (Cartan's semisimplicity criterion, Derivations of semisimple Lie algebras are inner, Semisimple Lie algebras are centerless and perfect, Trace forms are symmetric and invariant).

[L7]

A Cartan subalgebra is a nilpotent subalgebra equal to its own normalizer (Cartan subalgebra, Normalizer of a Lie subalgebra, Lower central series and nilpotent Lie algebras).

Proof

technique · direct
1.1L1L7algebra

The subspace h=h0⊕ih0 is a Cartan subalgebra of g, and for every conjugate-linear involutive automorphism ρ of g the image ρ(h) is again a Cartan subalgebra of g. Indeed h is the complexification of the nilpotent algebra h0, so its lower central series is the complexification of that of h0 and terminates, and h is nilpotent; if X∈g satisfies [X,h]⊆h, writing X=X1+iX2 with Xj∈g0 and comparing the g0- and ig0-components of [X,h0]⊆h0⊕ih0 gives [Xj,h0]⊆h0, so Xj∈Ng0(h0)=h0 and X∈h; hence Ng(h)=h and h is a Cartan subalgebra by [L7]. For the second claim, ρ(h) is a complex subspace because ρ(iH)=−iρ(H), it is closed under brackets because ρ preserves them, it is nilpotent because ρ restricts to an isomorphism of real Lie algebras h→ρ(h), and Ng(ρh)=ρ(Ngh)=ρ(h): for X=ρ(X′) one has [X,ρH]=ρ[X′,H], so X normalizes ρ(h) exactly when X′ normalizes h.

1.2L2L5algebra

For a compact real form u of g with conjugation ρ, the map ρ is a Cartan involution of gR and Bρ(Z,W):=−BR(Z,ρW) is an inner product on gR: writing Z=X+iY, W=X′+iY′ with X,Y,X′,Y′∈u one has B(Z,ρW)=B(X,X′)+B(Y,Y′)+i(B(Y,X′)−B(X,Y′)), and hence Re⁡B(Z,ρW)=B(X,X′)+B(Y,Y′), so Bρ(Z,Z)=−2(B(X,X)+B(Y,Y))>0 for Z≠0 because the Killing form of u is negative definite, and Bρ is symmetric and bilinear.

2.1step 1.1L2L3L5algebra

Fix a compact real form u0 of g with conjugation τ, as in [L2], choose a maximal abelian subspace a of u0 and put hc:=a⊕ia. Then hc is a Cartan subalgebra of g with τ(hc)=hc: it is abelian, its normalizer in g is itself because an element X=Y+iZ with Y,Z∈u0 normalizing hc has [Y,a]⊆a and [Z,a]⊆a, and for U∈Nu0(a) and A,A′∈a, invariance gives B([U,A],A′)=B(U,[A,A′])=0. Since [U,A]∈a and B is negative definite there, [U,A]=0. The centralizer of a is a, because adjoining any centralizing vector gives an abelian subspace and a is maximal; so hc is nilpotent and self-normalizing, and τ fixes u0 and hence a and hc. By step 1.1 both h and hc are Cartan subalgebras of g, so by [L3] there is an inner automorphism φ of g with φ(h)=hc. Then τ′:=φ−1τφ is a conjugate-linear involutive automorphism of g whose fixed algebra u0′:=φ−1(u0) is again a compact real form of g, since automorphisms preserve the Killing form, and it satisfies τ′(h)=φ−1(τ(hc))=φ−1(hc)=h.

3.1step 1.2step 2.1algebra

Put ω:=στ′, a complex-linear automorphism of g because σ and τ′ are conjugate-linear involutions; it satisfies ωτ′=τ′ω−1 since both sides equal σ, and it preserves h, since σ(h)=h by [L1] and τ′(h)=h by step 2.1. Put ρ:=ω2. Then ρ is an automorphism of gR with ρ(h)⊆h, it is self-adjoint and positive definite for the inner product Bτ′ of step 1.2, and it satisfies ρτ′=τ′ρ−1: invariance of BR under ω−1 and τ′ gives Bτ′(ωZ,W)=−BR(ωZ,τ′W)=−BR(Z,ω−1τ′W)=−BR(Z,τ′ωW)=Bτ′(Z,ωW), so ω is self-adjoint, ρ=ω2=ω∗ω satisfies Bτ′(ρZ,Z)=Bτ′(ωZ,ωZ)>0 for Z≠0, and ρτ′=ω2τ′=ω(ωτ′)=ω(τ′ω−1)=(ωτ′)ω−1=τ′ω−1ω−1=τ′ρ−1.

4.1step 3.1L6algebra

By [L6] applied to the self-adjoint operator ρ and the ρ-invariant subspace h of step 3.1 (its orthogonal complement is then also ρ-invariant), choose a Bτ′-orthonormal basis of gR consisting of eigenvectors of ρ and containing a basis of h; let ρr, r∈R, act on the eigenspace of ρ for the eigenvalue λ>0 by multiplication by λr. Then ρr(h)⊆h for every real r, and ρr is an automorphism of gR: if X,Y are eigenvectors with eigenvalues λi,λj, then ρ[X,Y]=[ρX,ρY]=λiλj[X,Y], so [X,Y] lies in the eigenspace for λiλj (or is 0) and ρr[X,Y]=(λiλj)r[X,Y]=[ρrX,ρrY], which extends to all X,Y by bilinearity; moreover ρr commutes with ρ and with ω because ωρ=ρω and ω preserves every ρ-eigenspace.

5.1step 4.1L5algebra

Let D be the endomorphism acting as log⁡λ on the eigenspace of ρ for the eigenvalue λ>0, so that eD=ρ; then D is self-adjoint for Bτ′, and D is a derivation of gR, since for eigenvectors X,Y as in step 4.1 one has D[X,Y]=(log⁡λi+log⁡λj)[X,Y]=[DX,Y]+[X,DY] and the identity extends by bilinearity. By [L5] there is a unique X∈gR with D=ad⁡X, so ρ=ead⁡X and the automorphism φ0:=ρ1/4=ead⁡X/4 satisfies φ0(h)⊆h by step 4.1.

6.1step 1.2step 3.1step 4.1step 5.1algebra

Define ψ:=φ0τ′φ0−1. Then ψ2=id, and ψ is a Cartan involution of gR, because Bψ(Z,W)=Bτ′(φ0−1Z,φ0−1W) is positive definite by step 1.2; moreover ψ(h)=φ0τ′φ0−1(h)=h because φ0±1(h)⊆h and τ′(h)=h. Finally ψ commutes with σ: using τ′σ=ω−1 and ρτ′=τ′ρ−1 from step 3.1, the identities ρsσ=σρ−s and τ′ρ−1/4=ρ1/4τ′ for all real s (valid on the ρ-eigenspaces, on each of which ρsσ=σ(σρsσ)=σρ−s because σρσ−1=ρ−1) give ψσ=φ0τ′φ0−1σ=ρ1/4τ′ρ−1/4σ=ρ1/4ρ1/4τ′σ=ρ1/2ω−1=ρ−1/2ω=ωρ−1/2=ρ−1/4ωρ−1/4=ρ−1/4στ′ρ−1/4=σρ1/4τ′ρ−1/4=σψ.

7.1step 1.2step 6.1L1algebra

Since ψ commutes with σ and g0 is the fixed locus of σ in gR by [L1], ψ preserves g0: for Z∈g0 one has σ(ψZ)=ψ(σZ)=ψZ. Hence η:=ψ∣g0 is an involutive automorphism of g0, and it is a Cartan involution: for X∈g0∖{0} one has (B0)η(X,X)=−B0(X,ηX)=−12BR(X,ψX)=12Bψ(X,X)>0, because B restricts to B0 on g0 and BR(X,ψX)=2Re⁡B(X,ψX)=2B(X,ψX) there. Moreover ψ(h)=h with ψ(g0)=g0 gives η(h0)=ψ(h∩g0)=ψ(h)∩ψ(g0)=h∩g0=h0.

8.1step 7.1L4A1algebra∎

By [L4] applied to the two Cartan involutions η and θ of g0 there is Y∈g0 with θ=ead⁡Yη e−ad⁡Y. Put χ:=ead⁡Y, an inner automorphism of g0. Then θ(χ(h0))=χ(η(h0))=χ(h0) by step 7.1, so χ(h0) is a θ-stable subspace of g0; being the image of a Cartan subalgebra under an automorphism it is again a Cartan subalgebra of g0. Thus h0 is conjugate by the inner automorphism χ to the θ-stable Cartan subalgebra χ(h0), and the theorem follows.

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