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Every real Cartan subalgebra is conjugate to a theta-stable one

Statement

Assume the Axiom of Choice. Let g0 be a finite-dimensional real semisimple Lie algebra and let θ be a Cartan involution of g0, which exists by Existence of a Cartan involution (Cartan involution of a real semisimple Lie algebra). Then every Cartan subalgebra h0 of g0 (Cartan subalgebra) is carried by an inner automorphism of g0 onto a θ-stable Cartan subalgebra (Theta-stable Cartan subalgebras and their compact and split parts).

Facts & Assumptions

Given: The Axiom of Choice; a finite-dimensional real semisimple Lie algebra g0 with Cartan involution θ and Killing form B0; a Cartan subalgebra h0 of g0; and the complexification g=g0RC with its Killing form B, its canonical conjugation σ, and the subspace h:=h0RC=h0ih0.

[A1]

The Axiom of Choice is The Axiom of Choice; it enters through the existence of a compact real form (Existence of a compact real form), through the conjugacy theorem for Cartan subalgebras of g (Conjugacy of Cartan subalgebras) and through the conjugacy theorem for Cartan involutions of g0 (Conjugacy of Cartan involutions).

[L1]

The complexification g=g0ig0 is a complex semisimple Lie algebra whose Killing form B is the complex bilinear extension of B0; the canonical conjugation σ(X+iY)=XiY is a conjugate-linear involutive automorphism of g with fixed locus g0, and σ(h)=h; the complex-linear extension of θ to g is an involutive automorphism commuting with σ (Complexification of a real Lie algebra, Complexification preserves semisimplicity, Real forms correspond to conjugate-linear involutions, Killing form).

[L2]

g has a compact real form u0: a real form whose Killing form is negative definite. Its conjugation τ, characterized by τu0=id and τ(Z)=Z for Ziu0, is a conjugate-linear involutive automorphism of g with fixed locus u0 and g=u0iu0 (Existence of a compact real form, Compact real form of a complex semisimple Lie algebra, Real forms correspond to conjugate-linear involutions).

[L3]

Any two Cartan subalgebras of the complex semisimple Lie algebra g are carried to one another by an inner automorphism of g, that is, by an element of the image of the adjoint map of a connected Lie group with Lie algebra g (Conjugacy of Cartan subalgebras).

[L4]

Any two Cartan involutions of g0 are conjugate by an inner automorphism: for Cartan involutions η,θ there is Yg0 with θ=eadYηeadY (Conjugacy of Cartan involutions).

[L5]

The realification gR of g is semisimple: its Killing form is BR(Z,W)=2ReB(Z,W), which is nondegenerate: if ReB(Z,W)=0 for every W, testing iW also gives ImB(Z,W)=0, so Z=0 by nondegeneracy of B, so gR is semisimple by the Cartan criterion, and then Z(gR)=0 and Der(gR)=ad(gR) with ad injective (Cartan's semisimplicity criterion, Derivations of semisimple Lie algebras are inner, Semisimple Lie algebras are centerless and perfect, Trace forms are symmetric and invariant).

[L7]

A Cartan subalgebra is a nilpotent subalgebra equal to its own normalizer (Cartan subalgebra, Normalizer of a Lie subalgebra, Lower central series and nilpotent Lie algebras).

Proof

technique · direct
1.1

The subspace h=h0ih0 is a Cartan subalgebra of g, and for every conjugate-linear involutive automorphism ρ of g the image ρ(h) is again a Cartan subalgebra of g. Indeed h is the complexification of the nilpotent algebra h0, so its lower central series is the complexification of that of h0 and terminates, and h is nilpotent; if Xg satisfies [X,h]h, writing X=X1+iX2 with Xjg0 and comparing the g0- and ig0-components of [X,h0]h0ih0 gives [Xj,h0]h0, so XjNg0(h0)=h0 and Xh; hence Ng(h)=h and h is a Cartan subalgebra by [L7]. For the second claim, ρ(h) is a complex subspace because ρ(iH)=iρ(H), it is closed under brackets because ρ preserves them, it is nilpotent because ρ restricts to an isomorphism of real Lie algebras hρ(h), and Ng(ρh)=ρ(Ngh)=ρ(h): for X=ρ(X) one has [X,ρH]=ρ[X,H], so X normalizes ρ(h) exactly when X normalizes h.

L1L7algebra
1.2

For a compact real form u of g with conjugation ρ, the map ρ is a Cartan involution of gR and Bρ(Z,W):=BR(Z,ρW) is an inner product on gR: writing Z=X+iY, W=X+iY with X,Y,X,Yu one has B(Z,ρW)=B(X,X)+B(Y,Y)+i(B(Y,X)B(X,Y)), and hence ReB(Z,ρW)=B(X,X)+B(Y,Y), so Bρ(Z,Z)=2(B(X,X)+B(Y,Y))>0 for Z0 because the Killing form of u is negative definite, and Bρ is symmetric and bilinear.

L2L5algebra
2.1

Fix a compact real form u0 of g with conjugation τ, as in [L2], choose a maximal abelian subspace a of u0 and put hc:=aia. Then hc is a Cartan subalgebra of g with τ(hc)=hc: it is abelian, its normalizer in g is itself because an element X=Y+iZ with Y,Zu0 normalizing hc has [Y,a]a and [Z,a]a, and for UNu0(a) and A,Aa, invariance gives B([U,A],A)=B(U,[A,A])=0. Since [U,A]a and B is negative definite there, [U,A]=0. The centralizer of a is a, because adjoining any centralizing vector gives an abelian subspace and a is maximal; so hc is nilpotent and self-normalizing, and τ fixes u0 and hence a and hc. By step 1.1 both h and hc are Cartan subalgebras of g, so by [L3] there is an inner automorphism φ of g with φ(h)=hc. Then τ:=φ1τφ is a conjugate-linear involutive automorphism of g whose fixed algebra u0:=φ1(u0) is again a compact real form of g, since automorphisms preserve the Killing form, and it satisfies τ(h)=φ1(τ(hc))=φ1(hc)=h.

step 1.1L2L3L5algebra
3.1

Put ω:=στ, a complex-linear automorphism of g because σ and τ are conjugate-linear involutions; it satisfies ωτ=τω1 since both sides equal σ, and it preserves h, since σ(h)=h by [L1] and τ(h)=h by step 2.1. Put ρ:=ω2. Then ρ is an automorphism of gR with ρ(h)h, it is self-adjoint and positive definite for the inner product Bτ of step 1.2, and it satisfies ρτ=τρ1: invariance of BR under ω1 and τ gives Bτ(ωZ,W)=BR(ωZ,τW)=BR(Z,ω1τW)=BR(Z,τωW)=Bτ(Z,ωW), so ω is self-adjoint, ρ=ω2=ωω satisfies Bτ(ρZ,Z)=Bτ(ωZ,ωZ)>0 for Z0, and ρτ=ω2τ=ω(ωτ)=ω(τω1)=(ωτ)ω1=τω1ω1=τρ1.

step 1.2step 2.1algebra
4.1

By [L6] applied to the self-adjoint operator ρ and the ρ-invariant subspace h of step 3.1 (its orthogonal complement is then also ρ-invariant), choose a Bτ-orthonormal basis of gR consisting of eigenvectors of ρ and containing a basis of h; let ρr, rR, act on the eigenspace of ρ for the eigenvalue λ>0 by multiplication by λr. Then ρr(h)h for every real r, and ρr is an automorphism of gR: if X,Y are eigenvectors with eigenvalues λi,λj, then ρ[X,Y]=[ρX,ρY]=λiλj[X,Y], so [X,Y] lies in the eigenspace for λiλj (or is 0) and ρr[X,Y]=(λiλj)r[X,Y]=[ρrX,ρrY], which extends to all X,Y by bilinearity; moreover ρr commutes with ρ and with ω because ωρ=ρω and ω preserves every ρ-eigenspace.

step 3.1L6algebra
5.1

Let D be the endomorphism acting as logλ on the eigenspace of ρ for the eigenvalue λ>0, so that eD=ρ; then D is self-adjoint for Bτ, and D is a derivation of gR, since for eigenvectors X,Y as in step 4.1 one has D[X,Y]=(logλi+logλj)[X,Y]=[DX,Y]+[X,DY] and the identity extends by bilinearity. By [L5] there is a unique XgR with D=adX, so ρ=eadX and the automorphism φ0:=ρ1/4=eadX/4 satisfies φ0(h)h by step 4.1.

step 4.1L5algebra
6.1

Define ψ:=φ0τφ01. Then ψ2=id, and ψ is a Cartan involution of gR, because Bψ(Z,W)=Bτ(φ01Z,φ01W) is positive definite by step 1.2; moreover ψ(h)=φ0τφ01(h)=h because φ0±1(h)h and τ(h)=h. Finally ψ commutes with σ: using τσ=ω1 and ρτ=τρ1 from step 3.1, the identities ρsσ=σρs and τρ1/4=ρ1/4τ for all real s (valid on the ρ-eigenspaces, on each of which ρsσ=σ(σρsσ)=σρs because σρσ1=ρ1) give ψσ=φ0τφ01σ=ρ1/4τρ1/4σ=ρ1/4ρ1/4τσ=ρ1/2ω1=ρ1/2ω=ωρ1/2=ρ1/4ωρ1/4=ρ1/4στρ1/4=σρ1/4τρ1/4=σψ.

step 1.2step 3.1step 4.1step 5.1algebra
7.1

Since ψ commutes with σ and g0 is the fixed locus of σ in gR by [L1], ψ preserves g0: for Zg0 one has σ(ψZ)=ψ(σZ)=ψZ. Hence η:=ψg0 is an involutive automorphism of g0, and it is a Cartan involution: for Xg0{0} one has (B0)η(X,X)=B0(X,ηX)=12BR(X,ψX)=12Bψ(X,X)>0, because B restricts to B0 on g0 and BR(X,ψX)=2ReB(X,ψX)=2B(X,ψX) there. Moreover ψ(h)=h with ψ(g0)=g0 gives η(h0)=ψ(hg0)=ψ(h)ψ(g0)=hg0=h0.

step 1.2step 6.1L1algebra
8.1

By [L4] applied to the two Cartan involutions η and θ of g0 there is Yg0 with θ=eadYηeadY. Put χ:=eadY, an inner automorphism of g0. Then θ(χ(h0))=χ(η(h0))=χ(h0) by step 7.1, so χ(h0) is a θ-stable subspace of g0; being the image of a Cartan subalgebra under an automorphism it is again a Cartan subalgebra of g0. Thus h0 is conjugate by the inner automorphism χ to the θ-stable Cartan subalgebra χ(h0), and the theorem follows.

step 7.1L4A1algebra

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