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Numerical radius is an equivalent operator norm
Statement
Assume AC. On a complex Hilbert space, is a norm with for every bounded ; if is normal, then .
Facts & Assumptions
On a nonzero space, and , with and (Numerical range and numerical radius). On the zero space, and by the same convention. For every vector , : this is immediate for , and otherwise follows by applying the unit-vector definition to .
and ; in particular for one has (The operator norm as the least bound and as the unit-sphere or unit-ball supremum). On a nonzero domain the same supremum may be taken over ; on a zero domain the unit-ball supremum is .
, and is normal whenever is normal (The Hilbert-space adjoint of a bounded operator, Hilbert-adjoint identities, Self-adjoint, positive, unitary and normal operators). Indeed the adjoint of is , and expanding the products in both orders shows their difference is .
For a normal operator on a nonzero complex Hilbert space, (Normal operator norm equals spectral radius).
exactly when is not bijective with bounded inverse (Spectrum and resolvent of a bounded operator).
and ; a Hilbert space is complete, and for the closed kernel (Kernel–range orthogonality for Hilbert adjoints, Hilbert space, Orthogonal decomposition by a closed subspace).
The inner product is linear in the first and conjugate-linear in the second variable (Real and complex inner product spaces, with the inner product linear in the first argument). Its norm satisfies the parallelogram law (The parallelogram law). Complex modulus satisfies the triangle inequality (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive, Real and imaginary parts, complex conjugation, and modulus). Polarization of the possibly non-Hermitian form below is proved by expansion, not by applying a theorem for inner products to that form.
AC supplies the spectral-radius hypothesis and all countable selections made here (The Axiom of Choice). The reciprocal Archimedean property gives (For every in a complete ordered field there is a natural with ).
Proof
Given: AC, a complex Hilbert space and bounded operators . Steps 1.1–3.2 treat ; the zero space is treated explicitly in step 4.1.
For arbitrary vectors the expansion of the complex sesquilinear form gives .
: the upper bound is Cauchy–Schwarz and the operator-norm bound, and taking when recovers . The same supremum over unit equals : [A3] gives the unit-sphere formula for the operator norm on nonzero , and the preceding choice of works whenever ; when all values are zero.
If then for every , and applying the expansion of the form to the zero diagonal values gives for all , hence .
If is normal, then for every , because .
is a norm on : homogeneity is from , the triangle inequality follows from on unit vectors, and definiteness is step 1.3.
For unit vectors one has : the expansion of step 1.1 writes as a signed sum of the four values at , so , and the four squared norms sum to , whence .
If is normal and , then is not bounded below: if for some , its kernel would be zero and its range would be closed. To see closedness, for any point in its range closure, AC chooses with . The lower bound makes Cauchy; completeness gives a limit , and boundedness gives . Furthermore, normality gives by equality of the two kernel norms, so the range would be dense, hence all of , making invertible with inverse bound , contrary to .
Hence and : the first is the definition, and the second follows by taking the supremum of over unit and using step 1.2, which identifies that supremum with .
If is normal then : for each the failure of a lower bound in step 2.3 gives a unit vector at tolerance , and AC selects unit vectors with , and then , so for every and .
If , its operator space consists only of ; [A1] and [A3] give , which defines a norm on this zero vector space and proves both estimates and the normal equality there, without any spectral maximum. For , therefore is a norm with , and for normal the chain gives .
Depends on
- Numerical range and numerical radius
- Normal operator norm equals spectral radius
- The Axiom of Choice
- Cauchy–Schwarz: $|\langle x,y\rangle|\le\|x\|\,\|y\|$, with equality exactly for dependent pairs
- The operator norm as the least bound and as the unit-sphere or unit-ball supremum
- Hilbert-adjoint identities
- Spectrum and resolvent of a bounded operator
- Kernel–range orthogonality for Hilbert adjoints
- Orthogonal decomposition by a closed subspace
- Real and imaginary parts, complex conjugation, and modulus
- Hilbert space
- Self-adjoint, positive, unitary and normal operators
- Real and complex inner product spaces, with the inner product linear in the first argument
- The parallelogram law
- The Hilbert-space adjoint of a bounded operator
- For every $\varepsilon > 0$ in a complete ordered field there is a natural $n \ge 1$ with $1/n < \varepsilon$
- Conjugation is an involutive real-field automorphism, $z\overline z=|z|^2$, and modulus is definite, multiplicative, and subadditive
Used by
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Sources
- Joel H. Shapiro, Notes on the Numerical Range, §3–4, PDF pp.9–12 (standard reference, not scraped)
- Dana P. Williams, Lecture Notes on the Spectral Theorem, Corollary 4.11, pp.13–15 (standard reference, not scraped)