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Negativity of contracted curves on regular surfaces

Statement

Assume the Axiom of Choice, inherited from the Euler-characteristic and intersection suppliers. Let k be a field, let X be an integral regular projective surface over k (Intersection numbers of Cartier divisors on a smooth projective surface), let Y be an integral regular finite-type k-scheme of pure dimension two, let f ⁣:X→Y be a proper birational morphism and let E⊆X be an integral curve with f(E) a single closed point y∈Y. Then:

  1. E is an effective Cartier divisor on X;
  2. deg⁡E(OX(−E)∣E)>0, that is, the conormal sheaf of E in X has positive degree on E; and
  3. E⋅E<0; equivalently the normal bundle OX(E)∣E has negative degree.

No similar statement is proved here for curves not contracted by a birational morphism, and no negative definiteness of the full intersection matrix of a reducible exceptional divisor is claimed.

Facts & Assumptions

Given: A field k, an integral regular projective surface X over k, an integral regular finite-type k-scheme Y of pure dimension two, a proper birational morphism f ⁣:X→Y, and an integral curve E⊆X with f(E) a single closed point y∈Y.

[F1]

cor-degree-additive-proper-curve. Assume the Axiom of Choice (The Axiom of Choice). Let k be a field and let C be a proper k-scheme (def-proper-morphism) whose underlying topological space has dimension at most one (def-dimension-noetherian-topological-space). For all invertible OC-modules L and M (def-invertible-sheaf): 1. (Degree is additive on invertible sheaves over a proper curve)

[F2]

def-axiom-of-choice. The Axiom of Choice (AC) is the following statement. > Every family of nonempty sets has a choice function > (def-choice-function). Written out: for every set F all of whose members are nonempty, there exists a function g with domain F satisfying g(S)∈S for all S∈F. (The Axiom of Choice)

[F3]

def-cartier-divisor. Let X be a scheme and let KX be its sheaf of meromorphic functions, with the injective structure map OX→KX (def-sheaf-total-quotient-rings, def-sheaf-on-topological-space). (Cartier divisor)

[F4]

def-degree-invertible-sheaf-proper-dimension-one. Assume the Axiom of Choice, inherited from the Euler-characteristic supplier below (The Axiom of Choice). Let k be a field (def-field) and let C be a proper k-scheme (def-proper-morphism) whose underlying topological space is Noetherian of dimension at most one (def-dimension-noetherian-topological-space, def-locally-noetherian-and-noetherian-scheme). (Degree of an invertible sheaf on a proper one-dimensional scheme)

[F5]

def-divisor-intersection-number-on-smooth-projective-surface. Assume the Axiom of Choice, inherited from the Euler-characteristic supplier below (The Axiom of Choice). Let k be a field and let X be an integral (Integral schemes), regular (embedding dimension and regular local ring), projective (Projective morphisms before Proj) k-scheme of pure dimension two (def-dimension-noetherian-topological-space). (Intersection numbers of Cartier divisors on a smooth projective surface)

[F6]

def-embedding-dimension-and-regular-local-ring. For a nonzero commutative Noetherian local ring (R,m,k), define edim⁡R=dim⁡k(m/m2). The ring is regular local when edim⁡R=dim⁡R. The cotangent space is intrinsic, and is finite-dimensional because m is finitely generated. (embedding dimension and regular local ring)

[F7]

def-integral-scheme. An integral scheme is a nonempty scheme that is reduced and whose underlying topological space is irreducible. Equivalently, it is nonempty and every nonempty affine open is the spectrum of a domain. The latter criterion is independent of the chosen affine open cover. (Integral schemes)

[F8]

def-projective-morphism-pre-proj. For an arbitrary base scheme S, a morphism f:X→S is projective on this page if for some integer n≥0 it factors over S as X→iPSn⟶S, where i is a closed immersion and the second arrow is the projection. (def-projective-morphism-pre-proj)

[F9]

lem-positive-conormal-degree-of-a-fibre-divisor. Assume the Axiom of Choice. Let k, X, Y, f ⁣:X→Y and y∈Y be as in lem-fibre-components-of-a-proper-birational-morphism-of-regular-surfaces, and let Z⊆X be a nonzero effective Cartier divisor with Z⊆f−1(y) set-theoretically. (A divisor supported in a special fibre has positive conormal degree on some component)

[F10]

thm-intersection-with-curve-as-degree-of-restriction. Assume the Axiom of Choice (The Axiom of Choice). Let k be a field, let X be an integral regular projective surface over k (Intersection numbers of Cartier divisors on a smooth projective surface) and let C and D be effective Cartier divisors on X (def-effective-cartier-divisor, Cartier divisor) with associated line bundles OX(C) and (Intersection with a curve is the degree of the restriction)

[F11]

thm-nonaffine-regular-local-ring-is-ufd. Assume the Axiom of Choice. Every regular local ring is a unique factorization domain. In particular every smooth finite-type scheme over a field is locally factorial. (Regular local rings are unique factorization domains)

Proof

1.1F3F6F7F11given

At every point of X the local ring is a regular local ring and therefore a unique factorization domain, so the height-one prime defining the integral curve E is locally principal and E is an effective Cartier divisor; this proves assertion 1.

2.1F4F9step 1.1

The curve E is set-theoretically contained in the fibre f−1(y) over the closed point y, so the positive conormal degree lemma applies with Z=E, whose only irreducible component is E itself, and gives deg⁡E(OX(−E)∣E)>0; this is assertion 2.

3.1F1F4F5F10step 2.1

The restriction-degree identity gives E⋅E=deg⁡E(OX(E)∣E), and additivity of the degree on inverse invertible sheaves gives deg⁡E(OX(E)∣E)+deg⁡E(OX(−E)∣E)=0; hence E⋅E=−deg⁡E(OX(−E)∣E)<0, which is assertion 3 and says that the normal bundle of E has negative degree.

4.1F2step 3.1∎

No statement is made for curves not contracted by a birational morphism, and no negative definiteness of the full intersection matrix of a reducible exceptional divisor is claimed; the Axiom of Choice is inherited from the Euler-characteristic and intersection suppliers.

Remarks

  • The three assertions are the pointwise UFD fact, the conormal positivity theorem, and the degree bookkeeping converting conormal positivity into self-intersection negativity.
  • The hypothesis that E is contracted by a birational morphism is used only through the containment E in a fibre of a point.

Depends on

Used by

Dependency tree · two levels

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Sources