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Hadamard factorization for finite-order entire functions

Statement

Let f be a nonzero entire function of finite order ρ, let m be the order of its zero at 0, let (an)n≥1 list its nonzero zeros with multiplicity and without finite accumulation point, and put

p:=⌊ρ⌋.

Then there is a polynomial Q of degree at most p such that

f(z)=zmeQ(z)∏n≥1Ep(z/an).

In particular, a finite-order entire function factors as an exponential of a polynomial times a canonical product whose genus is bounded by its order.

Facts & Assumptions

Given: A nonzero entire function f of finite order ρ, its zero order m at 0, and its nonzero zero sequence (an).

[F1]

The order of an entire function is the limsup growth rate of log⁡log⁡Mf(r) (The order of an entire function).

[F2]

The exponent of convergence of the nonzero zero sequence of a finite-order entire function does not exceed the order (The exponent of convergence of the zeros of an entire function does not exceed its order).

[F3]

If ∑∣an∣−(p+1) converges, then the canonical product ∏Ep(z/an) converges normally on C and has exactly the zeros an with their multiplicities (A canonical product converges when the (p+1)-power reciprocal sum converges).

[F4]

The elementary factor is Ep(w)=(1−w)exp⁡ ⁣(w+w22+⋯+wpp), and on the unit disc it satisfies ∣1−Ep(w)∣≤∣w∣p+1 (Weierstrass elementary factors, The unit-disc estimate for Weierstrass elementary factors).

[F5]

Every nonzero entire function factors as an exponential times a Weierstrass product over its zeros (Weierstrass factorization for entire functions).

[F6]

An entire function with polynomial growth is a polynomial (An entire function of polynomial growth is a polynomial).

[F7]

If a holomorphic function on a bounded complex domain extends continuously to the boundary, then its modulus is bounded there by a boundary value (Boundary maximum modulus principle on a bounded domain).

[F8]

If a holomorphic function has an interior local modulus maximum, then it is constant (Local maximum modulus principle).

Proof

technique · direct
1.1F2F3F1givenconstruct

Since p+1>ρ, [F2] gives ∑n≥1∣an∣−(p+1)<∞. Therefore [F3] constructs the canonical product P(z):=∏n≥1Ep(z/an), and P has exactly the nonzero zeros of f, with multiplicity.

1.2F1F2givenchoosealgebra

Fix a real number σ with ρ<σ≤p+1. By [F1], for all sufficiently large R one has log⁡Mf(R)≤Rσ, and [F2] gives a finite sum Sσ:=∑n≥1∣an∣−σ<∞.

2.1step 1.1givenalgebra

The quotient H(z):=f(z)/(zmP(z)) is therefore entire and zero-free: the factor zm removes the zero at 0, and step 1.1 removes every other zero of f with the correct multiplicity.

2.2F4step 1.2algebra

There is a constant Aσ≥0 such that 1∣Ep(w)∣≤exp⁡(Aσ∣w∣σ) whenever ∣w∣≥2 or ∣w∣≤1/2. Indeed, if ∣w∣≥2, then [F4] gives 1∣Ep(w)∣=1∣1−w∣exp⁡ ⁣(−Re⁡ ⁣(w+w22+⋯+wpp))≤exp⁡ ⁣(∑k=1p∣w∣kk)≤exp⁡(Aσ∣w∣σ), because ∣1−w∣≥1 and k≤p<σ+1. If ∣w∣≤1/2, then [F4] gives ∣1−Ep(w)∣≤∣w∣p+1≤∣w∣σ≤1/2, so 1∣Ep(w)∣≤11−∣1−Ep(w)∣≤exp⁡(2∣w∣σ). Enlarge the constant once to cover both cases.

3.1F7step 2.1step 1.2step 2.2algebra

Fix r≥1 such that r is not one of the moduli ∣an∣, and put H1(z):=f(z)zm∏∣an∣≤2rEp(z/an),H2(z):=∏∣an∣>2rEp(z/an)−1. Then H=H1H2. If ∣z∣=4r, every factor of H1 satisfies ∣z/an∣≥2, so steps 1.2 and 2.2 give ∣H1(z)∣≤∣f(z)∣exp⁡ ⁣(Aσ∣z∣σ∑∣an∣≤2r∣an∣−σ)≤exp⁡((1+AσSσ)∣z∣σ) for all sufficiently large r. The function H1 is entire by step 2.1, so [F7] applies on the disc ∣z∣<4r and gives the same bound for ∣z∣=r. On that circle every factor of H2 satisfies ∣z/an∣<1/2, so step 2.2 gives ∣H2(z)∣≤exp⁡ ⁣(Aσ∣z∣σ∑∣an∣>2r∣an∣−σ)≤exp⁡(AσSσ∣z∣σ). Therefore ∣H(z)∣≤exp⁡(Bσ∣z∣σ) on ∣z∣=r for all sufficiently large admissible r, with Bσ:=1+2AσSσ. Since such radii occur arbitrarily large, H has order at most ρ.

4.1F5step 2.1step 3.1construct

Apply [F5] to the zero-free entire function H. Since H has no zeros at all, its Weierstrass product part is empty, so there is an entire function g with H=eg. Hence f(z)=zmeg(z)P(z).

4.2F8step 3.1constructalgebra

For R>0, let AR:=1+max⁡∣ζ∣=RRe⁡(g(ζ)−g(0)). Because ∣H∣=eRe⁡g and step 3.1 bounds MH(R) by exp⁡(Cσ′′(1+Rσ)), one has AR≤Cσ′′′(1+Rσ). On the disc ∣z∣<R, define FR(z):=(g(z)−g(0))/(2AR−(g(z)−g(0))). If ∣z∣=R, then Re⁡(g(z)−g(0))≤AR−1, so ∣2AR−(g(z)−g(0))∣2−∣g(z)−g(0)∣2=4AR(AR−Re⁡(g(z)−g(0)))>0, hence ∣FR(z)∣<1 on the boundary circle. Also FR(0)=0, so FR(z)/z extends holomorphically across 0. If ∣FR(z)/z∣ had an interior local maximum larger than 1/R, then multiplying by the constant R would give an interior local modulus maximum for a nonconstant holomorphic function, contradicting [F8]. Therefore ∣FR(z)∣≤∣z∣/R for ∣z∣<R.

5.1step 4.2algebra

For ∣z∣≤R/2, step 4.2 gives ∣FR(z)∣≤1/2, so ∣g(z)−g(0)∣=2AR∣FR(z)∣/∣1+FR(z)∣≤2AR. Together with the bound on AR, this yields ∣g(z)∣≤Cσ′′′′(1+Rσ) for ∣z∣≤R/2. Taking R:=2(1+∣z∣) gives a global growth estimate ∣g(z)∣≤Cσ(5)(1+∣z∣)σ on C.

6.1F6step 4.1step 5.1∎

Step 5.1 holds for every σ>ρ. Applying [F6] to any one such σ makes g a polynomial; because the polynomial degree is an integer and the bound is available for every σ>ρ, the degree of g is at most p=⌊ρ⌋. Put Q:=g. Then step 4.1 becomes f(z)=zmeQ(z)∏n≥1Ep(z/an) with deg⁡Q≤p, exactly as claimed.

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