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The covering-embedding characterization of strong compactness
Statement
In ZFC, for a regular uncountable cardinal kappa, strong compactness is equivalent to the following: for every cardinal lambda>=kappa there are a definable elementary embedding into a transitive class with critical point kappa and a set s in M such that and M satisfies . Embeddings retain the formula-schema and set-restriction convention.
Facts & Assumptions
Given: ZFC. Proved ordinal fixing for fine-index ultrapowers locally, used the internal cover bound to force movement at kappa, and checked every law of the converse seed-derived fine measure.
Strong compactness, fine measures and infinitary logic: Strong compactness is equivalent to fine kappa-complete measures at every lambda.
Fine ultrapower seeds and normality: The fine ultrapower identity seed has exactly the required covering and internal size properties.
The critical point of a measurable ultrapower: Critical point means the least moved ordinal; the constant-predecessor argument is supplied for this different index set below.
Proof
If kappa is strongly compact, take the fine U on P_kappa(lambda) from F1 and its j,s from F2. We check the critical point without assuming U is a measure on kappa. For every eta<kappa, a map from the index set to eta has a U-large constant fibre: otherwise intersecting the eta fibre complements gives empty in U. Induct on alpha<kappa. Each predecessor of the constant-alpha class, for alpha>0, can be modified outside its U-large membership set to take values in alpha; the fibre argument makes it constant. For alpha=0 there are no predecessors. The collapse equation then gives j(alpha)=alpha, exactly the predecessor reasoning whose critical-point terminology is F3.
If j(kappa)=kappa, F2's internal size bound gives in M an enumeration of s of ordinal length eta<kappa. This is also an external enumeration, since M is transitive. But s contains j``kappa=kappa by step 1.1, contradicting that kappa is a cardinal: choosing the least preimage of each ordinal below kappa injects kappa into eta. Hence j(kappa)>kappa (the ordinal map is increasing and cannot move it downward), and its critical point is kappa. This proves the required embedding property.
Conversely take such j,s for a fixed lambda. Its internal subset and size assertions mean precisely that s belongs to j(P_kappa(lambda)). Define . Definability and Separation make U a set. The seed lies in the image of the whole index set and not in j(empty); image complements, intersections and inclusions give properness, complement decisions and upward closure. If eta<kappa and X_xi are U-members, j fixes eta and the image sequence has entry j(X_xi) at xi. Thus s belongs to the intersection of that image sequence, equal to j of the intersection, proving kappa-completeness. For alpha<lambda the image of its point cone is the sets containing j(alpha); since j(alpha) belongs to s, that cone belongs to U. Hence U is fine. This holds for every lambda, so F1 gives strong compactness. No equality of s with j``lambda or sequence closure of M has been inferred.
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Sources
- Monk Theorem 20.2 p.431 and covering construction Lemma 20.12 p.438; local seed converse (standard reference, not scraped)