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Green function at infinity from the equilibrium potential
Statement
Assume the Axiom of Choice. Let be compact with , let be the unbounded connected component of , let be the equilibrium measure of , and let be the Robin constant. Define
Then:
- Existence, uniqueness and the notation . satisfies properties 1-4 of Green function with a pole at infinity, and every function satisfying properties 1-4 equals . In particular the Green function with pole at infinity exists, is unique, and
- for every , and is harmonic on the complex domain .
- as with .
- For every there is a real with .
- Call regular when and irregular otherwise, the convention of Saff, Definition 3.3. Then no value being imposed at irregular points; the irregular points of form a Borel capacity-polar subset of , so has boundary limit quasi-everywhere on in the sense of Capacity-polar sets, quasi-everywhere, and subharmonic polar sets and property 4 of Green function with a pole at infinity.
The Axiom of Choice is spent through the equilibrium-measure theorem and Frostman's theorem; by AC implies DC implies countable choice these also supply Dependent Choice for the Evans-measure supplier and Countable Choice for the distributional-Riesz supplier, while the potential, harmonicity and barrier estimates themselves are choice-free.
Facts & Assumptions
Given: a compact set with , its equilibrium measure , the exterior domain (the unbounded connected component of ) with boundary , the Robin constant , the Axiom of Choice, and the conventions of Logarithmic potential and energy of a positive compactly supported measure, Robin constant and logarithmic capacity of a compact set, Capacity-polar sets, quasi-everywhere, and subharmonic polar sets, Green function with a pole at infinity and A complex domain is a nonempty connected open subset of .
For a finite positive Borel measure of compact support, with , the diagonal value being , and (Logarithmic potential and energy of a positive compactly supported measure).
For nonempty compact one has and when and when ; hence is equivalent to (Robin constant and logarithmic capacity of a compact set).
Assume the Axiom of Choice: every nonempty compact with has exactly one equilibrium measure , and (Existence and uniqueness of the equilibrium measure); the Axiom of Choice implies Dependent Choice, which implies Countable Choice (AC implies DC implies countable choice).
Assume the Axiom of Choice: for compact with the equilibrium potential satisfies for every , and on outside a Borel capacity-polar set which is a countable union of compact sets of capacity zero (Frostman inequalities and quasi-everywhere equilibrium equality).
Assume Countable Choice: for a finite positive Borel measure of compact support, is locally integrable on , subharmonic on the domain , and harmonic on (Distributional Laplacian of a compact logarithmic potential).
If is compact, then has exactly one unbounded connected component and every other component is bounded; whenever satisfies , the exterior is contained in that component (The complement of a compact plane set has exactly one unbounded connected component), which is therefore a complex domain (A complex domain is a nonempty connected open subset of ).
A set is capacity-polar when every compact subset of it has capacity zero; a property holds quasi-everywhere on a compact conductor when it holds outside a Borel capacity-polar subset, and a set contained in a capacity-polar set is capacity-polar (Capacity-polar sets, quasi-everywhere, and subharmonic polar sets).
A subharmonic function on a complex domain which attains a finite maximum at an interior point is constant on the domain (A plane subharmonic function with an interior maximum is constant on its component); a harmonic function on a complex domain with an interior local maximum or minimum is constant (Maximum and minimum principles for plane harmonic functions).
A real-valued function is harmonic when it is with vanishing Laplacian (Plane harmonic functions); a function is subharmonic exactly when its Laplacian is (A C^2 function is subharmonic exactly when its Laplacian is nonnegative, Subharmonic functions on plane domains). Consequently harmonic functions are subharmonic, real linear combinations of harmonic functions are harmonic, and the negative of a harmonic function is harmonic.
Assume Dependent Choice, hence Countable Choice. Let be a specified sequence of compact subsets of with for every and . If there is a finite positive Borel measure carried by with for every (Compact capacity-zero sets and subharmonic minus-infinity loci).
A Green function of with pole at infinity and Robin constant is a function that is positive and harmonic on , satisfies as , is locally bounded near every point of , and has boundary limit outside a Borel capacity-polar subset of ; when existence and uniqueness hold the function is written , and the outer boundary is a compact subset of (Green function with a pole at infinity).
A Borel probability measure on is carried by , and the support of a finite positive Borel measure is closed, carries the measure and is contained in when the measure is carried by the compact (Probability measures and probability spaces, Support of a finite Borel measure on the plane).
A point lies in the boundary exactly when every ball about meets both and its complement, and (Interior, closure, boundary, limit point, isolated point and dense subset of a metric space).
A subset of is compact exactly when it is closed and bounded (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line), and a continuous real function on a nonempty compact metric space is bounded and attains its extrema (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value).
Assume Countable Choice. The space with the Euclidean metric is complete ( and for with the Euclidean metric are complete, componentwise from the Cauchy criterion in ) and separable, since is at most countable ( is countably infinite, A product of two at most countable sets is at most countable) and dense: for and the density of in (The rationals embed densely in the reals) gives rationals with , and ( as the set of functions , and , , are metrics on it); hence , and therefore under the identification used in Logarithmic potential and energy of a positive compactly supported measure, is Polish (Polish spaces are separable completely metrizable spaces). Moreover, if is Polish and is a Borel probability measure on , then for every Borel and every there is a compact with (Assuming countable choice, Borel probability measures on Polish spaces are inner regular).
Proof
By [F3] the equilibrium measure is a Borel probability measure on with and ; by [F12] it is carried by , and its support is a nonempty compact subset of with . By [F2], . By [F6] is the unique unbounded connected component of , every other component is bounded, and whenever ; by [F11] is a nonempty complex domain with compact and , so for every .
Let be a finite positive Borel measure of compact support . By [F5], whose Countable Choice hypothesis is available by [F3], the function is harmonic on ; by [F9] the function is harmonic there too. Since , every such is harmonic on ; in particular is harmonic on .
Far-field expansion. Let be a finite positive Borel measure of compact support ; the case is trivial, so assume and put . For and one has and therefore ; integrating against gives so in particular as .
Finite-energy measures annihilate Borel polar sets. Let be a Borel capacity-polar set and let be a finite positive Borel measure of compact support with ; then . Indeed, suppose , put and apply [F15] to the Borel probability measure on the Polish space , the Borel set and : there is a compact with , so . Put and choose a real ; then on and , so by [F1] and , , whence . By [F2] , so by [F2], contradicting , which holds because is a compact subset of the capacity-polar set by [F7].
Applying step 1.3 to and from step 1.1, together with , gives
The function is harmonic on , because the constant and are harmonic there by step 1.2 and [F9].
By [F4], on all of ; hence on , and also for every .
Countable unions of Borel polar sets are polar. Let be a sequence of Borel capacity-polar sets and let be compact with ; if then by [F2] there is a Borel probability measure on with (choose with ), while step 1.4 gives for every , so by countable additivity, contradicting ; hence , and is capacity-polar in the sense of [F7].
on . Indeed, if for some , then is an interior minimum point of the harmonic function on the domain , so is constant on by [F8]; but step 2.1 gives as along , a contradiction.
Local boundedness. Let . By [F1] and steps 1.1 and 2.3, satisfies ; by [F5] the function is lower semicontinuous, so is an open set containing and there is a real with for all . For we then have and by step 2.3, so the supremum in property 3 of [F11] is finite.
Regular points and the quasi-everywhere boundary limit. Let with . By [F5] is lower semicontinuous, so , while step 2.3 gives ; hence and as . By [F4] there is a Borel capacity-polar set which is a countable union of compact sets of capacity zero with on ; since by [F11], every point of is regular, so has boundary limit outside the set , which is Borel and, being a subset of the capacity-polar set , capacity-polar by [F7].
The difference of two candidates. Let satisfy properties 1-4 of [F11] and put . Then: (i) is harmonic on , by property 1 for , step 2.2 and [F9]; (ii) as with , because property 2 for and step 2.1 give and ; (iii) for every there are and a real with for all : by property 3 for and step 3.2 choose with and on ; then using from step 2.3, and using from property 1, so ; (iv) writing as in step 3.3 and for the exceptional set of property 4 for , the set satisfies , a countable union of Borel capacity-polar sets, because each is a compact subset of the capacity-polar set (a compact set with ) and is Borel capacity-polar; hence is capacity-polar by step 2.4, and as for every , because then gives by property 4 and gives by step 3.3.
The bad set. For put and put , so that with . The function is upper semicontinuous on : if pick with and with for all with ; then for with and with one has , so and is relatively open in . Hence each , the intersection of the closed set with the compact set , is compact by [F14]. Finally for the capacity-polar set of step 4.1: if then at by step 4.1(iv), so and ; hence for every by [F7].
Since is a specified sequence of compact sets with and union , [F10] applies with its Dependent Choice hypothesis supplied by [F3]: if there is a finite positive Borel measure carried by with for every ; if take . Put , so that exactly when .
The barrier. Put and choose ; then and is compact with for . The function is bounded below on and finite at every point of (where ): for with and one has , so by [F1] , while by step 2.3; and for step 1.3 applied to (trivially when ), together with from step 2.1 multiplied by , gives for all sufficiently large . Put and Then is harmonic on by steps 1.2 and 2.2 and [F9]; as by steps 1.3 and 2.1; and for every one has , because is lower semicontinuous by [F5] with and is bounded below.
Nonpositive boundary behaviour. Let and put , harmonic on by steps 4.1 and 7.1 and [F9]. Then: (a) for , , because by step 7.1 and is finite by step 4.1(iii); (b) for , , because forces at and by step 7.1; (c) as with , , because by step 4.1(ii) and by step 7.1.
Maximum principle. Fix and choose large enough that whenever and , possible by step 8.1(c) and the fact that is unbounded so . By step 8.1 and compactness of , finitely many boundary neighborhoods cover on which ; the set outside their union is compact and lies in , so continuity bounds there. Together with the negative tail this proves . Since is nonempty and is real-valued, . Assume for contradiction that . For each step 8.1 gives , so there is with on ; since is compact by [F11], finitely many of these balls cover , and their union is an open neighbourhood of with on . The set equals , is closed and bounded, hence compact by [F14], and satisfies because and every point of lies in by [F13]. Every point of lies in or satisfies , and at such points ; hence , and the continuous function attains the value at some by [F14]. Since is harmonic, hence subharmonic, on the domain by [F9], [F8] forces to be constant on , contradicting for ; therefore , that is on .
Uniqueness. Step 9.1 gives on for every , hence on ; the same argument with the roles of and interchanged gives on , because satisfies properties 1-4 of [F11] by steps 2.1, 2.2, 3.1, 3.2 and 3.3 (with the Borel capacity-polar exceptional set of step 3.3), while satisfies them by hypothesis, so steps 4.1, 5.1, 6.1, 7.1, 8.1 and 9.1 apply verbatim to with the same set and the same barrier . Hence and on : a Green function with pole at infinity is unique, and it equals .
Assembly. Step 3.1 gives positivity and step 2.2 harmonicity, so has property 1 of [F11]; step 2.1 gives property 2; step 3.2 gives property 3; step 3.3 gives property 4, with exceptional set that is Borel (intersection of the compact set with the Borel set of [F4]) and capacity-polar as a subset of by [F7]. Step 10.1 shows that every with properties 1-4 equals , so the notation of [F11] is licensed with on . Assertions 1-5 of the Statement are exactly these conclusions.
Remarks
The meaning of "regular". The word is used in the potential-theoretic sense of Saff, Definition 3.3: is regular for exactly when . This is not the barrier/Perron notion of regularity of Barriers and regular boundary points, which is stated for bounded domains; the classical identification of the two notions for exterior domains is not used or claimed here. What is proved is the implication from to the boundary limit , together with the statement that the remaining points of are capacity-polar. No value is asserted at the irregular points, and in particular no claim is made that the Dirichlet problem for is solvable there.
Where the boundary regularity of comes from. The two ingredients are the global inequality of Frostman's theorem, which bounds the potential from above everywhere, and lower semicontinuity, which bounds it from below at every point. Their combination is what makes continuous at every point where the upper and lower bounds meet, and it is also what makes the potential of the Evans measure a barrier at the exceptional set in the uniqueness proof.
Why the barrier is needed for uniqueness. Local boundedness of a candidate near alone does not let the maximum principle act directly on : the difference of two candidates is in general only bounded, not continuous, at an irregular boundary point, where both candidates may fail to have the limit . The Evans measure of step 6.1 produces a harmonic function whose limit is at every boundary point where the difference fails to tend to . Its limit may also be at other boundary points: there the difference tends to and suffices for step 8.1(b). The logarithmic growth of is cancelled by , so has a finite limit at infinity; the maximum principle can then be applied to for every . The subtle point in step 4.1(iv) is that the union of the two exceptional sets need not be presented as a union of compact sets: it is shown to be capacity-polar through the annihilation lemma of step 1.4 and the countable-union closure of step 2.4, which is what licenses feeding the compact cluster sets of step 5.1 to the Evans construction.
Choice. The Axiom of Choice enters through the equilibrium measure and Frostman's theorem; it yields Dependent Choice for the Evans-measure supplier of [F10] and Countable Choice for the distributional-Riesz supplier [F5] and the inner-regularity fact [F15]. The harmonicity, far-field and barrier computations are choice-free.
Depends on
- The Axiom of Choice
- Logarithmic potential and energy of a positive compactly supported measure
- Robin constant and logarithmic capacity of a compact set
- Capacity-polar sets, quasi-everywhere, and subharmonic polar sets
- Green function with a pole at infinity
- A complex domain is a nonempty connected open subset of $\mathbb C$
- Plane harmonic functions
- Subharmonic functions on plane domains
- Probability measures and probability spaces
- Support of a finite Borel measure on the plane
- Interior, closure, boundary, limit point, isolated point and dense subset of a metric space
- The complement of a compact plane set has exactly one unbounded connected component
- Existence and uniqueness of the equilibrium measure
- Frostman inequalities and quasi-everywhere equilibrium equality
- Distributional Laplacian of a compact logarithmic potential
- Compact capacity-zero sets and subharmonic minus-infinity loci
- A plane subharmonic function with an interior maximum is constant on its component
- Maximum and minimum principles for plane harmonic functions
- A C^2 function is subharmonic exactly when its Laplacian is nonnegative
- Assuming countable choice, Borel probability measures on Polish spaces are inner regular
- $\mathbb{R}$ and $\mathbb{R}^n$ for $n \ge 1$ with the Euclidean metric are complete, componentwise from the Cauchy criterion in $\mathbb{R}$
- The rationals embed densely in the reals
- $\mathbb{Q}$ is countably infinite
- A product of two at most countable sets is at most countable
- $\mathbb{R}^n$ as the set of functions $n \to \mathbb{R}$, and $d_1$, $d_2$, $d_\infty$ are metrics on it
- Polish spaces are separable completely metrizable spaces
- AC implies DC implies countable choice
- Heine-Borel in $\mathbb{R}^n$: with the Euclidean metric a subset of $\mathbb{R}^n$ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
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Sources
- E. B. Saff, Logarithmic Potential Theory with Applications to Approximation Theory, §3 (standard reference, not scraped)
- B. Khoruzhenko, LTCC Potential Theory notes, §3 (standard reference, not scraped)