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Polynomial Weyl algebra presentation and normal-ordered basis

Statement

Let k be any field, n≥1, and ℏ∈k. Let hn(k) and Wn(k;ℏ) be as in Finite-dimensional Heisenberg Lie algebra and Polynomial Weyl algebra and its central parameter. Since Z is central, define the quotient Qℏ:=U(hn(k))/(Z−ℏ1).

Then the assignment

Xi⟼xi,Pi⟼pi,Z⟼ℏ1

identifies the polynomial Weyl algebra with the central quotient

Wn(k;ℏ)≅U(hn(k))/(Z−ℏ1).

The normal-ordered elements

xαpβ:=x1α1⋯xnαnp1β1⋯pnβn(α,β∈Nn)

form a k-basis of Wn(k;ℏ) for every characteristic. Equivalently, in the presentation of Polynomial Weyl algebra and its central parameter, the relations rewrite to these unique normal forms. If ℏ≠0, scaling pi↦ℏpi gives Wn(k;ℏ)≅An(k); if ℏ=0, the defining generators commute.

Facts & Assumptions

Given: A field k, an integer n≥1, the Heisenberg Lie algebra hn(k), its enveloping algebra, and the polynomial Weyl algebra Wn(k;ℏ) as defined above.

[F1]

Finite-dimensional Heisenberg Lie algebra: hn(k) has ordered basis X1,…,Xn,P1,…,Pn,Z, with [Pi,Xj]=δijZ and Z central.

[F2]

The Heisenberg bracket satisfies the Lie algebra axioms: the bracket in [F1] is alternating and satisfies Jacobi, so the enveloping-algebra definition applies.

[F3]

Universal enveloping algebra: U(g)=T(g)/I, where I is generated by u⊗v−v⊗u−[u,v].

[F4]

Poincaré–Birkhoff–Witt theorem: for a supplied ordered basis of a Lie algebra, its weakly increasing monomials form a basis of the universal enveloping algebra.

[F5]

Polynomial Weyl algebra and its central parameter: Wn(k;ℏ) is the tensor-algebra quotient by xixj−xjxi, pipj−pjpi, and pixj−xjpi−ℏδij1.

[F6]

Tensor algebra of a vector space: multiplication in the tensor algebra is concatenation of tensors and the empty tensor is the unit.

[F7]

The ideal generated by a subset and principal ideals: the ideal generated by the relators is the intersection of the two-sided ideals containing them, so it contains every finite sum of their left and right multiples.

[F8]

The quotient ring R/I with (r+I)(s+I)=rs+I: quotient elements are additive cosets, with multiplication induced by multiplication in the ring.

[F9]

Universal property of the tensor algebra: a linear map from a vector space to a unital associative k-algebra extends uniquely to a unital k-algebra homomorphism from its tensor algebra.

[F10]

A ring homomorphism whose kernel contains a two-sided ideal factors uniquely through the quotient ring: a ring homomorphism whose kernel contains a two-sided ideal factors uniquely through the quotient ring.

Proof

1.1F1F2F4choosealgebra

Order the basis of hn(k) as X1<⋯<Xn<P1<⋯<Pn<Z. By [F4], the elements XαPβZm form a k-basis of U(hn(k)). In particular, the powers Zm are linearly independent; let k[Z] denote their polynomial subalgebra. Since Z is central by [F1], grouping this basis by α,β gives the direct-sum decomposition ⨁α,β∈Nnk[Z]XαPβ as a free k[Z]-module.

1.2F1F3F5F7F8F9F10construct

Send Xi↦xi, Pi↦pi, and Z↦ℏ1 in Wn(k;ℏ). By [F1] and [F5], this linear assignment preserves the bracket on every basis pair, hence on all pairs by bilinearity. By [F9] it extends to a unital algebra map T(hn(k))→Wn(k;ℏ). The defining relators of U(hn(k)) in [F3] map to zero. The map's kernel is a two-sided ideal because it is an algebra homomorphism, so it contains their generated ideal by [F7], and [F10] factors the map through U(hn(k)). This induced algebra map sends Z−ℏ1 to zero; its kernel is two-sided and contains the ideal (Z−ℏ1) generated by that central element by [F7], so a second application of [F10] gives ϕ:Qℏ→Wn(k;ℏ). The factor maps remain k-linear because the quotient maps are surjective.

1.3F5F6constructalgebra

Orient the relations of [F5] by xjxi→xixj and pjpi→pipj when j>i, and pixj→xjpi+ℏδij1. For each word use the lexicographic measure (word length, number of inversions for x1<⋯<xn<p1<⋯<pn). Each swapped word has one fewer inversion, and each scalar correction has smaller length; hence every reduction terminates.

2.1F1F3F7F8step 1.1algebra

By step 1.1, U(hn(k)) is free as a k[Z]-module on XαPβ. Since Z is central, the ideal (Z−ℏ)U is the direct sum of (Z−ℏ)k[Z]XαPβ. For f(Z)=∑m=0NcmZm, the identity Zm−ℏm=(Z−ℏ)∑r=0m−1Zm−1−rℏr for m≥1 shows that f(Z)−f(ℏ) is divisible by Z−ℏ. The evaluation map ev⁡ℏ:k[Z]→k, f↦f(ℏ) is surjective because it fixes constants, and the displayed identity shows its kernel is exactly (Z−ℏ); hence k[Z]/(Z−ℏ)≅k. Therefore the classes of XαPβ form a basis of Qℏ.

2.2F5step 1.3algebra

The overlapping mixed reductions are pkpjxi with k>j and pkxjxi with j>i. For pkpjxi, reducing the left pair gives pkpjxi→pjpkxi→pjxipk+ℏδkipj→xipjpk+ℏδjipk+ℏδkipj, while reducing the right pair gives pkpjxi→pkxipj+ℏδjipk→xipkpj+ℏδkipj+ℏδjipk→xipjpk+ℏδkipj+ℏδjipk; these final expressions agree. For pkxjxi, reducing the left pair gives pkxjxi→xjpkxi+ℏδkjxi→xjxipk+ℏδkixj+ℏδkjxi→xixjpk+ℏδkixj+ℏδkjxi, while reducing the right pair gives pkxjxi→pkxixj→xipkxj+ℏδkixj→xixjpk+ℏδkjxi+ℏδkixj; these final expressions also agree. For a strictly decreasing same-type triple, both routes xkxjxi→xjxkxi→xjxixk→xixjxk and xkxjxi→xkxixj→xixkxj→xixjxk reach the same sorted word; the same calculation holds for p's. Repeated indices remove the corresponding swap, and disjoint reductions commute by distributivity. Thus every local ambiguity joins.

3.1F1F5F7F8F9F10step 2.1construct

By step 2.1, the central quotient Qℏ has the normal basis just described. In Qℏ, the images of Xi,Pi satisfy [Pi,Xj]=ℏδij1, and the same-type commutators vanish. Send the basis generators xi,pi of En to these images; [F9] extends this linear assignment to a unital algebra map T(En)→Qℏ. It kills the relators in [F5]. Its kernel is a two-sided ideal, so it contains their generated ideal by [F7], and [F10] factors it uniquely through the quotient to ψ:Wn(k;ℏ)→Qℏ. This factor map is k-linear because the quotient map is surjective.

3.2F5F7step 1.3step 2.2algebrainduction

Induct on the decreasing measure from step 1.3. If two reduction sequences first choose different redexes, step 2.2 joins those first reductions; every word in the joining expressions has smaller measure, so the induction hypothesis gives it a unique final reduction. Thus every word has one normal form. Because each defining relation is a permitted reduction in any left-right word context, confluence makes the normal-form map kill every such context and hence the whole ideal Jn,ℏ from [F5]. Each reduction also changes a word by an element of Jn,ℏ, so every class is represented by its normal form. Therefore the quotient is spanned by normal words, and any linear relation among normal words in the quotient is fixed by the normal-form map while also lying in its kernel, so all its coefficients are zero.

4.1F5step 1.2step 3.1step 3.2algebra

The composites ϕψ and ψϕ fix every generator and the unit of their respective algebras. Those generators generate each quotient, so the composites are identity maps and ϕ,ψ are inverse isomorphisms. The basis from step 3.2 therefore transfers to Wn(k;ℏ).

5.1F5step 4.1algebra∎

If ℏ≠0, the assignments xi↦xi, pi↦ℏpi preserve the relations from Wn(k;ℏ) to An(k); the inverse rescales pi by ℏ−1. If ℏ=0, [F5] makes every pair of generators commute. Thus the parameter branches and normal basis stated in the theorem hold.

Quotient diagram

The square records the maps used in steps 1.2, 3.1, and 4.1. The left vertical map sends Xi↦xi, Pi↦pi, and Z↦ℏ1; the top and bottom maps are the quotient maps from the tensor-algebra presentations; the right vertical map is the isomorphism proved above. The proof is the algebraic argument in the numbered steps, not the picture.

Tk(hn)U(hn)Q~Tk(En)Wn(k;~)Wn(k;~)¼U©¼~½»=¼W

No axiom of choice is used: the Heisenberg basis is finite and explicitly ordered, and all reductions and index sums are finite.

Depends on

Used by

Cited to discharge well-definedness by Polynomial Weyl algebra and its central parameter.

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