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A first-order vacuum family whose exact metric has nonzero Ricci tensor at order epsilon^2: a harmonic diagonal perturbation with phi = x^1

Statement refuted

Statement refuted: "Let (ε1,h,q) be a flat linearized family over an open set Ω of the flat model (Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge) whose first-order Einstein tensor vanishes identically, Gab(1)(h)=0 on Ω. Then every metric g(λ) of the family with 0<∣λ∣<ε1 is an exact vacuum solution of the field equation, Gab(g(λ))=0 on Ω."

The counterexample is the flat linearized family over the open unit ball Ω⊆R4 with

h00=−2φ,hij=−2φ δij,h0i=0,φ(x):=x1,q≡0,ε1:=14,

so that g(λ)ab=ηab+λhab. Then:

  1. (ε1,h,q) is a flat linearized family over Ω, and φ is harmonic, Δφ=0;

  2. Gab(1)(h)=0 on Ω, so the hypothesis of the refuted statement holds, and by linearity Gab(1)(λh)=λGab(1)(h)=0;

  3. nevertheless the exact Ricci tensor of g(λ) does not vanish: in closed form, with p:=1+2λφ and q:=1−2λφ,

    Ric⁡00(g(λ))=−2λ2p q2on Ω,

    which equals −2λ2≠0 at the origin x=0 for every 0<∣λ∣<ε1; hence Gab(g(λ))≠0 on Ω and the conclusion of the refuted statement fails.

Facts & Assumptions

Given: The flat model with inertial chart x, Ω the open unit ball, the potential φ=x1, the functions p=1+2λx1, q=1−2λx1, and the family g(λ)ab=ηab+λhab with h00=−2φ, h0i=0, hij=−2φδij, λ∈(−ε1,ε1), ε1=1/4.

[L1]

A flat linearized family over Ω consists of ε1>0 and smooth fields h, q such that for 0<∣λ∣<ε1 the field gab(λ,p)=ηab+λhab(p)+λ2qab(λ,p) is the component field of a smooth Lorentzian metric of signature (−,+,+,+) on Ω; the first-order coefficients are the λ-derivatives at 0 and indices are raised and lowered with η, with hˉab=hab−12ηabh and □=ηab∂a∂b (Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clauses (a)-(c)).

[L2]

First-order formulas (First-order curvature of a flat linearized family, gauge transformations and the quadratic remainder clauses (b)-(c)): Ric⁡ab(1)=12(∂c∂ahcb+∂c∂bhca−□hab−∂a∂bh), S(1)=∂a∂bhab−□h and Gab(1)=−12□hˉab+∂c∂(ahˉb)c−12ηab∂c∂dhˉcd, expressions linear in h.

[L3]

The metric-selected connection is unique with Christoffel symbols Γabc=12gad(∂bgcd+∂cgbd−∂dgbc) computed from the exact metric components of g(λ) (Metric compatibility, torsion freedom and the metric-selected connection class, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields, Christoffel symbols of an affine connection). Curvature components in a chart are Rabcd=∂cΓadb−∂dΓacb+ΓaceΓedb−ΓadeΓecb and Ric⁡bd=Rabad with Rabcd=gaeRebcd, Gab=Ric⁡ab−12Sgab (Tensoriality of the curvature, its coordinate formula and its point-normal metric formula clause (b), The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors clause (c)).

[L4]

For φ=x1: ∂iφ=δi1, Δφ=0, and φ is stationary (The Laplacian of a C2 function and of a C2 vector field).

[L5]

A diagonal symmetric form with matrix diag⁡(−p,q,q,q) has inertia (3,1,0) whenever p>0 and q>0; its coordinate eigenvalues are exactly −p,q,q,q.

[L6]

On the open unit ball, ∣x1∣<1, so for ∣λ∣<ε1=1/4 one has ∣2λx1∣<1/2 and hence p=1+2λx1>1/2, q=1−2λx1>1/2. Also p+q=2, ∂1p=2λ, ∂1q=−2λ, and ∂1(1/q)=2λ/q2.

Counterexample

technique · direct; verify the family, compute the first-order Einstein coefficient from the closed formula, compute the exact Christoffel symbols and the $(00)$ Ricci component of the exact metric, and evaluate it at the origin
1.1L1L5L6algebra

(The family.) The fields h and q≡0 are smooth and stationary, and for 0<∣λ∣<ε1=1/4 the exact metric matrix is diag⁡(−p,q,q,q). By [L6], both p and q are positive everywhere on Ω, so [L5] gives the Lorentzian signature (−,+,+,+) directly. Thus every g(λ) is a smooth Lorentzian metric on Ω and (ε1,h,q) is a flat linearized family.

1.2L1L2L4algebra

(First-order vacuum.) By [L1], h=ηabhab=2φ−6φ=−4φ, so hˉ00=−2φ−12(−1)(−4φ)=−4φ and hˉ0i=0, hˉij=−2φδij−12δij(−4φ)=0; that is, hˉab=−4φ δa0δb0. With □φ=Δφ=0 and stationarity, the closed formula of [L2] gives G00(1)=−12□(−4φ)=2Δφ=0, while ∂c∂dhˉcd=η00η00∂0∂0hˉ00=0 and every divergence term involves hˉ0⋅ components or time derivatives; the (0i) and (ij) components contain only such terms as well. Hence Gab(1)(h)=0; by the linearity of [L2], Gab(1)(λh)=λGab(1)(h)=0 for every λ.

1.3L3L6algebra

(Exact Christoffel symbols.) In the coordinate frame g(λ)=diag⁡(−p,q,q,q), so g00=−1/p and gii=1/q; the general formula of [L3] and [L6] give, and all other components vanish: Γ001=Γ010=∂1p/(2p)=λ/p; Γ100=∂1p/(2q)=λ/q; Γ111=∂1q/(2q)=−λ/q; Γ122=Γ133=−∂1q/(2q)=λ/q; Γ212=Γ221=Γ313=Γ331=∂1q/(2q)=−λ/q. (For example Γ122=12g11(∂2g12+∂2g21−∂1g22)=12(1/q)(−∂1q), since only the ∂1 derivative of the diagonal entries is nonzero; all components with a time derivative vanish by stationarity.)

2.1step 1.3L3L6algebra

(Exact Ricci component.) By [L3] and step 1.3, Ra0a0=∂aΓa00−∂0Γaa0+ΓaaeΓe00−Γa0eΓea0 and Ric⁡00=Ra0a0. The terms are: ∂aΓa00=∂1(λ/q)=2λ2/q2 by [L6]; ∂0Γaa0=0; Γaa1=Γ001+Γ111+Γ221+Γ331=λ/p−3λ/q, so ΓaaeΓe00=Γaa1Γ100=λ2/(pq)−3λ2/q2; and Γa0eΓea0=Γ001Γ100+Γ100Γ010=2λ2/(pq). Summing, Ric⁡00=2λ2/q2+λ2/(pq)−3λ2/q2−2λ2/(pq)=−λ2/q2−λ2/(pq)=−λ2(p+q)/(pq2)=−2λ2/(pq2) since p+q=2 by [L6].

3.1step 1.2step 2.1L1L3algebra∎

(Refutation.) At the origin x=0 one has p=q=1, so step 2.1 gives Ric⁡00(g(λ))=−2λ2≠0 for every 0<∣λ∣<ε1; hence the exact Ricci tensor does not vanish on Ω. If the exact Einstein tensor vanished, then contracting Gab=Ric⁡ab−12Sgab of [L3] with gab would give S=−gabGab=0 and then Ric⁡ab=Gab+12Sgab=0, contradicting Ric⁡00≠0. So Gab(g(λ))≠0 on Ω although Gab(1)(λh)=0 by step 1.2, which refutes the statement. The failure is of order λ2, consistent with the quadratic remainder bound of First-order curvature of a flat linearized family, gauge transformations and the quadratic remainder clause (f).

Remarks

  • What the example does not say. It refutes the implication "linearized vacuum solution ⇒ exact vacuum solution" for one explicit family; it does not claim that every first-order vacuum family fails to be exact, nor that any approximate solution is useless. Exact vacuum metrics may have first-order coefficients with G(1)=0 (any exact vacuum family has, by the expansion), and the point is only the converse failure.
  • Scope. The datum hab here is a mathematically chosen perturbation, not a physical field; no source, matter model, measurement or uncertainty occurs.

Depends on

Dependency tree · 2 levels

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